Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AUTOZONE INCAZO · Entity 8831 | Director | January 01, 2022 | January 03, 2022 |
| SOUTHWEST AIRLINES COLUV · Entity 3286 | Director | December 02, 2025 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AUTOZONE INC
Report date January 01, 2022 · Filed January 03, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,349.3 |
Reported balance
After 2022-01-01 transaction · row 1
1 source rowRow 1 · 2022-01-01 · Grant · Acquired 71.55 · Balance 2,349.3 F1: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2021. F2: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2021, to defer the delivery of such shares until the Termination Date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2021.
F2: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2021, to defer the delivery of such shares until the Termination Date.
SOUTHWEST AIRLINES CO
Report date December 02, 2025 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy grantor retained annuity trust | 0 |
Reported balance
After 2025-12-02 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-12-02 · Gift · Disposed 1,836 · Balance 0 F1: On November 22, 2023, the reporting person contributed 8,222 shares of LUV common stock to a grantor retained annuity trust for the benefit of himself and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person and continue to be reported on this Form 4 as directly owned. |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 0 |
Reported balance
After 2025-12-02 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-12-02 · Gift · Disposed 1,836 · Balance 0 F2: On November 22, 2023, the reporting person contributed 8,221 shares of LUV common stock to a grantor retained annuity trust for the benefit of his spouse and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person's joint brokerage account and continue to be reported on this Form 4 as directly owned. |
| Common StockSEC Table I · non-derivative | Direct | 84,223 |
Reported balance
After 2026-05-07 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-05-07 · Grant · Acquired 4,108 · Balance 84,223 |
| Common StockSEC Table I · non-derivative | Direct | 80,115 |
Reported balance
Holding disclosure · report date 2025-12-02 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 80,115 F3: Includes 1,842 shares acquired under an exempt Rule 16a-11 dividend reinvestment plan. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 22, 2023, the reporting person contributed 8,222 shares of LUV common stock to a grantor retained annuity trust for the benefit of himself and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person and continue to be reported on this Form 4 as directly owned.
F2: On November 22, 2023, the reporting person contributed 8,221 shares of LUV common stock to a grantor retained annuity trust for the benefit of his spouse and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person's joint brokerage account and continue to be reported on this Form 4 as directly owned.
F3: Includes 1,842 shares acquired under an exempt Rule 16a-11 dividend reinvestment plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ClubCorp Holdings, Inc.
Report date September 18, 2017 · Filed September 21, 2017
Section 16 reporting ended · disclosed 2017-09-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-18 transaction · row 1
1 source rowRow 1 · 2017-09-18 · Disposition to issuer · Disposed 33,878 · Balance 0 F1: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC. F2: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC.
F2: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2026 Filed May 11, 2026 21:04 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 4,108 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-26-000068 · wk-form4_1778533476.xml · nonDerivative · entry 4 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,223 Read SEC document |
| December 02, 2025 Filed May 11, 2026 21:04 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-26-000068 · wk-form4_1778533476.xml · nonDerivative · entry 2 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Grantor Retained Annuity Trust Disclosed balance after: 0 F2 · ownership.nature: On November 22, 2023, the reporting person contributed 8,221 shares of LUV common stock to a grantor retained annuity trust for the benefit of his spouse and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person's joint brokerage account and continue to be reported on this Form 4 as directly owned. Read SEC document |
| December 02, 2025 Filed May 11, 2026 21:04 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GiftCommon Stock | 1,836 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-26-000068 · wk-form4_1778533476.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By grantor retained annuity trust Disclosed balance after: 0 F1 · ownership.nature: On November 22, 2023, the reporting person contributed 8,222 shares of LUV common stock to a grantor retained annuity trust for the benefit of himself and his two adult children. Upon termination of the trust on December 2, 2025, 1,836 of the shares were transferred to the reporting person's children. The remaining 6,705 shares (which include shares acquired under an exempt Rule 16a-11 dividend reinvestment plan) were previously distributed to the reporting person and continue to be reported on this Form 4 as directly owned. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:24 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 5,418 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-25-000109 · wk-form4_1747430651.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,306 Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:13 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 6,122 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-24-000087 · wk-form4_1715890379.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,888 Read SEC document |
| May 17, 2023 Filed May 18, 2023 20:48 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 5,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011664 · form4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,766 Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:59 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 3,844 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013153 · form4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,076 Read SEC document |
| January 01, 2022 Filed Jan 3, 2022 21:24 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 71.55 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-000074 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,349.3 F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2021. F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2021, to defer the delivery of such shares until the Termination Date. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:16 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 2,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-21-000110 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,232 Read SEC document |
| January 01, 2021 Filed Jan 4, 2021 21:47 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 109.66 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-000072 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,277.75 F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2020. F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2020, to defer the delivery of such shares until the Termination Date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 23:12 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 5,406 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-20-000086 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,582 Read SEC document |
| January 01, 2020 Filed Jan 3, 2020 21:15 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 109.12 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-000268 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,168.09 F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019. F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date. Read SEC document |
| May 15, 2019 Filed May 16, 2019 23:23 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 3,077 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-19-000061 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,176 Read SEC document |
| January 01, 2019 Filed Jan 2, 2019 23:45 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 155.06 | $838.34 | $129,993.00 |
DisclosureSEC source: 0001225208-19-000143 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058.97 F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2018 Director Compensation Program (the "2018 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $85,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($130,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis. F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2018 Program in lieu of a portion of the annual retainer fees in an aggregate amount equal to $130,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to $130,000, divided by the closing market price of a share of the issuer's common stock on December 31, 2018. The remainder of the aggregate of annual retainer fees plus additional fees will be paid in cash in quarterly installments on January 1, April 1, July 1 and October 1. F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 31, 2018. F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2018, to defer the delivery of such shares until the Termination Date. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:49 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 2,830 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-18-000083 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,099 Read SEC document |
| April 16, 2018 Filed Apr 17, 2018 21:11 UTC | AUTOZONE INC AZO · Entity 8831 | PurchaseCommon Stock | 162 | $607.49 | $98,413.14 |
DisclosureSEC source: 0001225208-18-007829 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,903.91 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Exercise / conversionStock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $12.04 | $0.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · derivative · entry 8 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-02-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in installments and was 100% vested at the time of exercise. Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 1,000 | $60.09 | $60,090.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 7 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,269 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 300 | $60.08 | $18,024.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 6 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,269 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 100 | $60.07 | $6,007.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 5 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,569 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 400 | $60.06 | $24,024.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 4 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,669 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 1,800 | $60.05 | $108,090.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 3 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,069 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | SaleCommon Stock | 6,400 | $60.04 | $384,256.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 2 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,869 Read SEC document |
| March 13, 2018 Filed Mar 14, 2018 22:08 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | Exercise / conversionCommon Stock | 10,000 | $12.04 | $120,400.00 |
DisclosureSEC source: 0000092380-18-000065 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,269 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2018 Filed Jan 2, 2018 21:18 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 182.74 | $711.37 | $129,995.75 |
DisclosureSEC source: 0001225208-18-000072 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,741.91 F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2018 Director Compensation Program (the "2018 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $85,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($130,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis. F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2018 Program in lieu of a portion of the annual retainer fees in an aggregate amount equal to $130,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to $130,000, divided by the closing market price of a share of the issuer's common stock on December 29, 2017. The remainder of the aggregate of annual retainer fees plus additional fees will be paid in cash in quarterly installments on January 1, April 1, July 1 and October 1. F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 29, 2017. F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2017, to defer the delivery of such shares until the Termination Date. Read SEC document |
| September 18, 2017 Filed Sep 21, 2017 01:01 UTC | ClubCorp Holdings, Inc. MYCC · Entity 173028 | Disposition to issuerCommon Stock | 33,878 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001577095-17-000195 · wf-form4_150595568790585.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC. F2 · price: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 00:17 UTC | ClubCorp Holdings, Inc. MYCC · Entity 173028 | GrantCommon Stock | 4,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001577095-17-000121 · wf-form4_149973220890290.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,878 F1 · shares: Grant of 4,106 shares of restricted stock that will vest on July 10, 2018 if the Reporting Person continues service as a director of the issuer or a subsidiary thereof through the vesting date. F2 · balance_after: Includes restricted stock, which is subject to forfeiture under certain conditions. Read SEC document |
| May 17, 2017 Filed May 19, 2017 21:22 UTC | SOUTHWEST AIRLINES CO LUV · Entity 3286 | GrantCommon Stock | 2,630 | $0.00 | $0.00 |
DisclosureSEC source: 0000092380-17-000112 · edgar.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,269 Read SEC document |
| January 01, 2017 Filed Jan 3, 2017 21:36 UTC | AUTOZONE INC AZO · Entity 8831 | GrantCommon Stock | 158.26 | $789.79 | $124,992.17 |
DisclosureSEC source: 0001225208-17-000094 · doc4.xml · nonDerivative · entry 1 BROOKS DOUGLAS H · CIK 0001186331 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559.17 F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2016 Director Compensation Program (the "2016 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $80,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($125,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis. F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2016 Program in lieu of a portion of the annual retainer fees in an aggregate amount equal to $125,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to $125,000, divided by the closing market price of a share of the issuer's common stock on December 30, 2016. The remainder of the aggregate of annual retainer fees plus additional fees will be paid in cash in quarterly installments on January 1, April 1, July 1 and October 1. F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 30, 2016. F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2016, to defer the delivery of such shares until the Termination Date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.