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AXTA

Axalta Coating Systems Ltd.

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3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 29, 2022 Filed Aug 2, 2022 17:21 UTC
Weaver Troy D.SVP, Glbl Refinish
Exercise / conversionRestricted Stock Units · Derivative 3,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043944 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,052 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On July 29, 2019, the reporting person was granted 9,156 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

F3 · derivative.expiration_date: On July 29, 2019, the reporting person was granted 9,156 restricted stock units, vesting in three equal annual installments beginning on July 29, 2020.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 17:21 UTC
Weaver Troy D.SVP, Glbl Refinish
Tax withholdingCommon Shares 1,297 $25.22 $32,710.34
Disclosure

SEC source: 0001209191-22-043944 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,889

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
July 29, 2022 Filed Aug 2, 2022 17:21 UTC
Weaver Troy D.SVP, Glbl Refinish
Exercise / conversionCommon Shares 3,052 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-043944 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,186

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 19:01 UTC
Weaver Troy D.SVP, Glbl Refinish
GrantRestricted Stock Units · Derivative 40,666 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043313 · doc4.xml · derivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,666

Underlying: Common Shares · 40,666 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:47 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
GrantRestricted Stock Units · Derivative 32,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043299 · doc4.xml · derivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Shares · 32,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 18:49 UTC
BERUBE BRIAN ASVP and General Counsel
GrantRestricted Stock Units · Derivative 44,733 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043301 · doc4.xml · derivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,733

Underlying: Common Shares · 44,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:59 UTC GrantRestricted Stock Units · Derivative 32,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043310 · doc4.xml · derivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Shares · 32,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:58 UTC
Rohen JeremySVP, Strategy & Business Dev
GrantRestricted Stock Units · Derivative 24,400 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043308 · doc4.xml · derivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,400

Underlying: Common Shares · 24,400 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:54 UTC GrantRestricted Stock Units · Derivative 61,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043304 · doc4.xml · derivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Shares · 61,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:55 UTC
Massey AnthonyVP, Global Controller, PAO
GrantRestricted Stock Units · Derivative 5,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043306 · doc4.xml · derivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,083

Underlying: Common Shares · 5,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
July 27, 2022 Filed Jul 27, 2022 22:46 UTC
Awada HadiSVP, Glbl Mobility Coatings
GrantRestricted Stock Units · Derivative 32,533 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-043297 · doc4.xml · derivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,533

Underlying: Common Shares · 32,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in two equal annual installments on the first and second anniversaries of the grant date.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 11,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · derivative · entry 6

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 11,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F4 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

F4 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 22,268 restricted stock units, vesting 25% on each of the 12-month and 24-month anniversaries and 50% on the 36-month anniversary of the grant date.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 3,134 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · derivative · entry 5

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,134 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

F3 · derivative.expiration_date: On June 14, 2019, the reporting person was granted 9,402 restricted stock units, vesting in three equal annual installments beginning on June 14, 2020.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 4,938 $24.20 $119,499.60
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 4

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,849

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 11,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 1,390 $24.20 $33,638.00
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,653

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 3,134 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-037532 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:34 UTC Exercise / conversionRestricted Stock Units · Derivative 2,873 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037534 · doc4.xml · derivative · entry 3

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,747

Underlying: Common Shares · 2,873 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On June 14, 2021, the reporting person was granted 8,620 restricted stock units, vesting in three equal annual installments beginning on June 14, 2022.

F3 · derivative.expiration_date: On June 14, 2021, the reporting person was granted 8,620 restricted stock units, vesting in three equal annual installments beginning on June 14, 2022.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:34 UTC Tax withholdingCommon Shares 1,221 $24.20 $29,548.20
Disclosure

SEC source: 0001209191-22-037534 · doc4.xml · nonDerivative · entry 2

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,652

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:34 UTC Exercise / conversionCommon Shares 2,873 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-037534 · doc4.xml · nonDerivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 3,475 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-036066 · doc4.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On June 9, 2021, the reporting person was granted 3,475 restricted stock units, vesting in full on June 9, 2022.

F2 · derivative.expiration_date: On June 9, 2021, the reporting person was granted 3,475 restricted stock units, vesting in full on June 9, 2022.

Read SEC document
June 09, 2022 Filed Jun 10, 2022 21:51 UTC Exercise / conversionCommon Shares 3,475 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-036066 · doc4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 04, 2022 Filed Mar 7, 2022 23:15 UTC PurchaseCommon Shares 2,000 $24.64 $49,280.00
Disclosure

SEC source: 0001209191-22-016806 · doc4.xml · nonDerivative · entry 2

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,320

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:35 UTC
Weaver Troy D.SVP, Glbl Refinish
Exercise / conversionRestricted Stock Units · Derivative 3,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016837 · doc4.xml · derivative · entry 3

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,690

Underlying: Common Shares · 3,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:35 UTC
Weaver Troy D.SVP, Glbl Refinish
Tax withholdingCommon Shares 1,633 $25.78 $42,098.74
Disclosure

SEC source: 0001209191-22-016837 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,134

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:35 UTC
Weaver Troy D.SVP, Glbl Refinish
Exercise / conversionCommon Shares 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016837 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,767

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:27 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,844 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016822 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,690

Underlying: Common Shares · 3,844 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 11,534 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:27 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Tax withholdingCommon Shares 1,133 $25.78 $29,208.74
Disclosure

SEC source: 0001209191-22-016822 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,910

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:27 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionCommon Shares 3,844 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016822 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,043

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:21 UTC Exercise / conversionRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016814 · doc4.xml · derivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:21 UTC Exercise / conversionCommon Shares 7,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016814 · doc4.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:28 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 4,565 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016826 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,131

Underlying: Common Shares · 4,565 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 13,696 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:28 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 2,025 $25.78 $52,204.50
Disclosure

SEC source: 0001209191-22-016826 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,909

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:28 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 4,565 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016826 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,934

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:13 UTC Exercise / conversionRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016804 · doc4.xml · derivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 0

Underlying: Common Shares · 7,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

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March 03, 2022 Filed Mar 7, 2022 18:13 UTC Exercise / conversionCommon Shares 7,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016804 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 11,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:20 UTC Exercise / conversionRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016812 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:20 UTC Exercise / conversionCommon Shares 7,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016812 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,710

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:15 UTC Exercise / conversionRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016806 · doc4.xml · derivative · entry 3

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:15 UTC Exercise / conversionCommon Shares 7,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016806 · doc4.xml · nonDerivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,320

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:23 UTC Exercise / conversionRestricted Stock Units · Derivative 7,208 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016816 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

F2 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,208 restricted stock units, vesting in full on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 18:23 UTC Exercise / conversionCommon Shares 7,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016816 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:33 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionRestricted Stock Units · Derivative 1,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016835 · doc4.xml · derivative · entry 3

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,845

Underlying: Common Shares · 1,922 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 5,767 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 5,767 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:33 UTC
Rohen JeremySVP, Strategy & Business Dev
Tax withholdingCommon Shares 631 $25.78 $16,267.18
Disclosure

SEC source: 0001209191-22-016835 · doc4.xml · nonDerivative · entry 2

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,160

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:33 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionCommon Shares 1,922 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016835 · doc4.xml · nonDerivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,791

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:31 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 2,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016833 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,956

Underlying: Common Shares · 2,478 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 7,434 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 7,434 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:31 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 674 $25.78 $17,375.72
Disclosure

SEC source: 0001209191-22-016833 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,864

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:31 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 2,478 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-016833 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:30 UTC Exercise / conversionRestricted Stock Units · Derivative 5,526 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-016831 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,054

Underlying: Common Shares · 5,526 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

F3 · derivative.expiration_date: On March 3, 2021, the reporting person was granted 16,580 restricted stock units, vesting in three equal annual installments beginning on March 3, 2022.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 23:30 UTC Tax withholdingCommon Shares 2,348 $25.78 $60,531.44
Disclosure

SEC source: 0001209191-22-016831 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,659

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.