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Knox Kathleen A.

Disclosed activity across 1 company

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11270
SEC CIK
0001766745

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANK OF AMERICA CORP /DE/BAC · Entity 2801President, The Private BankJune 05, 2025June 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BANK OF AMERICA CORP /DE/

Report date June 05, 2025 · Filed June 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect300,006 Ending reported balance After 2025-06-05 transaction · row 3
2 source rows · reconciled sequence

Row 1 · 2025-06-05 · Gift · Disposed 67,500 · Balance 305,691

F1: Represents a transfer of shares to a trust.

Row 3 · 2025-06-05 · Gift · Disposed 5,685 · Balance 300,006

F2: Represents a charitable gift by the reporting person.

Common StockSEC Table I · non-derivativeIndirectby Trust67,500 Reported balance After 2025-06-05 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-06-05 · Gift · Acquired 67,500 · Balance 67,500

F1: Represents a transfer of shares to a trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a transfer of shares to a trust.

F2: Represents a charitable gift by the reporting person.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2025 Filed Jun 6, 2025 21:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 5,685 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016995 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,006

F2 · kind: Represents a charitable gift by the reporting person.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016995 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 67,500

F1 · kind: Represents a transfer of shares to a trust.

Read SEC document
June 05, 2025 Filed Jun 6, 2025 21:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 GiftCommon Stock 67,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-016995 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 305,691

F1 · kind: Represents a transfer of shares to a trust.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:00 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2022 Performance Restricted Stock Units · Derivative 45,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007997 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. For the performance period, an amount equaling 100% of the target was earned. All units earned were settled in shares on March 1, 2025, and no units remain outstanding.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2022 and ending December 31, 2024. For the performance period, an amount equaling 100% of the target was earned. All units earned were settled in shares on March 1, 2025, and no units remain outstanding.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:00 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 22,229 $46.10 $1,024,756.90
Disclosure

SEC source: 0001127602-25-007997 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 373,191

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2025 Filed Mar 4, 2025 23:00 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 45,219 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-007997 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2024 Restricted Stock Units · Derivative 10,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 18

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,589

Underlying: Common Stock · 10,529 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F9 · derivative.exercise_date: On February 15, 2024, the reporting person was granted units, vesting in cash in four equal annual installments commencing on February 15, 2025.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2024 Restricted Stock Units · Derivative 10,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 17

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,589

Underlying: Common Stock · 10,529 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F8 · derivative.exercise_date: On February 15, 2024, the reporting person was granted units, vesting in shares in four equal annual installments commencing on February 15, 2025.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2023 Restricted Stock Units · Derivative 15,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 16

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,184

Underlying: Common Stock · 15,092 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F7 · derivative.exercise_date: On February 15, 2023, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2024.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionRestricted Stock Units · Derivative 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 15

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F6 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in two equal annual installments commencing on February 15, 2025.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2022 Restricted Stock Units · Derivative 11,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 14

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,305

Underlying: Common Stock · 11,305 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2021 Restricted Stock Units · Derivative 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · derivative · entry 13

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,621 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Disposition to issuerCommon Stock 10,529 $46.96 $494,441.84
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 12

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,201

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 10,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 11

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,730

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,270 $46.96 $247,479.20
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 10

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 350,201

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 10,529 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 355,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 7,490 $46.96 $351,730.40
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 344,942

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 15,092 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 36,915 $46.96 $1,733,528.40
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 337,340

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 374,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,551 $46.96 $260,674.96
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,255

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,574 $46.96 $261,755.04
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,501

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2025 Filed Feb 20, 2025 00:02 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005669 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 299,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:12 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2025 Restricted Stock Units · Derivative 33,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005052 · form4.xml · derivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,647

Underlying: Common Stock · 33,647 shares

Expires 2029-02-15

F4 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are settled in cash and vest in four equal annual installments commencing February 15, 2026.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:12 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2025 Restricted Stock Units · Derivative 33,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005052 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,647

Underlying: Common Stock · 33,647 shares

Expires 2029-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are settled in shares and vest in four equal annual installments commencing February 15, 2026.

Read SEC document
February 14, 2025 Filed Feb 15, 2025 02:12 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2025 Performance Restricted Stock Units · Derivative 67,294 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-25-005052 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,294

Underlying: Common Stock · 67,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2025 and ending December 31, 2027. To the extent earned, the award will be settled in shares on March 1, 2028. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2025 and ending December 31, 2027. To the extent earned, the award will be settled in shares on March 1, 2028. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:53 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2021 Performance Restricted Stock Units · Derivative 46,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-008671 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. For the performance period, an amount equaling 100% of the target was earned. All units earned were settled in shares on March 1, 2024, and no units remain outstanding.

F3 · derivative.expiration_date: On February 12, 2021, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2021 and ending December 31, 2023. For the performance period, an amount equaling 100% of the target was earned. All units earned were settled in shares on March 1, 2024, and no units remain outstanding.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:53 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 20,152 $34.35 $692,221.20
Disclosure

SEC source: 0001127602-24-008671 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 287,454

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 22:53 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 46,483 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-008671 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:39 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2024 Restricted Stock Units · Derivative 42,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005475 · form4.xml · derivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,118

Underlying: Common Stock · 42,118 shares

Expires 2028-02-15

F4 · derivative.exercise_price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F4 · price: Each unit is the economic equivalent of one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are settled in cash and vest in four equal annual installments commencing February 15, 2025.

Read SEC document
February 15, 2024 Filed Feb 17, 2024 00:39 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2024 Restricted Stock Units · Derivative 42,118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005475 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,118

Underlying: Common Stock · 42,118 shares

Expires 2028-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are settled in shares and vest in four equal annual installments commencing February 15, 2025.

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February 15, 2024 Filed Feb 17, 2024 00:39 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2024 Performance Restricted Stock Units · Derivative 84,236 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005475 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,236

Underlying: Common Stock · 84,236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2024 and ending December 31, 2026. To the extent earned, the award will be settled in shares on March 1, 2027. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2024 and ending December 31, 2026. To the extent earned, the award will be settled in shares on March 1, 2027. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

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February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2023 Restricted Stock Units · Derivative 15,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,276

Underlying: Common Stock · 15,091 shares

Expires 2027-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 15, 2023, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2024.

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February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2022 Restricted Stock Units · Derivative 11,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,610

Underlying: Common Stock · 11,305 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023.

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February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2021 Restricted Stock Units · Derivative 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,621

Underlying: Common Stock · 11,621 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.

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February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 7,442 $34.07 $253,548.94
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 261,123

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 15,091 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,565

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,452 $34.07 $185,749.64
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,474

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,305 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 5,480 $34.07 $186,703.60
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,621

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2024 Filed Feb 21, 2024 00:40 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-24-005896 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,101

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:45 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2020 Performance Restricted Stock Units · Derivative 34,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008833 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

F3 · derivative.expiration_date: On February 14, 2020, the reporting person was granted units, subject to the Company's attainment of performance goals. One-half of the units have performance goals based on the Company's three year average return on assets and one-half of the units have performance goals based on the Company's three year average growth in adjusted tangible book value, both beginning on January 1, 2020 and ending December 31, 2022. For the performance period, an amount equaling 89% of the target was earned. All units earned were settled in shares on March 1, 2023, and no units remain outstanding.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:45 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Tax withholdingCommon Stock 16,081 $34.14 $549,005.34
Disclosure

SEC source: 0001127602-23-008833 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,480

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:45 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversionCommon Stock 34,856 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-008833 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:20 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2023 Restricted Stock Units · Derivative 60,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005409 · form4.xml · derivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,367

Underlying: Common Stock · 60,367 shares

Expires 2027-02-15

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units vest in four equal annual installments commencing February 15, 2024.

Read SEC document
February 15, 2023 Filed Feb 16, 2023 02:20 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Grant2023 Performance Restricted Stock Units · Derivative 60,367 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005409 · form4.xml · derivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,367

Underlying: Common Stock · 60,367 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F2 · derivative.exercise_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

F2 · derivative.expiration_date: Award under the Bank of America Corporation Equity Plan in a transaction that is exempt under Rule 16b-3(d). These units are subject to the attainment of pre-established performance goals. One-half of the units have performance goals based on the Company's three-year average return on assets and one-half of the units have performance goals based on the Company's three-year average growth in adjusted tangible book value, both beginning on January 1, 2023 and ending December 31, 2025. To the extent earned, the award will be settled in shares on March 1, 2026. The reported number of units represents the "maximum" amount of the award (i.e., 100%); the actual award upon vesting may range between 0% and 100% of the maximum, depending upon satisfaction of the performance goals.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2022 Restricted Stock Units · Derivative 11,304 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,915

Underlying: Common Stock · 11,304 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2021 Restricted Stock Units · Derivative 11,621 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,242

Underlying: Common Stock · 11,621 shares

Expires 2025-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022.

Read SEC document
February 15, 2023 Filed Feb 18, 2023 00:22 UTC BANK OF AMERICA CORP /DE/ BAC · Entity 2801 Exercise / conversion2020 Restricted Stock Units · Derivative 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-23-005990 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, The Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,055 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.