GRAVES EARL G JR

SEC source: 0001225208-26-004516 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,836.69

SEC source: 0001225208-26-000243 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,886.69

F1 · price: This price represents the weighted average price per Share, of Issuer, of sales that were executed at prices ranging from $3294.68 - $3294.1 per Share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

SEC source: 0001225208-26-000243 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,136.69

SEC source: 0001225208-25-000046 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,048.24

SEC source: 0001225208-24-000081 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,957.68

SEC source: 0001225208-23-000214 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,831.99

F1 · shares: Reflects fully-vested restricted stock units (RSUs) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares granted is equal to the reporting person's aggregate annual retainer fees plus additional director compensation fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on January 3, 2023.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the Issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Separation Date"), or (b) the first or fifth anniversary of the grant date (as elected by the reporting person in advance), before giving effect to any applicable right to re-defer delivery.

SEC source: 0001225208-22-000076 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,706.54

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2021.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2021, to defer the delivery of such shares until the Termination Date.

SEC source: 0001225208-21-000069 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,561.06

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the 2020 Omnibus Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2020.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2020, to defer the delivery of such shares until the Termination Date.

SEC source: 0001225208-20-000271 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,333.3

F1 · shares: Restricted stock units (RSUs) (fully vested on the date of grant) granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan. The number of shares of the issuer's common stock underlying the RSU award is equal to the reporting person's aggregate annual retainer fees plus additional fees (less any portion of such fees elected to be paid in cash), divided by the closing market price of a share of the issuer's common stock on December 31, 2019.

F2 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2019, to defer the delivery of such shares until the Termination Date.

SEC source: 0001225208-19-011658 · doc4.xml · derivative · entry 3

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.

SEC source: 0001225208-19-011658 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106.66

SEC source: 0001225208-19-011658 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-008681 · doc4.xml · derivative · entry 3

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500

Underlying: Common Stock · 250 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan

SEC source: 0001225208-19-008681 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106.66

SEC source: 0001225208-19-008681 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-006511 · doc4.xml · derivative · entry 3

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750

Underlying: Common Stock · 250 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.

SEC source: 0001225208-19-006511 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106.66

SEC source: 0001225208-19-006511 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,356.66

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-19-000145 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,106.66

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2018 Director Compensation Program (the "2018 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $85,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($130,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis.

F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2018 Program in lieu of the annual retainer fees plus additional fees in an aggregate amount equal to $260,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to the reporting person's aggregate annual retainer fees plus additional fees, divided by the closing market price of a share of the issuer's common stock on December 31, 2018.

F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 31, 2018.

F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2018, to defer the delivery of such shares until the Termination Date.

SEC source: 0001225208-18-000078 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,796.53

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2018 Director Compensation Program (the "2018 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $85,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($130,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis.

F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2018 Program in lieu of the annual retainer fees plus additional fees in an aggregate amount equal to $260,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to the reporting person's aggregate annual retainer fees plus additional fees, divided by the closing market price of a share of the issuer's common stock on December 29, 2017.

F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 29, 2017.

F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2017, to defer the delivery of such shares until the Termination Date.

SEC source: 0001225208-17-011058 · doc4.xml · derivative · entry 3

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.

SEC source: 0001225208-17-011058 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.04

SEC source: 0001225208-17-011058 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,431.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-006567 · doc4.xml · derivative · entry 3

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 1,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Granted in accordance with the AutoZone, Inc. 2003 Director Stock Option Plan.

SEC source: 0001225208-17-006567 · doc4.xml · nonDerivative · entry 2

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.04

F1 · price: This price represents the weighted average price per share of common Stock of AutoZone, Inc. (the "Issuer"), par value $0.01 per share (each a "Share"), of sales that were executed at prices ranging from $714.6156 - $715.4650 per Share. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.

SEC source: 0001225208-17-006567 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,431.04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001225208-17-000097 · doc4.xml · nonDerivative · entry 1

GRAVES EARL G JR · CIK 0001168234 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,431.04

F1 · security: Granted in accordance with the Amended and Restated AutoZone, Inc. 2011 Equity Incentive Award Plan (the "Plan"). Pursuant to the AutoZone, Inc. 2016 Director Compensation Program (the "2016 Program"), directors may elect to be paid either (1) 100% of their annual retainer fees and any additional fees in the form of restricted stock units ("RSUs") or (2) $80,000 of their annual retainer fees and any additional fees in the form of cash, with the remaining portion of the annual retainer fee ($125,000) paid in the form of restricted stock units. All fees taken in the form of RSUs are paid annually and any portion of the fees to be paid in cash are paid on a quarterly basis.

F2 · shares: Restricted stock units (fully vested on the date of grant) issued to the reporting person in accordance with the Plan and the 2016 Program in lieu of the annual retainer fees plus additional fees in an aggregate amount equal to $240,000. The number of shares of the issuer's common stock underlying the restricted stock unit award is equal to the reporting person's aggregate annual retainer fees plus additional fees, divided by the closing market price of a share of the issuer's common stock on December 30, 2016.

F4 · price: The price per share is equal to the closing market price of a share of the issuer's common stock on December 30, 2016.

F3 · acquired: The shares will be delivered to the reporting person upon the earlier of (a) the date on which the reporting person ceases to be a director for any reason, provided that such reporting person incurs a "separation from service" from the issuer (within the meaning of Section 409A of the Internal Revenue Code and the related Treasury Regulations) (the "Termination Date") or (b) the fifth anniversary of the grant date, in which event the reporting person will have an opportunity to re-defer the delivery of the shares up to one year prior to the fifth anniversary; unless the reporting person has irrevocably elected in writing by December 31, 2016, to defer the delivery of such shares until the Termination Date.