person · Reporting owner

Bessant Catherine P

Disclosed activity across 2 companies

Tapewire entity: 11670
SEC CIK: 0001649626

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
BANK OF AMERICA CORP /DE/BAC · Entity 2801	Vice Chair, Global Strategy	December 31, 2021	January 28, 2022
TRUIST FINANCIAL CORPTFC · Entity 1440	Director	July 28, 2026	July 30, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANK OF AMERICA CORP /DE/

Report date December 31, 2021 · Filed January 28, 2022

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectRevocable Trust	633,767.52	Reported balance After 2021-11-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-11-12 · Gift · Disposed 119,226 · Balance 633,767.52 F1: Represents a gift by the reporting person to a child. F2: 453,788.52 shares previously reported as being owned directly by the reporting person were transferred to the Revocable Trust and are now indirectly held by the reporting person.
Common StockSEC Table I · non-derivative	IndirectRevocable Trust	633,767.52	Reported balance After 2021-11-12 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 4 · 2021-11-12 · Gift · Disposed 119,226 · Balance 633,767.52 F1: Represents a gift by the reporting person to a child.
Common StockSEC Table I · non-derivative	IndirectBy Child	119,226	Reported balance After 2021-11-12 transaction · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · 2021-11-12 · Gift · Acquired 119,226 · Balance 119,226 F1: Represents a gift by the reporting person to a child.
Common StockSEC Table I · non-derivative	IndirectBy Child	119,226	Reported balance After 2021-11-12 transaction · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · 2021-11-12 · Gift · Acquired 119,226 · Balance 119,226 F1: Represents a gift by the reporting person to a child.
Common StockSEC Table I · non-derivative	IndirectBy Child	1,250	Reported balance Holding disclosure · report date 2021-12-31 · row 7 Holding and transaction disclosures are not merged. 1 source row Row 7 · Balance 1,250
Common StockSEC Table I · non-derivative	IndirectBy Child	1,250	Reported balance Holding disclosure · report date 2021-12-31 · row 8 Holding and transaction disclosures are not merged. 1 source row Row 8 · Balance 1,250 F4: Reflects a change in the ownership of the account from an UTMA to direct ownership by a child of the reporting person.
Common StockSEC Table I · non-derivative	Direct	0	Reported balance Holding disclosure · report date 2021-12-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 0
Common StockSEC Table I · non-derivative	Indirect401(k) Plan	8,814.19	Reported balance Holding disclosure · report date 2021-12-31 · row 6 Holding and transaction disclosures are not merged. 1 source row Row 6 · Balance 8,814.19 F3: The share equivalents attributed to the reporting person's 401(k) balance increased 102.47 shares due to dividend reinvestments and changes in the Net Asset Value of the issuer's stock fund.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a gift by the reporting person to a child.

F2: 453,788.52 shares previously reported as being owned directly by the reporting person were transferred to the Revocable Trust and are now indirectly held by the reporting person.

F3: The share equivalents attributed to the reporting person's 401(k) balance increased 102.47 shares due to dividend reinvestments and changes in the Net Asset Value of the issuer's stock fund.

F4: Reflects a change in the ownership of the account from an UTMA to direct ownership by a child of the reporting person.

TRUIST FINANCIAL CORP

Report date July 28, 2026 · Filed July 30, 2026

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,338	Reported balance After 2026-07-28 transaction · row 1 1 source row Row 1 · 2026-07-28 · Grant · Acquired 2,338 · Balance 2,338 F1: Grant of Restricted Stock Units which cliff vest on December 31, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of Restricted Stock Units which cliff vest on December 31, 2026.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
July 28, 2026 Filed Jul 30, 2026 13:22 UTC	TRUIST FINANCIAL CORP TFC · Entity 1440	GrantCommon Stock	2,338	$0.00	$0.00	Disclosure SEC source: 0001649626-26-000006 · f4_a1eus000009stlxmac-live.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,338 F1 · shares: Grant of Restricted Stock Units which cliff vest on December 31, 2026. Read SEC document
November 12, 2021 Filed Jan 28, 2022 00:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GiftCommon Stock	119,226	$0.00	$0.00	Disclosure SEC source: 0001127602-22-002317 · form5.xml · nonDerivative · entry 4 Bessant Catherine P · CIK 0001649626 · Vice Chair, Global Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 633,767.52 F1 · kind: Represents a gift by the reporting person to a child. Read SEC document
November 12, 2021 Filed Jan 28, 2022 00:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GiftCommon Stock	119,226	$0.00	$0.00	Disclosure SEC source: 0001127602-22-002317 · form5.xml · nonDerivative · entry 3 Bessant Catherine P · CIK 0001649626 · Vice Chair, Global Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 119,226 F1 · kind: Represents a gift by the reporting person to a child. Read SEC document
November 12, 2021 Filed Jan 28, 2022 00:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GiftCommon Stock	119,226	$0.00	$0.00	Disclosure SEC source: 0001127602-22-002317 · form5.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Vice Chair, Global Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 119,226 F1 · kind: Represents a gift by the reporting person to a child. Read SEC document
November 12, 2021 Filed Jan 28, 2022 00:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GiftCommon Stock	119,226	$0.00	$0.00	Disclosure SEC source: 0001127602-22-002317 · form5.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Vice Chair, Global Strategy 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 633,767.52 F1 · kind: Represents a gift by the reporting person to a child. F2 · balance_after: 453,788.52 shares previously reported as being owned directly by the reporting person were transferred to the Revocable Trust and are now indirectly held by the reporting person. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2018 Performance Restricted Stock Units · Derivative	67,481	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-009102 · form4.xml · derivative · entry 10 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 67,481 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. F4 · derivative.expiration_date: On February 15, 2018, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2018 and ending December 31, 2020. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2021. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2016 Performance Restricted Stock Units · Derivative	21,523	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-009102 · form4.xml · derivative · entry 9 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,523 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 21,523 units which were settled in shares on March 1, 2021. F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019. The amount earned exceeding 100% resulted in an additional 21,523 units which were settled in shares on March 1, 2021. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	30,369	$35.79	$1,086,906.51	Disclosure SEC source: 0001127602-21-009102 · form4.xml · nonDerivative · entry 4 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 418,431 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	67,481	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-009102 · form4.xml · nonDerivative · entry 3 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 448,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	9,690	$35.79	$346,805.10	Disclosure SEC source: 0001127602-21-009102 · form4.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 381,319 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
March 01, 2021 Filed Mar 3, 2021 21:08 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	21,523	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-009102 · form4.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 391,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2020 Restricted Stock Units · Derivative	23,208	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · derivative · entry 13 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,418 Underlying: Common Stock · 23,208 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2019 Restricted Stock Units · Derivative	27,953	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · derivative · entry 12 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,953 Underlying: Common Stock · 27,953 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2018 Restricted Stock Units · Derivative	22,494	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · derivative · entry 11 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,494 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	10,374	$33.37	$346,180.38	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 369,486 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	23,208	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 5 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 379,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	12,563	$33.37	$419,227.31	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 4 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 356,652 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	27,953	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 3 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 369,215 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	10,124	$33.37	$337,837.88	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 341,262 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:09 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	22,494	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-006147 · form4.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 351,386 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 12, 2021 Filed Feb 13, 2021 00:57 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2021 Restricted Stock Units · Derivative	70,190	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-005550 · form4.xml · derivative · entry 7 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,190 Underlying: Common Stock · 70,190 shares Expires 2025-02-15 F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2022. Read SEC document
February 12, 2021 Filed Feb 13, 2021 00:57 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2021 Performance Restricted Stock Units · Derivative	70,190	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-21-005550 · form4.xml · derivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,190 Underlying: Common Stock · 70,190 shares Expires not disclosed F2 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F3 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. To the extent earned, the award will be settled in shares on March 1, 2024. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2015 Performance Restricted Stock Units · Derivative	1,851	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-009093 · form4.xml · derivative · entry 10 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,851 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. F7 · derivative.exercise_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,851 units which were settled in cash on March 1, 2020. F7 · derivative.expiration_date: On February 13, 2015, the reporting person was granted units, vesting and payable in cash based on the closing price of Bank of America Corporation common stock on the settlement date, subject to the Company's attainment of performance goals. One-half of the units reported had performance goals based on the Company's three-year average return on assets and one-half of the units reported had performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2015 and ending December 31, 2017. For the performance period, an amount equaling 102% of the target was earned. Of the 102% earned, 100% was settled in cash on March 1, 2018. The amount earned exceeding 100% resulted in an additional 1,851 units which were settled in cash on March 1, 2020. Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2017 Performance Restricted Stock Units · Derivative	82,439	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-009093 · form4.xml · derivative · entry 9 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 82,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F6 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020. F6 · derivative.expiration_date: On February 15, 2017, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2017 and ending December 31, 2019. For the performance period, an amount equaling 100% of the target was earned. Of the 100% earned, 100% was settled in shares on March 1, 2020. Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Disposition to issuerCommon Stock	1,851	$28.50	$52,753.50	Disclosure SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 4 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 328,892 Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	1,851	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 3 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 330,743 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock. Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	37,191	$28.50	$1,059,943.50	Disclosure SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 328,892 F3 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
March 01, 2020 Filed Mar 3, 2020 21:59 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	82,439	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-009093 · form4.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 366,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · balance_after: 42,737 shares previously reported as being directly held are held in the reporting person's Revocable Trust. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2019 Restricted Stock Units · Derivative	27,952	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · derivative · entry 13 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,906 Underlying: Common Stock · 27,952 shares Expires 2022-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2018 Restricted Stock Units · Derivative	22,494	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · derivative · entry 12 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,494 Underlying: Common Stock · 22,494 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2017 Restricted Stock Units · Derivative	27,480	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · derivative · entry 11 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,480 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	12,631	$34.85	$440,190.35	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,525.52 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	27,952	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 5 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,156.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	10,159	$34.85	$354,041.15	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 4 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,204.52 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	22,494	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 3 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,363.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	12,399	$34.85	$432,105.15	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,869.52 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
February 15, 2020 Filed Feb 19, 2020 21:41 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	27,480	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-006441 · form4.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 481,268.52 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 14, 2020 Filed Feb 15, 2020 02:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2020 Restricted Stock Units · Derivative	69,626	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-005804 · form4.xml · derivative · entry 7 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,626 Underlying: Common Stock · 69,626 shares Expires 2023-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2021. Read SEC document
February 14, 2020 Filed Feb 15, 2020 02:00 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2020 Performance Restricted Stock Units · Derivative	69,626	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-20-005804 · form4.xml · derivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,626 Underlying: Common Stock · 69,626 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document
July 23, 2019 Filed Feb 7, 2020 23:14 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	GiftCommon Stock	17,601	$0.00	$0.00	Disclosure SEC source: 0001127602-20-004420 · form5.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,788.52 F1 · kind: Represents a charitable gift by the reporting person. Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2016 Performance Restricted Stock Units · Derivative	21,523	$0.00	$0.00	Disclosure SEC source: 0001127602-19-009893 · form4.xml · derivative · entry 8 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,523 Underlying: Common Stock · 21,523 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021. F4 · derivative.expiration_date: For the performance period beginning January 1, 2016 and ending December 31, 2018, an amount equaling 116% of the target was earned; the amount earned exceeding 100% resulted in an additional 21,523 units with a settlement date of March 1, 2021. Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2016 Performance Restricted Stock Units · Derivative	134,524	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-19-009893 · form4.xml · derivative · entry 7 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 134,524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021. F3 · derivative.expiration_date: On February 12, 2016, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2016 and ending December 31, 2018. For the performance period, an amount equaling 116% of the target was earned. Of the 116% earned, 100% was settled in shares on March 1, 2019 and the remaining 16% will be settled in shares on March 1, 2021. Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	60,626	$29.31	$1,776,948.06	Disclosure SEC source: 0001127602-19-009893 · form4.xml · nonDerivative · entry 2 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 240,907 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:05 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversionCommon Stock	134,524	$0.00	$0.00	Disclosure SEC source: 0001127602-19-009893 · form4.xml · nonDerivative · entry 1 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 301,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. Read SEC document
February 15, 2019 Filed Feb 15, 2019 23:50 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2019 Restricted Stock Units · Derivative	83,858	$0.00	$0.00	Disclosure SEC source: 0001127602-19-006435 · form4.xml · derivative · entry 7 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,858 Underlying: Common Stock · 83,858 shares Expires 2022-02-15 F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in three equal annual installments commencing February 15, 2020. Read SEC document
February 15, 2019 Filed Feb 15, 2019 23:50 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Grant2019 Performance Restricted Stock Units · Derivative	83,858	$0.00	$0.00	Disclosure SEC source: 0001127602-19-006435 · form4.xml · derivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,858 Underlying: Common Stock · 83,858 shares Expires not disclosed F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2019 and ending December 31, 2021. To the extent earned, the award will be settled in shares on March 1, 2022. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2019 and ending December 31, 2021. To the extent earned, the award will be settled in shares on March 1, 2022. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:11 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2018 Restricted Stock Units · Derivative	22,493	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-19-007170 · form4.xml · derivative · entry 13 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,988 Underlying: Common Stock · 22,493 shares Expires 2021-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F5 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:11 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2017 Restricted Stock Units · Derivative	27,480	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-19-007170 · form4.xml · derivative · entry 12 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,480 Underlying: Common Stock · 27,480 shares Expires 2020-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F4 · derivative.exercise_date: On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:11 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Exercise / conversion2016 Restricted Stock Units · Derivative	44,842	Not disclosed	Not disclosed	Disclosure SEC source: 0001127602-19-007170 · form4.xml · derivative · entry 11 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,842 shares Expires 2019-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. F3 · derivative.exercise_date: On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017. Read SEC document
February 15, 2019 Filed Feb 20, 2019 21:11 UTC	BANK OF AMERICA CORP /DE/ BAC · Entity 2801	Tax withholdingCommon Stock	10,152	$29.11	$295,524.72	Disclosure SEC source: 0001127602-19-007170 · form4.xml · nonDerivative · entry 6 Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Revocable Trust Disclosed balance after: 167,009 F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.