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NYSE · USD

BAC

BANK OF AMERICA CORP /DE/

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Tapewire entity
2801
SEC CIK
0000070858
Parsed reports
2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 24, 2019 Filed Apr 26, 2019 20:07 UTC GrantCommon Stock 8,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016304 · form4.xml · nonDerivative · entry 1

de Weck Pierre J.P. · CIK 0001582787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,508

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:08 UTC GrantCommon Stock 8,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016305 · form4.xml · nonDerivative · entry 1

DONALD ARNOLD W · CIK 0001083206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,237

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:10 UTC GrantPhantom Stock · Derivative 8,327.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016306 · form4.xml · derivative · entry 2

HUDSON LINDA P · CIK 0001222196 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,841.75

Underlying: Common Stock · 8,327.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 1,147.10 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:11 UTC GrantPhantom Stock · Derivative 8,327.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016307 · form4.xml · derivative · entry 2

LOZANO MONICA C · CIK 0001179864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,748.48

Underlying: Common Stock · 8,327.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 3,087.53 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:12 UTC
MAY THOMAS JDirector
GrantPhantom Stock · Derivative 12,658.23 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016308 · form4.xml · derivative · entry 2

MAY THOMAS J · CIK 0001101384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,410.73

Underlying: Common Stock · 12,658.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 5,284.69 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:14 UTC GrantPhantom Stock · Derivative 11,658.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016309 · form4.xml · derivative · entry 2

NOWELL LIONEL L III · CIK 0001180436 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,532.17

Underlying: Common Stock · 11,658.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 1,857.09 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:15 UTC GrantPhantom Stock · Derivative 8,327.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016310 · form4.xml · derivative · entry 2

ROSE CLAYTON STUART · CIK 0001243542 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,142.54

Underlying: Common Stock · 8,327.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 55.31 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:20 UTC Tax withholdingCommon Stock 3,831 $30.02 $115,006.62
Disclosure

SEC source: 0001127602-19-016313 · form4.xml · nonDerivative · entry 2

Woods Thomas D · CIK 0001672532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,034

F3 · kind: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:20 UTC GrantCommon Stock 8,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016313 · form4.xml · nonDerivative · entry 1

Woods Thomas D · CIK 0001672532 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,865

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

F2 · balance_after: 50,003 shares previously reported as being owned directly by the reporting person were transferred to 2555271 Ontario Inc., an investment holding company of which the reporting person is the sole shareholder, and are now indirectly held by the reporting person.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:17 UTC GrantPhantom Stock · Derivative 8,327.78 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016311 · form4.xml · derivative · entry 3

WHITE MICHAEL D · CIK 0001219007 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,054.61

Underlying: Common Stock · 8,327.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 614.25 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:21 UTC
YOST R DAVIDDirector
GrantPhantom Stock · Derivative 11,658.89 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016314 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,988.81

Underlying: Common Stock · 11,658.89 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 2,114.47 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

Read SEC document
April 24, 2019 Filed Apr 26, 2019 20:22 UTC GrantCommon Stock 8,327 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-016315 · form4.xml · nonDerivative · entry 1

Zuber Maria T · CIK 0001688454 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,138

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:01 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
SaleCommon Stock 129,615 $29.78 $3,860,323.55
Disclosure

SEC source: 0001127602-19-015910 · form4.xml · nonDerivative · entry 2

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,002

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.74 to $29.86, inclusive. The reporting person undertakes to provide to Bank of America Corporation, any security holder of Bank of America Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
April 17, 2019 Filed Apr 19, 2019 20:01 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
GiftCommon Stock 18,445 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015910 · form4.xml · nonDerivative · entry 1

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,617

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2019 Cash Settled Restricted Stock Units · Derivative 21,838 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-015682 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,380

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Disposition to issuerCommon Stock 21,838 $29.84 $651,645.92
Disclosure

SEC source: 0001127602-19-015682 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

Read SEC document
April 15, 2019 Filed Apr 17, 2019 20:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 21,838 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-015682 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2019 Cash Settled Restricted Stock Units · Derivative 21,837 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-012176 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,218

Underlying: Common Stock · 21,837 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Disposition to issuerCommon Stock 21,837 $29.30 $639,824.10
Disclosure

SEC source: 0001127602-19-012176 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

Read SEC document
March 15, 2019 Filed Mar 19, 2019 20:01 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 21,837 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-012176 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
March 12, 2019 Filed Feb 7, 2020 23:20 UTC
Nguyen Thong MVice Chairman
GiftCommon Stock 2,415 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004426 · form5.xml · nonDerivative · entry 1

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,957

F1 · kind: Represents a charitable gift by the reporting person.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Grant2016 Performance Restricted Stock Units · Derivative 92,063 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009889 · form4.xml · derivative · entry 5

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,063

Underlying: Common Stock · 92,063 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 92,063 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 92,063 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 575,397 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009889 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 575,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Tax withholdingCommon Stock 261,488 $29.31 $7,664,213.28
Disclosure

SEC source: 0001127602-19-009889 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:02 UTC
MOYNIHAN BRIAN TDirector · Chairman and CEO
Exercise / conversionCommon Stock 575,397 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009889 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,813,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:03 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Grant2016 Performance Restricted Stock Units · Derivative 21,523 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009890 · form4.xml · derivative · entry 4

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523

Underlying: Common Stock · 21,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:03 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 134,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009890 · form4.xml · derivative · entry 3

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 134,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:03 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Tax withholdingCommon Stock 60,069 $29.31 $1,760,622.39
Disclosure

SEC source: 0001127602-19-009890 · form4.xml · nonDerivative · entry 2

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,062

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:03 UTC
Athanasia Dean CPres, Ret & Pref & Sm Bus Bnkg
Exercise / conversionCommon Stock 134,524 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009890 · form4.xml · nonDerivative · entry 1

Athanasia Dean C · CIK 0001618705 · Pres, Ret & Pref & Sm Bus Bnkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,131

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Bessant Catherine PChief Ops & Tech Officer
Grant2016 Performance Restricted Stock Units · Derivative 21,523 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009893 · form4.xml · derivative · entry 8

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523

Underlying: Common Stock · 21,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 134,524 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009893 · form4.xml · derivative · entry 7

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 134,524 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Bessant Catherine PChief Ops & Tech Officer
Tax withholdingCommon Stock 60,626 $29.31 $1,776,948.06
Disclosure

SEC source: 0001127602-19-009893 · form4.xml · nonDerivative · entry 2

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 240,907

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC
Bessant Catherine PChief Ops & Tech Officer
Exercise / conversionCommon Stock 134,524 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009893 · form4.xml · nonDerivative · entry 1

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Revocable Trust

Disclosed balance after: 301,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Donofrio Paul MChief Financial Officer
Grant2016 Performance Restricted Stock Units · Derivative 36,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009900 · form4.xml · derivative · entry 5

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,761

Underlying: Common Stock · 36,761 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 36,761 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 36,761 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Donofrio Paul MChief Financial Officer
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 229,762 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009900 · form4.xml · derivative · entry 4

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 229,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Donofrio Paul MChief Financial Officer
Tax withholdingCommon Stock 122,280 $29.31 $3,584,026.80
Disclosure

SEC source: 0001127602-19-009900 · form4.xml · nonDerivative · entry 2

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,633

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:08 UTC
Donofrio Paul MChief Financial Officer
Exercise / conversionCommon Stock 229,762 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009900 · form4.xml · nonDerivative · entry 1

Donofrio Paul M · CIK 0001649927 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,913

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Greener Geoffrey SChief Risk Officer
Grant2016 Performance Restricted Stock Units · Derivative 32,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009902 · form4.xml · derivative · entry 4

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 32,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 32,000 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 32,000 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 200,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009902 · form4.xml · derivative · entry 3

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Greener Geoffrey SChief Risk Officer
Tax withholdingCommon Stock 102,142 $29.31 $2,993,782.02
Disclosure

SEC source: 0001127602-19-009902 · form4.xml · nonDerivative · entry 2

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,675

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:09 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversionCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009902 · form4.xml · nonDerivative · entry 1

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 852,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Grant2016 Performance Restricted Stock Units · Derivative 9,142 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009905 · form4.xml · derivative · entry 4

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,142

Underlying: Common Stock · 9,142 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 9,142 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 9,142 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 57,143 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009905 · form4.xml · derivative · entry 3

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,143 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Tax withholdingCommon Stock 29,070 $29.31 $852,041.70
Disclosure

SEC source: 0001127602-19-009905 · form4.xml · nonDerivative · entry 2

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,344

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:11 UTC
Bronstein Sheri B.Chief Human Resources Officer
Exercise / conversionCommon Stock 57,143 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009905 · form4.xml · nonDerivative · entry 1

Bronstein Sheri B. · CIK 0001766714 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
Montag Thomas K.Chief Operating Officer
Grant2016 Performance Restricted Stock Units · Derivative 55,238 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009910 · form4.xml · derivative · entry 5

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,238

Underlying: Common Stock · 55,238 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 55,238 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 55,238 units with a settlement date of March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2016 Performance Restricted Stock Units · Derivative 345,239 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-009910 · form4.xml · derivative · entry 4

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 345,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
Montag Thomas K.Chief Operating Officer
Tax withholdingCommon Stock 183,737 $29.31 $5,385,331.47
Disclosure

SEC source: 0001127602-19-009910 · form4.xml · nonDerivative · entry 2

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,124,020

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:12 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 345,239 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009910 · form4.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,307,757

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:14 UTC
Nguyen Thong MVice Chairman
Grant2016 Performance Restricted Stock Units · Derivative 21,523 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009915 · form4.xml · derivative · entry 5

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,523

Underlying: Common Stock · 21,523 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.