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AZO

AUTOZONE INC

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Tapewire entity
8831
SEC CIK
0000866787
Parsed reports
792

Last 12 months

Inside the activity.

4 purchase rows · 7 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202605
Feb 202600
Mar 202600
Apr 202601
May 202610
Jun 202600
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2020 Filed Jun 1, 2020 11:55 UTC
MAJOR MITCHELL C.Sr. Vice President
SaleCommon Stock 2,200 $1,153.86 $2,538,492.00
Disclosure

SEC source: 0001225208-20-008356 · doc4.xml · nonDerivative · entry 4

MAJOR MITCHELL C. · CIK 0001759432 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 578.6766

Read SEC document
May 27, 2020 Filed Jun 1, 2020 11:55 UTC
MAJOR MITCHELL C.Sr. Vice President
SaleCommon Stock 2,000 $1,153.86 $2,307,720.00
Disclosure

SEC source: 0001225208-20-008356 · doc4.xml · nonDerivative · entry 3

MAJOR MITCHELL C. · CIK 0001759432 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778.6766

Read SEC document
May 27, 2020 Filed Jun 1, 2020 11:55 UTC
MAJOR MITCHELL C.Sr. Vice President
Exercise / conversionCommon Stock 2,000 $371.47 $742,940.00
Disclosure

SEC source: 0001225208-20-008356 · doc4.xml · nonDerivative · entry 2

MAJOR MITCHELL C. · CIK 0001759432 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,778.6766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed Jun 1, 2020 11:55 UTC
MAJOR MITCHELL C.Sr. Vice President
Exercise / conversionCommon Stock 2,200 $326.00 $717,200.00
Disclosure

SEC source: 0001225208-20-008356 · doc4.xml · nonDerivative · entry 1

MAJOR MITCHELL C. · CIK 0001759432 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,778.6766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2020 Filed Jul 2, 2020 01:32 UTC
Finestone Mark A.Exec. Vice President
GiftCommon Stock 620 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009316 · doc4.xml · nonDerivative · entry 3

Finestone Mark A. · CIK 0001421152 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #2

Disclosed balance after: 0

F2 · balance_after: Upon termination of GRAT #2, 620 shares were transferred to the reporting person on May 26, 2020 and are reported as directly owned. Additionally, 1,682 shares previously held by GRAT #3 were distributed to the reporting person on June 25, 2020 in the form of a scheduled annuity payment.

Read SEC document
April 02, 2020 Filed Jul 2, 2020 01:33 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 342 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-009321 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,756.2486

F1 · balance_after: On April 2, 2020, the reporting person contributed 5,000 shares of common stock to a grantor retained annuity trust ("GRAT #5"). These shares were previously reported as directly beneficially owned.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:38 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GrantCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005951 · doc4.xml · nonDerivative · entry 2

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,098.2486

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

F2 · balance_after: On March 1, 2018, the reporting person contributed 11,000 shares of common stock to a grantor retained annuity trust ("GRAT #3") for the benefit of himself and his two children. 3,702 shares were previously returned to the reporting person in the form of a scheduled annuity payment under the terms of GRAT #3. Upon termination of GRAT #3 on March 2, 2020, 3,283 shares were transferred from GRAT #3 to trusts of the reporting person's children. The remaining 4,015 shares were transferred to the reporting person and are reported as directly owned.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:38 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GrantCommon Stock 70 $846.00 $59,220.00
Disclosure

SEC source: 0001225208-20-005951 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,086.2486

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:06 UTC
GRIFFIN RONALD BSr. Vice President & CIO
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005910 · doc4.xml · nonDerivative · entry 2

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448.1787

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:06 UTC
GRIFFIN RONALD BSr. Vice President & CIO
GrantCommon Stock 7 $846.00 $5,922.00
Disclosure

SEC source: 0001225208-20-005910 · doc4.xml · nonDerivative · entry 1

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447.1787

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
Finestone Mark A.Exec. Vice President
GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005906 · doc4.xml · nonDerivative · entry 2

Finestone Mark A. · CIK 0001421152 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 378.9062

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
Finestone Mark A.Exec. Vice President
GrantCommon Stock 43 $846.00 $36,378.00
Disclosure

SEC source: 0001225208-20-005906 · doc4.xml · nonDerivative · entry 1

Finestone Mark A. · CIK 0001421152 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370.9062

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
GILES WILLIAM TExecutive V.P. & CFO
GrantCommon Stock 8 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005909 · doc4.xml · nonDerivative · entry 2

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,381.6247

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
GILES WILLIAM TExecutive V.P. & CFO
GrantCommon Stock 43 $846.00 $36,378.00
Disclosure

SEC source: 0001225208-20-005909 · doc4.xml · nonDerivative · entry 1

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,373.6247

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
Frazer PrestonSr. Vice President
GrantCommon Stock 2 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005907 · doc4.xml · nonDerivative · entry 2

Frazer Preston · CIK 0001790602 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512.7515

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:05 UTC
Frazer PrestonSr. Vice President
GrantCommon Stock 14 $846.00 $11,844.00
Disclosure

SEC source: 0001225208-20-005907 · doc4.xml · nonDerivative · entry 1

Frazer Preston · CIK 0001790602 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 510.7515

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:04 UTC
Daniele Philip B.Sr. Vice President
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005905 · doc4.xml · nonDerivative · entry 2

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423.1022

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:04 UTC
Daniele Philip B.Sr. Vice President
GrantCommon Stock 7 $846.00 $5,922.00
Disclosure

SEC source: 0001225208-20-005905 · doc4.xml · nonDerivative · entry 1

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422.1022

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:53 UTC PurchaseCommon Stock 500 $870.00 $435,000.00
Disclosure

SEC source: 0001225208-20-005143 · doc4.xml · nonDerivative · entry 4

CALBERT MICHAEL M · CIK 0001213179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334.89

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:53 UTC PurchaseCommon Stock 500 $884.00 $442,000.00
Disclosure

SEC source: 0001225208-20-005143 · doc4.xml · nonDerivative · entry 3

CALBERT MICHAEL M · CIK 0001213179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,834.89

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:53 UTC PurchaseCommon Stock 500 $890.00 $445,000.00
Disclosure

SEC source: 0001225208-20-005143 · doc4.xml · nonDerivative · entry 2

CALBERT MICHAEL M · CIK 0001213179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334.89

Read SEC document
March 16, 2020 Filed Mar 16, 2020 20:53 UTC PurchaseCommon Stock 500 $900.00 $450,000.00
Disclosure

SEC source: 0001225208-20-005143 · doc4.xml · nonDerivative · entry 1

CALBERT MICHAEL M · CIK 0001213179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 834.89

Read SEC document
March 09, 2020 Filed Mar 10, 2020 20:08 UTC SaleCommon Stock 331 $1,099.26 $363,855.06
Disclosure

SEC source: 0001225208-20-004737 · doc4.xml · nonDerivative · entry 1

MRKONIC GEORGE R JR · CIK 0001208464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,644.83

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,099.00 - $1099.84 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price

Read SEC document
March 02, 2020 Filed Apr 2, 2020 20:38 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GiftCommon Stock 3,283 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-005951 · doc4.xml · nonDerivative · entry 3

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By GRAT #3

Disclosed balance after: 0

F2 · balance_after: On March 1, 2018, the reporting person contributed 11,000 shares of common stock to a grantor retained annuity trust ("GRAT #3") for the benefit of himself and his two children. 3,702 shares were previously returned to the reporting person in the form of a scheduled annuity payment under the terms of GRAT #3. Upon termination of GRAT #3 on March 2, 2020, 3,283 shares were transferred from GRAT #3 to trusts of the reporting person's children. The remaining 4,015 shares were transferred to the reporting person and are reported as directly owned.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:17 UTC GrantCommon Stock 209.85 $1,191.31 $249,996.40
Disclosure

SEC source: 0001225208-20-000278 · doc4.xml · nonDerivative · entry 1

JORDAN D BRYAN · CIK 0001189987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,522.06

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:17 UTC
KING GALE V.Director
GrantCommon Stock 188.86 $1,191.31 $224,990.81
Disclosure

SEC source: 0001225208-20-000277 · doc4.xml · nonDerivative · entry 1

KING GALE V. · CIK 0001740249 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 653.31

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:16 UTC GrantCommon Stock 216.14 $1,191.31 $257,489.74
Disclosure

SEC source: 0001225208-20-000276 · doc4.xml · nonDerivative · entry 1

MRKONIC GEORGE R JR · CIK 0001208464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,975.83

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:16 UTC GrantCommon Stock 188.86 $1,191.31 $224,990.81
Disclosure

SEC source: 0001225208-20-000275 · doc4.xml · nonDerivative · entry 1

SOLTAU JILL A. · CIK 0001740251 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571.08

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:16 UTC GrantCommon Stock 226.64 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000271 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333.3

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:15 UTC GrantCommon Stock 199.36 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000270 · doc4.xml · nonDerivative · entry 1

GOODSPEED LINDA · CIK 0001160519 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,255.66

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:15 UTC GrantCommon Stock 199.36 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000269 · doc4.xml · nonDerivative · entry 1

CALBERT MICHAEL M · CIK 0001213179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334.89

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:15 UTC GrantCommon Stock 109.12 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000268 · doc4.xml · nonDerivative · entry 1

BROOKS DOUGLAS H · CIK 0001186331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,168.09

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
January 01, 2020 Filed Jan 3, 2020 21:12 UTC GrantCommon Stock 188.86 $1,191.31 $224,990.81
Disclosure

SEC source: 0001225208-20-000258 · doc4.xml · nonDerivative · entry 1

Guimaraes Enderson · CIK 0001532604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,638.91

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:13 UTC
Smith Richard CraigSr. Vice President
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000261 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:13 UTC
Smith Richard CraigSr. Vice President
GrantCommon Stock 8 $1,191.31 $9,530.48
Disclosure

SEC source: 0001225208-20-000261 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:16 UTC
GILES WILLIAM TExecutive V.P. & CFO
GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000272 · doc4.xml · nonDerivative · entry 2

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,318.1091

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:16 UTC
GILES WILLIAM TExecutive V.P. & CFO
GrantCommon Stock 35 $1,191.31 $41,695.85
Disclosure

SEC source: 0001225208-20-000272 · doc4.xml · nonDerivative · entry 1

GILES WILLIAM T · CIK 0001199820 · Executive V.P. & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,312.1091

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:12 UTC
Hackney William R.Sr. Vice President
GrantCommon Stock 3 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000259 · doc4.xml · nonDerivative · entry 2

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 853.2855

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:12 UTC
Hackney William R.Sr. Vice President
GrantCommon Stock 17 $1,191.31 $20,252.27
Disclosure

SEC source: 0001225208-20-000259 · doc4.xml · nonDerivative · entry 1

Hackney William R. · CIK 0001657355 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850.2855

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:16 UTC
Daniele Philip B.Sr. Vice President
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000274 · doc4.xml · nonDerivative · entry 2

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410.0959

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:16 UTC
Daniele Philip B.Sr. Vice President
GrantCommon Stock 6 $1,191.31 $7,147.86
Disclosure

SEC source: 0001225208-20-000274 · doc4.xml · nonDerivative · entry 1

Daniele Philip B. · CIK 0001657348 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409.0959

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:15 UTC
GRIFFIN RONALD BSr. Vice President & CIO
GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000267 · doc4.xml · nonDerivative · entry 2

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436.1111

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:15 UTC
GRIFFIN RONALD BSr. Vice President & CIO
GrantCommon Stock 6 $1,191.31 $7,147.86
Disclosure

SEC source: 0001225208-20-000267 · doc4.xml · nonDerivative · entry 1

GRIFFIN RONALD B · CIK 0001179385 · Sr. Vice President & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435.1111

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:15 UTC
Frazer PrestonSr. Vice President
GrantCommon Stock 7 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000265 · doc4.xml · nonDerivative · entry 2

Frazer Preston · CIK 0001790602 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476.8921

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:15 UTC
Frazer PrestonSr. Vice President
GrantCommon Stock 41 $1,191.31 $48,843.71
Disclosure

SEC source: 0001225208-20-000265 · doc4.xml · nonDerivative · entry 1

Frazer Preston · CIK 0001790602 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 469.8921

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:13 UTC
Finestone Mark A.Exec. Vice President
GrantCommon Stock 6 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000262 · doc4.xml · nonDerivative · entry 2

Finestone Mark A. · CIK 0001421152 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311.2187

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:13 UTC
Finestone Mark A.Exec. Vice President
GrantCommon Stock 35 $1,191.31 $41,695.85
Disclosure

SEC source: 0001225208-20-000262 · doc4.xml · nonDerivative · entry 1

Finestone Mark A. · CIK 0001421152 · Exec. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305.2187

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GrantCommon Stock 49 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000260 · doc4.xml · nonDerivative · entry 2

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,006.2423

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:12 UTC
RHODES WILLIAM C IIIDirector · Chairman, President & CEO
GrantCommon Stock 277 $1,191.31 $329,992.87
Disclosure

SEC source: 0001225208-20-000260 · doc4.xml · nonDerivative · entry 1

RHODES WILLIAM C III · CIK 0001080992 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,957.2423

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC
Smith Richard CraigSr. Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · derivative · entry 5

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 2,500 shares

Expires 2021-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F5 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.