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BAH

Booz Allen Hamilton Holding Corp

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3574
SEC CIK
0001443646
Parsed reports
582

Last 12 months

Inside the activity.

0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 5, 2019 21:01 UTC GrantClass A Common Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000172 · wf-form4_156503885102482.xml · nonDerivative · entry 1

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,913

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 21:00 UTC
Jewett EllenDirector
GrantClass A Common Stock 2,176 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000169 · wf-form4_156503879234391.xml · nonDerivative · entry 1

Jewett Ellen · CIK 0001526875 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,569

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:59 UTC GrantClass A Common Stock 2,611 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000168 · wf-form4_156503877218338.xml · nonDerivative · entry 1

Gaumond Mark E. · CIK 0001504680 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,375

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:59 UTC
FUJIYAMA IANDirector
GrantClass A Common Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000167 · wf-form4_156503875135377.xml · nonDerivative · entry 1

FUJIYAMA IAN · CIK 0001505606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,747

F1 · acquired: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:59 UTC GrantClass A Common Stock 2,176 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000166 · wf-form4_156503873081453.xml · nonDerivative · entry 1

Flournoy Michele Angelique · CIK 0001659488 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,577

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:58 UTC GrantClass A Common Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000165 · wf-form4_156503871043424.xml · nonDerivative · entry 1

CLARE PETER J · CIK 0001259080 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,747

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:58 UTC GrantClass A Common Stock 2,176 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000164 · wf-form4_156503868755612.xml · nonDerivative · entry 1

Barnes Melody C · CIK 0001619369 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,772

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
August 01, 2019 Filed Aug 5, 2019 20:58 UTC GrantClass A Common Stock 3,626 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000163 · wf-form4_156503866299494.xml · nonDerivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,672

F1 · shares: Consists of shares of Class A restricted common stock.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:28 UTC
ROZANSKI HORACIODirector · President and CEO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 45,000 $0.00 Strike: $18.35 $0.00
Disclosure

SEC source: 0001443646-19-000149 · wf-form4_156452208816605.xml · derivative · entry 3

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,000 shares

Expires 2023-05-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:28 UTC
ROZANSKI HORACIODirector · President and CEO
SaleClass A Common Stock 45,000 $70.70 $3,181,500.00
Disclosure

SEC source: 0001443646-19-000149 · wf-form4_156452208816605.xml · nonDerivative · entry 2

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,318

F3 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:28 UTC
ROZANSKI HORACIODirector · President and CEO
Exercise / conversionClass A Common Stock 45,000 $18.35 $825,750.00
Disclosure

SEC source: 0001443646-19-000149 · wf-form4_156452208816605.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,724 $0.00 Strike: $35.63 $0.00
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · derivative · entry 7

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,090

Underlying: Class A Common Stock · 10,724 shares

Expires 2027-05-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
SaleClass A Common Stock 13,325 $71.00 $946,075.00
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · nonDerivative · entry 5

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,749

F3 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
SaleClass A Common Stock 10,724 $70.70 $758,186.80
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · nonDerivative · entry 4

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,074

F3 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 29, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
Exercise / conversionClass A Common Stock 10,724 $35.63 $382,096.12
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · nonDerivative · entry 3

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 11,340 $0.00 Strike: $26.41 $0.00
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · derivative · entry 6

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,205

Underlying: Class A Common Stock · 11,340 shares

Expires 2026-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All options are fully vested and exercisable.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
SaleClass A Common Stock 11,340 $69.00 $782,460.00
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · nonDerivative · entry 2

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,074

F3 · shares: The sales reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 26, 2019 Filed Jul 30, 2019 21:24 UTC
Laben NancyEVP, CLO and Secretary
Exercise / conversionClass A Common Stock 11,340 $26.41 $299,489.40
Disclosure

SEC source: 0001443646-19-000147 · wf-form4_156452183985617.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The exercise of options reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 12, 2019.

F2 · balance_after: Includes restricted stock units.

Read SEC document
July 15, 2019 Filed Jul 17, 2019 21:12 UTC
ROZANSKI HORACIODirector · President and CEO
SaleClass A Common Stock 31,000 $68.77 $2,131,870.00
Disclosure

SEC source: 0001443646-19-000135 · wf-form4_156339792776064.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 552,318

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 13, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.62 to $68.95, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
July 08, 2019 Filed Jul 10, 2019 20:19 UTC
HOWELL LLOYD JREVP, CFO and Treasurer
SaleClass A Common Stock 74,279 $67.19 $4,990,806.01
Disclosure

SEC source: 0001443646-19-000133 · wf-form4_156278998062294.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,838

F1 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 7, 2019.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.86 to $67.70, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:50 UTC
Messer Angela M.EVP, Chief Transformation Ofc.
Tax withholdingClass A Common Stock 1,488 $66.21 $98,520.48
Disclosure

SEC source: 0001443646-19-000126 · wf-form4_156210061846517.xml · nonDerivative · entry 1

Messer Angela M. · CIK 0001724609 · EVP, Chief Transformation Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,635

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:49 UTC
Ling ChristopherExecutive Vice President
Tax withholdingClass A Common Stock 1,385 $66.21 $91,700.85
Disclosure

SEC source: 0001443646-19-000124 · wf-form4_156210058111178.xml · nonDerivative · entry 1

Ling Christopher · CIK 0001724548 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,750.815

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:50 UTC
Penfield Susan LExecutive Vice President
Tax withholdingClass A Common Stock 1,488 $66.21 $98,520.48
Disclosure

SEC source: 0001443646-19-000127 · wf-form4_156210063947567.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,859

F1 · shares: Exempt under Rule 16b-3

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:48 UTC
ANDERSON KRISTINEExecutive Vice President
Tax withholdingClass A Common Stock 442 $66.21 $29,264.82
Disclosure

SEC source: 0001443646-19-000119 · wf-form4_156210048192597.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,564

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:51 UTC
Thompson Elizabeth MEVP and Chief People Officer
Tax withholdingClass A Common Stock 739 $66.21 $48,929.19
Disclosure

SEC source: 0001443646-19-000129 · wf-form4_156210067317072.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,394

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:51 UTC
ROZANSKI HORACIODirector · President and CEO
Tax withholdingClass A Common Stock 2,853 $66.21 $188,897.13
Disclosure

SEC source: 0001443646-19-000128 · wf-form4_156210065601718.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 583,318

F1 · shares: Exempt under Rule 16b-3

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:50 UTC Tax withholdingClass A Common Stock 1,390 $66.21 $92,031.90
Disclosure

SEC source: 0001443646-19-000125 · wf-form4_156210060044438.xml · nonDerivative · entry 1

MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 251,098

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:49 UTC
LABOVICH GARY DExecutive Vice President
Tax withholdingClass A Common Stock 899 $66.21 $59,522.79
Disclosure

SEC source: 0001443646-19-000123 · wf-form4_156210056213690.xml · nonDerivative · entry 1

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,052

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:49 UTC
Laben NancyEVP, CLO and Secretary
Tax withholdingClass A Common Stock 794 $66.21 $52,570.74
Disclosure

SEC source: 0001443646-19-000122 · wf-form4_156210054134498.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,074

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:48 UTC
HOWELL LLOYD JREVP, CFO and Treasurer
Tax withholdingClass A Common Stock 1,985 $66.21 $131,426.85
Disclosure

SEC source: 0001443646-19-000121 · wf-form4_156210052032412.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,117

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:48 UTC
Dahut Karen MExecutive Vice President
Tax withholdingClass A Common Stock 1,985 $66.21 $131,426.85
Disclosure

SEC source: 0001443646-19-000120 · wf-form4_156210050093457.xml · nonDerivative · entry 1

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,824

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

Read SEC document
June 06, 2019 Filed Jun 7, 2019 20:24 UTC
Adams Laura SVP, Controller and PAO
SaleClass A Common Stock 780 $65.63 $51,191.40
Disclosure

SEC source: 0001443646-19-000103 · wf-form4_155993905220872.xml · nonDerivative · entry 1

Adams Laura S · CIK 0001678648 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,439

F1 · balance_after: Includes restricted stock units.

Read SEC document
May 31, 2019 Filed Aug 5, 2019 21:01 UTC GiftClass A Common Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000173 · wf-form4_156503886971719.xml · nonDerivative · entry 1

SHRADER RALPH W · CIK 0001505406 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 1,256,090

F1 · price: Bona fide gift by the Reporting Person for no consideration.

F2 · ownership.nature: Shares held by the Ralph W. Shrader Revocable Trust.

Read SEC document
May 31, 2019 Filed Nov 13, 2019 21:50 UTC GiftClass A Common Stock 7,348 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000185 · wf-form4_157368181343242.xml · nonDerivative · entry 1

ROSSOTTI CHARLES O · CIK 0001237642 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,565

F1 · price: Bona fide gifts by the Reporting Person for no consideration.

F2 · balance_after: Includes shares of Class A restricted common stock.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:39 UTC
Ling ChristopherExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,195 $0.00 Strike: $62.12 $0.00
Disclosure

SEC source: 0001443646-19-000080 · wf-form4_155873035066946.xml · derivative · entry 2

Ling Christopher · CIK 0001724548 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Class A Common Stock · 10,195 shares

Expires 2029-05-22

F3 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2020, 2021, 2022, 2023 and 2024. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:39 UTC
Ling ChristopherExecutive Vice President
GrantClass A Common Stock 4,346 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000080 · wf-form4_155873035066946.xml · nonDerivative · entry 1

Ling Christopher · CIK 0001724548 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,135.815

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:43 UTC
Messer Angela M.EVP, Chief Transformation Ofc.
GrantClass A Common Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000082 · wf-form4_155873061626580.xml · nonDerivative · entry 1

Messer Angela M. · CIK 0001724609 · EVP, Chief Transformation Ofc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,123

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 22, 2019 Filed May 24, 2019 16:45 UTC
Penfield Susan LExecutive Vice President
GrantClass A Common Stock 5,634 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000083 · wf-form4_155873070129093.xml · nonDerivative · entry 1

Penfield Susan L · CIK 0001667720 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,347

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:21 UTC
ANDERSON KRISTINEExecutive Vice President
GrantEmployee Stock Option (right to buy) · Derivative 10,195 $0.00 Strike: $62.12 $0.00
Disclosure

SEC source: 0001443646-19-000075 · wf-form4_155872929615248.xml · derivative · entry 2

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,195

Underlying: Class A Common Stock · 10,195 shares

Expires 2029-05-22

F3 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2020, 2021, 2022, 2023 and 2024. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.

Read SEC document
May 22, 2019 Filed May 24, 2019 20:21 UTC
ANDERSON KRISTINEExecutive Vice President
GrantClass A Common Stock 4,346 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000075 · wf-form4_155872929615248.xml · nonDerivative · entry 1

ANDERSON KRISTINE · CIK 0001225438 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,006

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:37 UTC
LABOVICH GARY DExecutive Vice President
GrantClass A Common Stock 2,942 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000079 · wf-form4_155873024184461.xml · nonDerivative · entry 1

LABOVICH GARY D · CIK 0001233146 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,951

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:48 UTC
Thompson Elizabeth MEVP and Chief People Officer
GrantEmployee Stock Option (right to buy) · Derivative 20,391 $0.00 Strike: $62.12 $0.00
Disclosure

SEC source: 0001443646-19-000085 · wf-form4_155873090842299.xml · derivative · entry 2

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,391

Underlying: Class A Common Stock · 20,391 shares

Expires 2029-05-22

F3 · derivative.exercise_date: The options vest and become exercisable, subject to the Reporting Person's continued employment, ratably on March 31, 2020, 2021, 2022, 2023 and 2024. These options fully vest and become exercisable immediately prior to the effective date of certain change in control events.

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May 22, 2019 Filed May 24, 2019 20:48 UTC
Thompson Elizabeth MEVP and Chief People Officer
GrantClass A Common Stock 2,942 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000085 · wf-form4_155873090842299.xml · nonDerivative · entry 1

Thompson Elizabeth M · CIK 0001533449 · EVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,133

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:46 UTC
ROZANSKI HORACIODirector · President and CEO
GrantClass A Common Stock 22,537 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000084 · wf-form4_155873079523079.xml · nonDerivative · entry 1

ROZANSKI HORACIO · CIK 0001505495 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,171

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:40 UTC GrantClass A Common Stock 3,530 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000081 · wf-form4_155873043367528.xml · nonDerivative · entry 1

MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,488

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:29 UTC
Laben NancyEVP, CLO and Secretary
GrantClass A Common Stock 6,278 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000078 · wf-form4_155872977135085.xml · nonDerivative · entry 1

Laben Nancy · CIK 0001588110 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,868

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:27 UTC
HOWELL LLOYD JREVP, CFO and Treasurer
GrantClass A Common Stock 12,073 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000077 · wf-form4_155872962935558.xml · nonDerivative · entry 1

HOWELL LLOYD JR · CIK 0001505488 · EVP, CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,102

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:25 UTC
Dahut Karen MExecutive Vice President
GrantClass A Common Stock 12,073 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000076 · wf-form4_155872949379284.xml · nonDerivative · entry 1

Dahut Karen M · CIK 0001533450 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,809

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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May 22, 2019 Filed May 24, 2019 20:18 UTC
Adams Laura SVP, Controller and PAO
GrantClass A Common Stock 1,850 $0.00 $0.00
Disclosure

SEC source: 0001443646-19-000074 · wf-form4_155872907263707.xml · nonDerivative · entry 1

Adams Laura S · CIK 0001678648 · VP, Controller and PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,219

F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment.

F2 · balance_after: Includes restricted stock units.

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March 29, 2019 Filed Apr 2, 2019 16:42 UTC
Ling ChristopherExecutive Vice President
Tax withholdingClass A Common Stock 2,766 $58.14 $160,815.24
Disclosure

SEC source: 0001443646-19-000050 · wf-form4_155423776404947.xml · nonDerivative · entry 1

Ling Christopher · CIK 0001724548 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,789.815

F1 · shares: Exempt under Rule 16b-3.

F2 · balance_after: Includes restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.