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Smith Richard Craig

Disclosed activity across 1 company

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68755
SEC CIK
0001661802

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AUTOZONE INCAZO · Entity 8831Sr. Vice PresidentJanuary 23, 2026January 27, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AUTOZONE INC

Report date January 23, 2026 · Filed January 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,626.7733 Ending reported balance After 2026-01-23 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-01-23 · Exercise / conversion · Acquired 5,910 · Balance 8,536.7733

Row 2 · 2026-01-23 · Sale · Disposed 5,910 · Balance 2,626.7733

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $587.13 · Expires 2027-09-27Direct0 Reported balance After 2026-01-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-23 · Exercise / conversion · Disposed 5,910 · Balance 0

F1: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on September 26, 2018.

Filing footnotes · ownership attribution and instrument terms

F1: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on September 26, 2018.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2026 Filed Jan 27, 2026 21:06 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,910 $0.00 Strike: $587.13 $0.00
Disclosure

SEC source: 0001225208-26-000937 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,910 shares

Expires 2027-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on September 26, 2018.

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:06 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 5,910 $3,700.00 $21,867,000.00
Disclosure

SEC source: 0001225208-26-000937 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,626.7733

Read SEC document
January 23, 2026 Filed Jan 27, 2026 21:06 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 5,910 $587.13 $3,469,938.30
Disclosure

SEC source: 0001225208-26-000937 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,536.7733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 21:57 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,190 $0.00 Strike: $744.85 $0.00
Disclosure

SEC source: 0001225208-26-000672 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,190 shares

Expires 2026-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on September 24, 2017.

Read SEC document
January 16, 2026 Filed Jan 20, 2026 21:57 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 3,190 $3,500.00 $11,165,000.00
Disclosure

SEC source: 0001225208-26-000672 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,626.7733

Read SEC document
January 16, 2026 Filed Jan 20, 2026 21:57 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 3,190 $744.85 $2,376,071.50
Disclosure

SEC source: 0001225208-26-000672 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,816.7733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 06, 2025 Filed Nov 10, 2025 23:22 UTC AUTOZONE INC AZO · Entity 8831 GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001225208-25-009068 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,626.0448

Read SEC document
July 24, 2025 Filed Jul 25, 2025 21:02 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $744.85 $0.00
Disclosure

SEC source: 0001225208-25-006802 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,190

Underlying: Common Stock · 3,000 shares

Expires 2026-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on December 15, 2017.

Read SEC document
July 24, 2025 Filed Jul 25, 2025 21:02 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 3,000 $3,875.90 $11,627,700.00
Disclosure

SEC source: 0001225208-25-006802 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,925.4753

Read SEC document
July 24, 2025 Filed Jul 25, 2025 21:02 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 3,000 $744.85 $2,234,550.00
Disclosure

SEC source: 0001225208-25-006802 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,925.4753

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:35 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,050 $3,610.00 Strike: $761.30 $3,790,500.00
Disclosure

SEC source: 0001225208-25-003586 · doc4.xml · derivative · entry 5

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,050 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on December 15, 2016.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:35 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,800 $3,610.00 Strike: $744.62 $6,498,000.00
Disclosure

SEC source: 0001225208-25-003586 · doc4.xml · derivative · entry 4

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,800 shares

Expires 2025-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on October 7, 2016.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:35 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 2,850 $3,610.00 $10,288,500.00
Disclosure

SEC source: 0001225208-25-003586 · doc4.xml · nonDerivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,924.1484

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:35 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 1,050 $761.30 $799,365.00
Disclosure

SEC source: 0001225208-25-003586 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,774.1484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2025 Filed Mar 21, 2025 21:35 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 1,800 $744.62 $1,340,316.00
Disclosure

SEC source: 0001225208-25-003586 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,724.1484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 21:47 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 2,917 $0.00 Strike: $3,129.78 $0.00
Disclosure

SEC source: 0001225208-24-009310 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,917

Underlying: Common Stock · 2,917 shares

Expires 2034-10-11

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan, with 50% of award exercisable on the date shown and 25% exercisable on each of the first and second anniversaries of the date shown.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $0.00 Strike: $761.30 $0.00
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · derivative · entry 6

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,050

Underlying: Common Stock · 3,000 shares

Expires 2025-12-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual, one-fourth increments beginning on December 15, 2016.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 2,546 $2,997.51 $7,631,660.46
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · nonDerivative · entry 5

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,920.8901

F4 · price: This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,997.35 - $2,997.51 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 433 $2,999.27 $1,298,683.91
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · nonDerivative · entry 4

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,466.8901

F3 · price: This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,999.00 - $2,999.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 18 $2,996.47 $53,936.46
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · nonDerivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,899.8901

F2 · price: This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $2,996.04 - $2,996.77 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 3 $3,000.40 $9,001.20
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,917.8901

F1 · price: This price represents the weighted average price per share, of the Issuer, of sales that were executed at prices ranging from $3,000.33 - $3,000.53 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.

Read SEC document
February 28, 2024 Filed Mar 1, 2024 22:10 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 3,000 $761.30 $2,283,900.00
Disclosure

SEC source: 0001225208-24-003405 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,920.8901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 06, 2023 Filed Oct 10, 2023 20:08 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,420 $0.00 Strike: $2,549.04 $0.00
Disclosure

SEC source: 0001225208-23-009441 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,420

Underlying: Common Stock · 3,420 shares

Expires 2033-10-06

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan and exercisable in annual, one-fourth increments beginning on the date shown.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,960 $0.00 Strike: $507.79 $0.00
Disclosure

SEC source: 0001225208-23-004535 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,960 shares

Expires 2024-09-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning September 23, 2015.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 1,960 $2,435.00 $4,772,600.00
Disclosure

SEC source: 0001225208-23-004535 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,919.0377

Read SEC document
March 31, 2023 Filed Apr 4, 2023 20:16 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 1,960 $507.79 $995,268.40
Disclosure

SEC source: 0001225208-23-004535 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,879.0377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 20:06 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,640 $0.00 Strike: $2,205.03 $0.00
Disclosure

SEC source: 0001225208-22-010865 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,640

Underlying: Common Stock · 3,640 shares

Expires 2032-10-04

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan and exercisable in annual, one-fourth increments beginning on the date shown.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,130 $0.00 Strike: $425.11 $0.00
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · derivative · entry 7

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,130 shares

Expires 2023-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on October 1, 2014.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,300 $0.00 Strike: $371.47 $0.00
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · derivative · entry 6

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,300 shares

Expires 2022-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan and exercisable in annual one-fourth increments beginning on September 27, 2013.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 4,205 $1,975.11 $8,305,337.55
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · nonDerivative · entry 5

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915.8905

F2 · price: This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,975.00 - $1,975.76 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 225 $1,976.04 $444,609.00
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · nonDerivative · entry 4

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,120.8905

F1 · price: This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $1,976.02 - $1,976.22 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 2,130 $425.11 $905,484.30
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · nonDerivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,345.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 08, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 2,300 $371.47 $854,381.00
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 06, 2021 Filed Dec 10, 2021 21:51 UTC AUTOZONE INC AZO · Entity 8831 GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001225208-21-014797 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915.8905

Read SEC document
October 05, 2021 Filed Oct 6, 2021 20:49 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,880 $0.00 Strike: $1,651.22 $0.00
Disclosure

SEC source: 0001225208-21-013009 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,880

Underlying: Common Stock · 3,880 shares

Expires 2031-10-05

F1 · derivative.exercise_date: Options granted in accordance with the AutoZone, Inc. 2020 Omnibus Incentive Award Plan and exercisable in annual, one-fourth increments beginning on the date shown.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:04 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 700 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-21-000715 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires 2021-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:04 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 700 $1,250.00 $875,000.00
Disclosure

SEC source: 0001225208-21-000715 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015.8905

Read SEC document
January 08, 2021 Filed Jan 11, 2021 21:04 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 700 $326.00 $228,200.00
Disclosure

SEC source: 0001225208-21-000715 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,715.8905

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2020 Filed Oct 9, 2020 20:06 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,760 $0.00 Strike: $1,139.99 $0.00
Disclosure

SEC source: 0001225208-20-012393 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,760

Underlying: Common Stock · 5,760 shares

Expires 2030-10-07

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on October 7, 2021, 2022, 2023, and 2024 respectively.

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December 31, 2019 Filed Jan 3, 2020 21:13 UTC AUTOZONE INC AZO · Entity 8831 GrantCommon Stock 1 $0.00 $0.00
Disclosure

SEC source: 0001225208-20-000261 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,009

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 31, 2019 Filed Jan 3, 2020 21:13 UTC AUTOZONE INC AZO · Entity 8831 GrantCommon Stock 8 $1,191.31 $9,530.48
Disclosure

SEC source: 0001225208-20-000261 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,008

F1 · security: Acquired pursuant to AutoZone, Inc. Sixth Amended and Restated Executive Stock Purchase Plan.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $326.00 $0.00
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · derivative · entry 5

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 2,500 shares

Expires 2021-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: Granted in accordance with the AutoZone, Inc. 2011 Equity Incentive Award Plan.

F5 · derivative.exercise_date: Options exercisable in one-fourth increments on September 27, 2012, 2013, 2014 and 2015, respectively.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 1,455 $1,217.74 $1,771,811.70
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 4

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

F3 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,217.39 -$1,218.37 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 1,025 $1,216.55 $1,246,963.75
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,455

F2 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,216.39 -$1,217.23 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 20 $1,218.51 $24,370.20
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,480

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $1,218.42 -$1,218.80 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

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December 24, 2019 Filed Dec 26, 2019 21:32 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 2,500 $326.00 $815,000.00
Disclosure

SEC source: 0001225208-19-016078 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 07, 2019 Filed Oct 9, 2019 22:14 UTC AUTOZONE INC AZO · Entity 8831 GrantNon-Qualified Stock Option (right to buy) · Derivative 5,085 $0.00 Strike: $1,060.81 $0.00
Disclosure

SEC source: 0001225208-19-013293 · doc4.xml · derivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,085

Underlying: Common Stock · 5,085 shares

Expires 2029-10-08

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on October 7, 2020, 2021,2022, and 2023 respectively.

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June 21, 2019 Filed Jun 24, 2019 20:59 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,800 $0.00 Strike: $225.74 $0.00
Disclosure

SEC source: 0001225208-19-009515 · doc4.xml · derivative · entry 3

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,800 shares

Expires 2020-09-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2006 Stock Option Plan.

F2 · derivative.exercise_date: Options exercisable in one-fourth increments on September 28, 2011, 2012, 2013 and 2014, respectively.

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June 21, 2019 Filed Jun 24, 2019 20:59 UTC AUTOZONE INC AZO · Entity 8831 SaleCommon Stock 2,800 $1,120.00 $3,136,000.00
Disclosure

SEC source: 0001225208-19-009515 · doc4.xml · nonDerivative · entry 2

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Read SEC document
June 21, 2019 Filed Jun 24, 2019 20:59 UTC AUTOZONE INC AZO · Entity 8831 Exercise / conversionCommon Stock 2,800 $225.74 $632,072.00
Disclosure

SEC source: 0001225208-19-009515 · doc4.xml · nonDerivative · entry 1

Smith Richard Craig · CIK 0001661802 · Sr. Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.