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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed Feb 25, 2019 22:36 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013115 · doc4.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:33 UTC Exercise / conversionRestricted Stock Unit · Derivative 6,391 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013105 · doc4.xml · derivative · entry 2

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,391 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

F2 · derivative.expiration_date: On February 21, 2018, the reporting person was granted 6,391 restricted stock units, vesting in full on February 21, 2019.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 22:33 UTC Exercise / conversionCommon Shares 6,391 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-013105 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 14, 2019 Filed Feb 15, 2019 16:02 UTC SaleCommon Shares 27,912 $26.53 $740,505.36
Disclosure

SEC source: 0001209191-19-010540 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,369

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.44 to $26.62. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 16:28 UTC Disposition to issuerCommon Shares 118,330 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008527 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,281

F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 21:27 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Disposition to issuerCommon Shares 17,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008523 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,924

F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 21:27 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Disposition to issuerCommon Shares 32,271 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008519 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,442

F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 21:26 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Disposition to issuerCommon Shares 19,363 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008516 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,757

F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.

Read SEC document
February 08, 2019 Filed Feb 8, 2019 21:25 UTC
Bryant Robert W.Director · President & CEO
Disposition to issuerCommon Shares 30,120 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008512 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,989

F1 · kind: The number of performance shares issued under this award on the third anniversary of the grant date was zero percent of the target number originally reported based upon the Company's relative total shareholder return during the three-year performance cycle ending December 31, 2018.

Read SEC document
February 07, 2019 Filed Feb 7, 2019 20:26 UTC SaleCommon Shares 16,254 $26.08 $423,904.32
Disclosure

SEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 3

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,611

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.06 to $26.14. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 01:15 UTC SaleCommon Shares 389 $26.02 $10,121.78
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · nonDerivative · entry 4

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,152

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 01:21 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 1,160 $26.00 $30,160.00
Disclosure

SEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 3

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,673

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 01:18 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 2,092 $26.02 $54,433.84
Disclosure

SEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,713

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 01:11 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 1,287 $26.07 $33,552.09
Disclosure

SEC source: 0001209191-19-008314 · doc4.xml · nonDerivative · entry 3

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,120

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.02. to $26.08 The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 07, 2019 Filed Feb 8, 2019 00:59 UTC
Bryant Robert W.Director · President & CEO
SaleCommon Shares 1,575 $26.08 $41,076.00
Disclosure

SEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,109

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 06, 2019 Filed Feb 7, 2019 20:26 UTC SaleCommon Shares 16,074 $26.42 $424,675.08
Disclosure

SEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 2

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,865

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $26.32 to $26.50. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · derivative · entry 6

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 848

Underlying: Common Shares · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On February 6, 2017, the reporting person was granted 2,544 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.

F4 · derivative.expiration_date: On February 6, 2017, the reporting person was granted 2,544 restricted stock units, vesting in three equal annual installments beginning on February 6, 2018.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:15 UTC Exercise / conversionCommon Shares 848 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · nonDerivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:15 UTC SaleCommon Shares 426 $26.51 $11,293.26
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,693

F2 · kind: The sales reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:21 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 1,664 $26.52 $44,129.28
Disclosure

SEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 2

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,833

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:18 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 2,066 $26.51 $54,769.66
Disclosure

SEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,805

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 01:11 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 1,408 $26.47 $37,269.76
Disclosure

SEC source: 0001209191-19-008314 · doc4.xml · nonDerivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,407

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 06, 2019 Filed Feb 8, 2019 00:59 UTC
Bryant Robert W.Director · President & CEO
SaleCommon Shares 2,272 $26.48 $60,162.56
Disclosure

SEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,684

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 05, 2019 Filed Feb 5, 2019 22:10 UTC SaleCommon Shares 1,583 $25.94 $41,063.02
Disclosure

SEC source: 0001209191-19-007405 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 20:26 UTC SaleCommon Shares 19,889 $25.97 $516,517.33
Disclosure

SEC source: 0001209191-19-008326 · doc4.xml · nonDerivative · entry 1

SHAVER CHARLES W · CIK 0001269429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,939

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.93 to $26.08. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 866 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · derivative · entry 5

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,733

Underlying: Common Shares · 866 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

F3 · derivative.expiration_date: On February 5, 2018, the reporting person was granted 2,599 restricted stock units, vesting in three equal annual installments beginning on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:15 UTC Exercise / conversionCommon Shares 866 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-008315 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,119

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:21 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 1,366 $25.94 $35,434.04
Disclosure

SEC source: 0001209191-19-008318 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,497

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:18 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 2,354 $25.93 $61,039.22
Disclosure

SEC source: 0001209191-19-008316 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,871

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.93 to $25.96. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 05, 2019 Filed Feb 8, 2019 01:11 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 1,490 $25.93 $38,635.70
Disclosure

SEC source: 0001209191-19-008314 · doc4.xml · nonDerivative · entry 1

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,815

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.93 to $25.94. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote

Read SEC document
February 05, 2019 Filed Feb 8, 2019 00:59 UTC
Bryant Robert W.Director · President & CEO
SaleCommon Shares 2,319 $25.92 $60,108.48
Disclosure

SEC source: 0001209191-19-008301 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,956

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock award.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 21:57 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006865 · doc4.xml · derivative · entry 2

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 21:57 UTC Exercise / conversionCommon Shares 2,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006865 · doc4.xml · nonDerivative · entry 1

Ryerkerk Lori · CIK 0001449522 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 16:37 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006828 · doc4.xml · derivative · entry 2

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 16:37 UTC Exercise / conversionCommon Shares 2,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006828 · doc4.xml · nonDerivative · entry 1

Kramvis Andreas · CIK 0001430870 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 16:46 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,869 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006845 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,869 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

F2 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,605 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

Read SEC document
February 02, 2019 Filed Feb 4, 2019 16:46 UTC Exercise / conversionCommon Shares 2,869 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006845 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 02, 2019 Filed Feb 5, 2019 22:10 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,960 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007405 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,960 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

F3 · derivative.expiration_date: On February 2, 2016, the reporting person was granted 8,874 restricted stock units, vesting in three equal annual installments beginning on February 2, 2017.

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February 02, 2019 Filed Feb 5, 2019 22:10 UTC Exercise / conversionCommon Shares 2,960 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007405 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

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February 01, 2019 Filed Feb 5, 2019 00:19 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
SaleCommon Shares 5,177 $25.82 $133,670.14
Disclosure

SEC source: 0001209191-19-007109 · doc4.xml · nonDerivative · entry 2

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,225

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

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February 01, 2019 Filed Feb 5, 2019 00:24 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
SaleCommon Shares 5,474 $25.77 $141,064.98
Disclosure

SEC source: 0001209191-19-007121 · doc4.xml · nonDerivative · entry 2

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,863

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.77 to $25.78. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 01, 2019 Filed Feb 4, 2019 21:20 UTC
Bryant Robert W.Director · President & CEO
SaleCommon Shares 5,395 $25.82 $139,298.90
Disclosure

SEC source: 0001209191-19-006778 · doc4.xml · nonDerivative · entry 2

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,275

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.81 to $25.83. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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February 01, 2019 Filed Feb 5, 2019 00:12 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
SaleCommon Shares 5,483 $25.72 $141,022.76
Disclosure

SEC source: 0001209191-19-007098 · doc4.xml · nonDerivative · entry 2

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,305

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading instruction to satisfy the reporting person's tax withholding obligation upon vesting of a portion of a restricted stock unit award.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at per share prices ranging from $25.72 to $25.98. The reporting person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 31, 2019 Filed Feb 5, 2019 00:19 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007109 · doc4.xml · derivative · entry 3

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,710

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F3 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

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January 31, 2019 Filed Feb 5, 2019 00:19 UTC
Markevich Steven R.EVP & Pres., Trans. Coatings
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007109 · doc4.xml · nonDerivative · entry 1

Markevich Steven R. · CIK 0001620281 · EVP & Pres., Trans. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,402

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:24 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007121 · doc4.xml · derivative · entry 3

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,710

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:24 UTC
McDougall Joseph F.EVP & Pres., Global Refinish
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-007121 · doc4.xml · nonDerivative · entry 1

McDougall Joseph F. · CIK 0001620396 · EVP & Pres., Global Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:20 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-006778 · doc4.xml · derivative · entry 3

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,710

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

Read SEC document
January 31, 2019 Filed Feb 4, 2019 21:20 UTC
Bryant Robert W.Director · President & CEO
Exercise / conversionCommon Shares 11,570 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-19-006778 · doc4.xml · nonDerivative · entry 1

Bryant Robert W. · CIK 0001620475 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
January 31, 2019 Filed Feb 5, 2019 00:12 UTC
Cash Michael A.SVP & Pres., Indus. Coatings
Exercise / conversionRestricted Stock Units · Derivative 11,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-007098 · doc4.xml · derivative · entry 3

Cash Michael A. · CIK 0001620286 · SVP & Pres., Indus. Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,710

Underlying: Common Shares · 11,570 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

F4 · derivative.expiration_date: This restricted stock unit grant vests 25% on each of the 6-month and 12-month anniversaries and 50% on the 24-month anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.