Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Booz Allen Hamilton Holding CorpBAH · Entity 3574 | EVP and CAO | March 31, 2020 | April 02, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Booz Allen Hamilton Holding Corp
Report date March 31, 2020 · Filed April 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 248,621 |
Reported balance
After 2020-03-31 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-31 · Tax withholding · Disposed 2,477 · Balance 248,621 F1: Exempt under Rule 16b-3. F2: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt under Rule 16b-3.
F2: Includes restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 2, 2020 23:19 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 2,477 | $68.64 | $170,021.28 |
DisclosureSEC source: 0001443646-20-000051 · wf-form4_158586954756558.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,621 F1 · shares: Exempt under Rule 16b-3. F2 · balance_after: Includes restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:50 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 1,390 | $66.21 | $92,031.90 |
DisclosureSEC source: 0001443646-19-000125 · wf-form4_156210060044438.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,098 F1 · shares: Exempt under Rule 16b-3. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 22, 2019 Filed May 24, 2019 20:40 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | GrantClass A Common Stock | 3,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001443646-19-000081 · wf-form4_155873043367528.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,488 F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2020, 2021 and 2022, subject to the Reporting Person's continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:44 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 2,091 | $58.14 | $121,570.74 |
DisclosureSEC source: 0001443646-19-000051 · wf-form4_155423782983867.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,958 F1 · shares: Exempt under Rule 16b-3. F2 · balance_after: Includes restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:49 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 1,692 | $43.73 | $73,991.16 |
DisclosureSEC source: 0001443646-18-000137 · wf-form4_153065097111884.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,049 F1 · shares: Exempt under Rule 16b-3. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 23, 2018 Filed May 25, 2018 22:04 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 684 | $41.28 | $28,235.52 |
DisclosureSEC source: 0001443646-18-000084 · wf-form4_152728585335923.xml · nonDerivative · entry 2 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,741 F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 23, 2018 Filed May 25, 2018 22:04 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | GrantClass A Common Stock | 5,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001443646-18-000084 · wf-form4_152728585335923.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,425 F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2019, 2020 and 2021, subject to the Reporting Person's continued employment. F2 · balance_after: Includes restricted stock units. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 22:06 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 854 | $38.72 | $33,066.88 |
DisclosureSEC source: 0001443646-18-000042 · wf-form4_152279315799560.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,112 F1 · balance_after: Includes restricted stock units. F2 · balance_after: Includes 91,795 shares previously reported as held indirectly by the Joseph W. Mahaffee Revocable Trust which were distributed to the Reporting Person and are now held directly. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 22:08 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | GrantClass A Common Stock | 8,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001443646-17-000085 · wf-form4_149929249742883.xml · nonDerivative · entry 2 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,171 F2 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest and settle on each of March 31, 2018, 2019 and 2020. F1 · balance_after: Includes restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 22:08 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Tax withholdingClass A Common Stock | 3,955 | $32.54 | $128,695.70 |
DisclosureSEC source: 0001443646-17-000085 · wf-form4_149929249742883.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,711 F1 · balance_after: Includes restricted stock units. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:17 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001443646-17-000069 · wf-form4_149617902427796.xml · derivative · entry 3 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All options are currently vested. Options vested and became exercisable ratably on June 30, 2011, 2012 and 2013, subject to achievement of EBITDA performance goals and the Reporting Person's continued employment. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:17 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | SaleClass A Common Stock | 50,000 | $39.00 | $1,950,000.00 |
DisclosureSEC source: 0001443646-17-000069 · wf-form4_149617902427796.xml · nonDerivative · entry 2 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,666 F3 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 25, 2017 Filed May 30, 2017 21:17 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionClass A Common Stock | 50,000 | $4.28 | $214,000.00 |
DisclosureSEC source: 0001443646-17-000069 · wf-form4_149617902427796.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:40 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001443646-17-000058 · wf-form4_149558643344421.xml · derivative · entry 3 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 120,000 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the reporting person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:40 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | SaleClass A Common Stock | 120,000 | $38.25 | $4,590,048.00 |
DisclosureSEC source: 0001443646-17-000058 · wf-form4_149558643344421.xml · nonDerivative · entry 2 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,666 F3 · shares: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.50 to $38.52, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 22, 2017 Filed May 24, 2017 00:40 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionClass A Common Stock | 120,000 | $4.28 | $513,600.00 |
DisclosureSEC source: 0001443646-17-000058 · wf-form4_149558643344421.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,666 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 15, 2016. F2 · balance_after: Includes restricted stock units. Read SEC document |
| May 17, 2017 Filed May 19, 2017 18:47 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | GrantClass A Common Stock | 6,156 | $0.00 | $0.00 |
DisclosureSEC source: 0001443646-17-000038 · wf-form4_149521960846343.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,666 F1 · shares: Grant of restricted stock units under the Issuer's Second Amended and Restated Equity Incentive Plan exempt under Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock upon vesting. One-third of these restricted stock units are scheduled to vest on each of March 31, 2018, 2019 and 2020, subject to the Reporting Person's continued employment and the Issuer's achievement of at least $1.00 in net income in the fiscal year ending on the vesting date or any prior fiscal year during the vesting period. F2 · balance_after: Includes restricted stock units. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 19,347 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · derivative · entry 7 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Underlying: Class A Common Stock · 19,347 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | SaleClass A Common Stock | 19,347 | $32.01 | $619,330.36 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · nonDerivative · entry 4 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,510 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.08, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares of Class A restricted common stock and restricted stock units. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionClass A Common Stock | 19,347 | $4.28 | $82,805.16 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · nonDerivative · entry 3 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016. F2 · balance_after: Includes shares of Class A restricted common stock and restricted stock units. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,653 | $0.00 Strike: $4.28 | $0.00 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · derivative · entry 6 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,347 Underlying: Class A Common Stock · 40,653 shares Expires 2018-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: All options are currently vested. Options vested and became exercisable ratably on June 30, 2009, 2010, 2011, 2012 and 2013, subject to the Reporting Person's continued employment, and, in certain circumstances, achievement of EBITDA or cash flow performance goals. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | SaleClass A Common Stock | 40,653 | $32.04 | $1,302,696.93 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · nonDerivative · entry 2 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,510 F3 · shares: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.12, inclusive. The Reporting Person undertakes to provide to Booz Allen Hamilton Holding Corporation, any of its security holders, or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes shares of Class A restricted common stock and restricted stock units. Read SEC document |
| November 02, 2016 Filed Nov 4, 2016 17:41 UTC | Booz Allen Hamilton Holding Corp BAH · Entity 3574 | Exercise / conversionClass A Common Stock | 40,653 | $4.28 | $173,994.84 |
DisclosureSEC source: 0001443646-16-000211 · wf-form4_147828128126072.xml · nonDerivative · entry 1 MAHAFFEE JOSEPH W · CIK 0001505500 · EVP, CAO and CISO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The exercise of options reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 8, 2016. F2 · balance_after: Includes shares of Class A restricted common stock and restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.