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NYSE · USD

BAC

BANK OF AMERICA CORP /DE/

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Tapewire entity
2801
SEC CIK
0000070858
Parsed reports
2,178

Last 12 months

Inside the activity.

0 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202605
Apr 202600
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 21:17 UTC
Greener Geoffrey SChief Risk Officer
Exercise / conversionCommon Stock 33,741 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006158 · form4.xml · nonDerivative · entry 1

Greener Geoffrey S · CIK 0001607226 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversion2020 Restricted Stock Units · Derivative 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 9

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,110

Underlying: Common Stock · 13,055 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversion2019 Restricted Stock Units · Derivative 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 8

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,061

Underlying: Common Stock · 23,061 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversion2018 Restricted Stock Units · Derivative 15,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · derivative · entry 7

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,800 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Tax withholdingCommon Stock 5,905 $33.37 $197,049.85
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 6

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,123

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversionCommon Stock 13,055 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 5

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,028

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Tax withholdingCommon Stock 10,543 $33.37 $351,819.91
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 4

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,973

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversionCommon Stock 23,061 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 3

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Tax withholdingCommon Stock 7,250 $33.37 $241,932.50
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 2

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,455

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:19 UTC
Knox Kathleen A.President, Private Bank
Exercise / conversionCommon Stock 15,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006162 · form4.xml · nonDerivative · entry 1

Knox Kathleen A. · CIK 0001766745 · President, Private Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversion2020 Restricted Stock Units · Derivative 17,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · derivative · entry 9

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,814

Underlying: Common Stock · 17,406 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversion2019 Restricted Stock Units · Derivative 20,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · derivative · entry 8

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,965

Underlying: Common Stock · 20,965 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversion2018 Restricted Stock Units · Derivative 17,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · derivative · entry 7

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,353 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Tax withholdingCommon Stock 7,781 $33.37 $259,651.97
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 6

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,916

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversionCommon Stock 17,406 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 5

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Tax withholdingCommon Stock 9,413 $33.37 $314,111.81
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 4

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,291

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversionCommon Stock 20,965 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 3

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Tax withholdingCommon Stock 7,811 $33.37 $260,653.07
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 2

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,739

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:21 UTC
Leitch David GGlobal General Counsel
Exercise / conversionCommon Stock 17,353 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006168 · form4.xml · nonDerivative · entry 1

Leitch David G · CIK 0001323205 · Global General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,550

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2020 Restricted Stock Units · Derivative 55,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · derivative · entry 10

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,692

Underlying: Common Stock · 55,845 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2019 Restricted Stock Units · Derivative 67,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · derivative · entry 9

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,261

Underlying: Common Stock · 67,261 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversion2018 Restricted Stock Units · Derivative 57,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · derivative · entry 8

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,038 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Tax withholdingCommon Stock 29,721 $33.37 $991,789.77
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 6

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,394,984

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 55,845 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 5

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,424,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Tax withholdingCommon Stock 35,797 $33.37 $1,194,545.89
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 4

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,368,860

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 67,261 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 3

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,404,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Tax withholdingCommon Stock 30,356 $33.37 $1,012,979.72
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 2

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,337,396

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:23 UTC
Montag Thomas K.Chief Operating Officer
Exercise / conversionCommon Stock 57,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006173 · form4.xml · nonDerivative · entry 1

Montag Thomas K. · CIK 0001442039 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversion2020 Restricted Stock Units · Derivative 31,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · derivative · entry 10

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,824

Underlying: Common Stock · 31,912 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversion2019 Restricted Stock Units · Derivative 38,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · derivative · entry 9

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,435

Underlying: Common Stock · 38,435 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversion2018 Restricted Stock Units · Derivative 27,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · derivative · entry 8

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,314 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Tax withholdingCommon Stock 15,065 $33.37 $502,719.05
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 6

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,326

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversionCommon Stock 31,912 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 5

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,391

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Tax withholdingCommon Stock 18,100 $33.37 $603,997.00
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 4

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,479

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversionCommon Stock 38,435 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 3

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,579

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Tax withholdingCommon Stock 12,802 $33.37 $427,202.74
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 2

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,144

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:26 UTC
Nguyen Thong MVice Chairman
Exercise / conversionCommon Stock 27,314 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006178 · form4.xml · nonDerivative · entry 1

Nguyen Thong M · CIK 0001618734 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversion2020 Restricted Stock Units · Derivative 15,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · derivative · entry 11

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,912

Underlying: Common Stock · 15,956 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversion2019 Restricted Stock Units · Derivative 37,037 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · derivative · entry 10

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Underlying: Common Stock · 37,037 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversion2018 Restricted Stock Units · Derivative 29,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · derivative · entry 9

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,563 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Tax withholdingCommon Stock 7,814 $33.37 $260,753.18
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 6

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,997.1787

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversionCommon Stock 15,956 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 5

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,811.1787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Tax withholdingCommon Stock 18,138 $33.37 $605,265.06
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 4

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,855.1787

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversionCommon Stock 37,037 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 3

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,993.1787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Tax withholdingCommon Stock 14,478 $33.37 $483,130.86
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 2

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,956.1787

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:28 UTC
Sieg Andrew M.Pres, Merill Lynch Wlth Mgmt
Exercise / conversionCommon Stock 29,563 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006187 · form4.xml · nonDerivative · entry 1

Sieg Andrew M. · CIK 0001766798 · Pres, Merill Lynch Wlth Mgmt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,434.1787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC
Smith Andrea BChief Administrative Officer
Exercise / conversion2020 Restricted Stock Units · Derivative 24,659 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006195 · form4.xml · derivative · entry 12

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,319

Underlying: Common Stock · 24,659 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F5 · derivative.exercise_date: On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC
Smith Andrea BChief Administrative Officer
Exercise / conversion2019 Restricted Stock Units · Derivative 28,651 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006195 · form4.xml · derivative · entry 11

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,652

Underlying: Common Stock · 28,651 shares

Expires 2022-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F4 · derivative.exercise_date: On February 15, 2019, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2020.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC
Smith Andrea BChief Administrative Officer
Exercise / conversion2018 Restricted Stock Units · Derivative 22,494 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-006195 · form4.xml · derivative · entry 10

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 22,494 shares

Expires 2021-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F1 · price: Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.

F3 · derivative.exercise_date: On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:30 UTC
Smith Andrea BChief Administrative Officer
Tax withholdingCommon Stock 11,023 $33.37 $367,837.51
Disclosure

SEC source: 0001127602-21-006195 · form4.xml · nonDerivative · entry 6

Smith Andrea B · CIK 0001649634 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,086

F2 · shares: Disposition of shares to the issuer to satisfy a tax withholding obligation.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.