BAC

SEC source: 0001127602-20-005814 · form4.xml · derivative · entry 5

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,978

Underlying: Common Stock · 73,978 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. To the extent earned, the award will be settled in shares on March 1, 2023. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

SEC source: 0001127602-20-002470 · form4.xml · derivative · entry 2

Bless Rudolf A. · CIK 0001636078 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 36,000 shares

Expires 2024-01-25

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Key Employee Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in two equal annual installments commencing January 25, 2023.

SEC source: 0001127602-20-001912 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,838

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-20-001912 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,698

SEC source: 0001127602-20-001912 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-035198 · form4.xml · derivative · entry 5

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,676

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-035198 · form4.xml · nonDerivative · entry 3

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,698

SEC source: 0001127602-19-035198 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,508,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-035198 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,486,698

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-20-004422 · form5.xml · nonDerivative · entry 1

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,925

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-20-004428 · form5.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,454.1787

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-19-033241 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,514

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-033241 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,698

SEC source: 0001127602-19-033241 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,523,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-031071 · form4.xml · nonDerivative · entry 1

BRAMBLE FRANK P · CIK 0001166100 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Revocable Trust

Disclosed balance after: 43,417

SEC source: 0001127602-19-030702 · form4.xml · nonDerivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501,698

F2 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-19-030702 · form4.xml · nonDerivative · entry 3

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,512,698

F2 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-19-030842 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) Plan

Disclosed balance after: 0

F1 · balance_after: Prior to the disposition, share equivalents attributed to the reporting person's 401(k) balance increased 54.1307 shares due to dividend reinvestments and changes in the Net Asset Value (NAV) of the issuer's stock fund.

SEC source: 0001127602-19-030842 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,744

SEC source: 0001127602-19-030702 · form4.xml · derivative · entry 6

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,352

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-030702 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-030702 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001209191-19-053219 · doc4.xml · nonDerivative · entry 1

BERKSHIRE HATHAWAY INC · CIK 0001067983 · 10% owner

BUFFETT WARREN E · CIK 0000315090 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 947,760,000

F1 · price: On October 10, 2019, Berkshire Hathaway Inc. ("Berkshire") sold its 81% interest in AU Holding Company, which was the direct owner of Continental Indemnity Company and California Insurance Company, with aggregate BAC common stock holdings between them of 2,240,000. At the time of the AU Holding Company transaction, the market value of the shares of Bank of America Corporation ("BAC") common stock held by Continental Indemnity Company and California Insurance Company was $63,728,000, based on the closing per share price of BAC common stock that day. There was no consideration specifically allocated to the BAC common stock holdings of Continental Indemnity Company and California Insurance Company in connection with the AU Holding Company transaction.

F1 · ownership.nature: On October 10, 2019, Berkshire Hathaway Inc. ("Berkshire") sold its 81% interest in AU Holding Company, which was the direct owner of Continental Indemnity Company and California Insurance Company, with aggregate BAC common stock holdings between them of 2,240,000. At the time of the AU Holding Company transaction, the market value of the shares of Bank of America Corporation ("BAC") common stock held by Continental Indemnity Company and California Insurance Company was $63,728,000, based on the closing per share price of BAC common stock that day. There was no consideration specifically allocated to the BAC common stock holdings of Continental Indemnity Company and California Insurance Company in connection with the AU Holding Company transaction.

F2 · ownership.nature: 947,760,000 of the total reported securities are owned directly by the following subsidiaries of Berkshire: AmGUARD Insurance Company (521,000), Atlanta International Insurance Company (560,000), Berkshire Hathaway Assurance Corporation (22,400,000), Berkshire Hathaway Homestate Insurance Company (11,900,000), Berkshire Hathaway International Insurance Ltd. (1,827,000), Berkshire Hathaway Life Insurance Company of Nebraska (6,630,000), Berkshire Hathaway Specialty Insurance Company (6,489,000), BH Finance LLC (140,000,000), BHG Life Insurance Company (1,614,000), Central States Indemnity Co. of Omaha (3,920,000), Columbia Insurance Company (25,028,000), Cypress Insurance Company (2,100,000), Finial Reinsurance Company (14,980,000), First Berkshire Life Insurance Company, (63,500),

F3 · ownership.nature: Continued from footnote 2: Government Employees Insurance Company (229,600,000), GEICO Indemnity Company (81,200,000), GEICO Marine Insurance Co. (980,000), General Re Life Corporation (1,575,000), General Reinsurance Corporation (14,000,000), General Star Indemnity Company (5,040,000), General Star National Insurance Company (1,960,000), Genesis Insurance Company (176,400), The Medical Protective Company (10,396,000), Mount Vernon Fire Insurance Company (7,000,000), National Fire & Marine Insurance Company (17,275,000), National Indemnity Company (292,391,100), National Liability & Fire Insurance Company (28,000,000), National Indemnity Company of Mid America (2,380,000), National Indemnity Company of the South (2,800,000), NorGUARD Insurance Company (868,000), NRG America Holding Company (5,600,000),

F4 · ownership.nature: Continued from footnote 3: Oak River Insurance Company (4,200,000), Old United Casualty Company (443,000), Princeton Insurance Company (1,043,000), United States Liability Insurance Company (2,800,000). In order to avoid double counting, shares of Common Stock reported as being owned by each of these subsidiaries only reflect shares that are owned directly by such subsidiary, and do not reflect any shares that such subsidiary may be deemed to beneficially own by virtue of ownership or control of any other subsidiary otherwise reported in this Form 4.

F5 · ownership.nature: As Berkshire is in the chain of ownership of each subsidiary listed, it may be deemed presently to both beneficially own and have a pecuniary interest in all shares presently directly owned by such subsidiaries. Warren E. Buffett, as the controlling stockholder of Berkshire, may be deemed presently to beneficially own, but only to the extent he has a pecuniary interest in, the shares presently owned by each of these subsidiaries. Mr. Buffett disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.

SEC source: 0001127602-19-028570 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,190

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-028570 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-028570 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-026955 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,028

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-026955 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-026955 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-025260 · form4.xml · derivative · entry 1

Ramos Denise L · CIK 0001403773 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,596.57

Underlying: Common Stock · 8,596.57 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent prorated payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent prorated payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

SEC source: 0001127602-20-004420 · form5.xml · nonDerivative · entry 1

Bessant Catherine P · CIK 0001649626 · Chief Ops & Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,788.52

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-20-004429 · form5.xml · nonDerivative · entry 1

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,889

F1 · kind: Represents a charitable gift by the reporting person.

F2 · balance_after: 15,075 shares previously reported as being indirectly held by the reporting person in the 2018 GRAT were transferred from the 2018 GRAT to the reporting person as an annuity payment in accordance with the terms of the 2018 GRAT and are now owned directly by the reporting person.

F3 · balance_after: 100,000 shares previously reported as being owned directly by the reporting person were transferred to the 2019 GRAT and are now indirectly held by the reporting person.

SEC source: 0001127602-20-004426 · form5.xml · nonDerivative · entry 4

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,957

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-20-004426 · form5.xml · nonDerivative · entry 3

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,957

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-20-004426 · form5.xml · nonDerivative · entry 2

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,957

F1 · kind: Represents a charitable gift by the reporting person.

SEC source: 0001127602-19-024735 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,866

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-024735 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-024735 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-022015 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,704

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-022015 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-022015 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-021636 · form4.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Indirect · Charitable Remainder Unitrust

Disclosed balance after: 0

F1 · kind: Reflects the resignation of the reporting person as successor trustee of a charitable remainder trust.

SEC source: 0001127602-19-018963 · form4.xml · derivative · entry 4

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,542

Underlying: Common Stock · 21,838 shares

Expires 2020-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2019 and ending in February 2020.

SEC source: 0001127602-19-018963 · form4.xml · nonDerivative · entry 2

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,551,698

SEC source: 0001127602-19-018963 · form4.xml · nonDerivative · entry 1

MOYNIHAN BRIAN T · CIK 0001195071 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,573,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

SEC source: 0001127602-19-016299 · form4.xml · nonDerivative · entry 1

Allen Sharon L. · CIK 0001557147 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,460

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

SEC source: 0001127602-19-016300 · form4.xml · nonDerivative · entry 1

Bies Susan S. · CIK 0001465983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,158

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

SEC source: 0001127602-19-016301 · form4.xml · nonDerivative · entry 1

BOVENDER JACK O JR · CIK 0001216829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,415

F1 · kind: Shares represent payment of annual compensation for services as a director under the Bank of America Corporation Key Employee Equity Plan in transactions exempt under Rule 16b-3.

SEC source: 0001127602-19-016303 · form4.xml · derivative · entry 3

BRAMBLE FRANK P · CIK 0001166100 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,146.96

Underlying: Common Stock · 8,327.78 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F1 · price: Each phantom stock unit is the economic equivalent of one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F2 · derivative.expiration_date: Phantom stock units acquired represent payment of annual compensation for services as a director under the Bank of America Corporation Director Deferral Plan in transactions exempt under Rule 16b-3. Phantom stock units may be settled in cash upon death or termination of service as a director.

F3 · balance_after: Includes 3,075.10 phantom stock units acquired in dividend reinvestment transactions under the Bank of America Corporation Director Deferral Plan.

SEC source: 0001127602-19-016304 · form4.xml · nonDerivative · entry 2

de Weck Pierre J.P. · CIK 0001582787 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,263

F2 · kind: Disposition of shares to the issuer to satisfy a tax withholding obligation.