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AXTA

Axalta Coating Systems Ltd.

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Tapewire entity
3667
SEC CIK
0001616862
Parsed reports
531

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2023 Filed Feb 17, 2023 17:40 UTC
Weaver Troy D.SVP, Glbl Refinish
Tax withholdingCommon Shares 1,988 $29.55 $58,745.40
Disclosure

SEC source: 0001209191-23-010833 · doc4.xml · nonDerivative · entry 2

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,527

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:40 UTC
Weaver Troy D.SVP, Glbl Refinish
Exercise / conversionCommon Shares 4,626 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010833 · doc4.xml · nonDerivative · entry 1

Weaver Troy D. · CIK 0001829891 · SVP, Glbl Refinish

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:31 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010814 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403

Underlying: Common Shares · 3,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:31 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Tax withholdingCommon Shares 1,387 $29.55 $40,985.85
Disclosure

SEC source: 0001209191-23-010814 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,372

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:31 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionCommon Shares 3,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010814 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:53 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010854 · doc4.xml · derivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:53 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010854 · doc4.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,127

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 5,089 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010816 · doc4.xml · derivative · entry 3

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,178

Underlying: Common Shares · 5,089 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 15,267 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 15,267 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Tax withholdingCommon Shares 2,387 $29.55 $70,535.85
Disclosure

SEC source: 0001209191-23-010816 · doc4.xml · nonDerivative · entry 2

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,551

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:33 UTC
BERUBE BRIAN ASVP and General Counsel
Exercise / conversionCommon Shares 5,089 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010816 · doc4.xml · nonDerivative · entry 1

BERUBE BRIAN A · CIK 0001243739 · SVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:42 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010837 · doc4.xml · derivative · entry 2

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022 the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022 the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:42 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010837 · doc4.xml · nonDerivative · entry 1

CHAPMAN STEVEN M · CIK 0001238885 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By an LLC

Disclosed balance after: 18,072

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · ownership.nature: Held by a limited liability company owned by the reporting person.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:50 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010851 · doc4.xml · derivative · entry 2

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:50 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010851 · doc4.xml · nonDerivative · entry 1

MCLAUGHLIN ROBERT M · CIK 0001237784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:43 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010839 · doc4.xml · derivative · entry 3

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:43 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010839 · doc4.xml · nonDerivative · entry 1

COOK WILLIAM M · CIK 0001226577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:54 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010856 · doc4.xml · derivative · entry 2

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 17:54 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010856 · doc4.xml · nonDerivative · entry 1

Smolik Samuel L. · CIK 0001500482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,773

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:49 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010849 · doc4.xml · derivative · entry 2

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:49 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010849 · doc4.xml · nonDerivative · entry 1

Kissire Deborah J. · CIK 0001648794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010841 · doc4.xml · derivative · entry 2

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

F2 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 6,939 restricted stock units, vesting in full on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:45 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010841 · doc4.xml · nonDerivative · entry 1

Jordan Tyrone Michael · CIK 0001766331 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:39 UTC Exercise / conversionRestricted Stock Units · Derivative 3,238 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010829 · doc4.xml · derivative · entry 3

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,478

Underlying: Common Shares · 3,238 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 9,716 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 9,716 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:39 UTC Tax withholdingCommon Shares 1,529 $29.55 $45,181.95
Disclosure

SEC source: 0001209191-23-010829 · doc4.xml · nonDerivative · entry 2

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,361

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:39 UTC Exercise / conversionCommon Shares 3,238 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010829 · doc4.xml · nonDerivative · entry 1

Scanlan Jacqueline · CIK 0001713517 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionRestricted Stock Units · Derivative 2,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010825 · doc4.xml · derivative · entry 3

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638

Underlying: Common Shares · 2,819 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 8,457 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 8,457 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Massey AnthonyVP, Global Controller, PAO
Tax withholdingCommon Shares 925 $29.55 $27,333.75
Disclosure

SEC source: 0001209191-23-010825 · doc4.xml · nonDerivative · entry 2

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,758

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:36 UTC
Massey AnthonyVP, Global Controller, PAO
Exercise / conversionCommon Shares 2,819 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010825 · doc4.xml · nonDerivative · entry 1

Massey Anthony · CIK 0001775582 · VP, Global Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Exercise / conversionRestricted Stock Units · Derivative 6,939 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010822 · doc4.xml · derivative · entry 3

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,880

Underlying: Common Shares · 6,939 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 20,819 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 20,819 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Tax withholdingCommon Shares 1,940 $29.55 $57,327.00
Disclosure

SEC source: 0001209191-23-010822 · doc4.xml · nonDerivative · entry 2

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,658

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:35 UTC Exercise / conversionCommon Shares 6,939 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010822 · doc4.xml · nonDerivative · entry 1

Lannon Sean M. · CIK 0001620394 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Exercise / conversionRestricted Stock Units · Derivative 3,701 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-010811 · doc4.xml · derivative · entry 3

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,403

Underlying: Common Shares · 3,701 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

F3 · derivative.expiration_date: On February 15, 2022, the reporting person was granted 11,104 restricted stock units, vesting in three equal annual installments beginning on February 15, 2023.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Tax withholdingCommon Shares 1,755 $29.55 $51,860.25
Disclosure

SEC source: 0001209191-23-010811 · doc4.xml · nonDerivative · entry 2

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,205

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
February 15, 2023 Filed Feb 17, 2023 22:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Exercise / conversionCommon Shares 3,701 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-010811 · doc4.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
January 18, 2023 Filed Jan 20, 2023 22:58 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionRestricted Stock Units · Derivative 3,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-004322 · doc4.xml · derivative · entry 3

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,091

Underlying: Common Shares · 3,046 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.

F3 · derivative.expiration_date: On January 18, 2021, the reporting person was granted 12,182 restricted stock units, vesting 25% on each of the first and second anniversaries and 50% on the third anniversary of the grant date.

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January 18, 2023 Filed Jan 20, 2023 22:58 UTC
Rohen JeremySVP, Strategy & Business Dev
Tax withholdingCommon Shares 1,688 $27.06 $45,677.28
Disclosure

SEC source: 0001209191-23-004322 · doc4.xml · nonDerivative · entry 2

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,518

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

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January 18, 2023 Filed Jan 20, 2023 22:58 UTC
Rohen JeremySVP, Strategy & Business Dev
Exercise / conversionCommon Shares 3,046 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-004322 · doc4.xml · nonDerivative · entry 1

Rohen Jeremy · CIK 0001848173 · SVP, Strategy & Business Dev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
January 12, 2023 Filed Jan 17, 2023 23:00 UTC Exercise / conversionRestricted Stock Units · Derivative 155,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-003572 · doc4.xml · derivative · entry 3

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 155,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On August 31, 2022, the reporting person was granted 233,009 restricted stock units.

F3 · derivative.expiration_date: On August 31, 2022, the reporting person was granted 233,009 restricted stock units.

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January 12, 2023 Filed Jan 17, 2023 23:00 UTC Tax withholdingCommon Shares 44,469 $27.61 $1,227,789.09
Disclosure

SEC source: 0001209191-23-003572 · doc4.xml · nonDerivative · entry 2

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,188

F2 · shares: Represents shares withheld to satisfy a portion of the tax withholding obligation applicable to the vesting of a restricted stock unit award. The reporting person paid $600,000 in cash in satisfaction of the remaining tax withholding obligation.

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January 12, 2023 Filed Jan 17, 2023 23:00 UTC Exercise / conversionCommon Shares 155,337 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-003572 · doc4.xml · nonDerivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionRestricted Stock Units · Derivative 6,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-001238 · doc4.xml · derivative · entry 3

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,795

Underlying: Common Shares · 6,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

F3 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 31,325 restricted stock units, vesting 20% on each of the first and second anniversaries and 60% on the 42-month anniversary of the grant date.

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January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Tax withholdingCommon Shares 3,117 $25.47 $79,389.99
Disclosure

SEC source: 0001209191-23-001238 · doc4.xml · nonDerivative · entry 2

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,058

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

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January 01, 2023 Filed Jan 4, 2023 22:39 UTC
Bausch Shelley JSVP, Glbl Industrial Coatings
Exercise / conversionCommon Shares 6,265 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-001238 · doc4.xml · nonDerivative · entry 1

Bausch Shelley J · CIK 0001714460 · SVP, Glbl Industrial Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 21:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Exercise / conversionRestricted Stock Units · Derivative 8,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-053687 · doc4.xml · derivative · entry 3

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,173

Underlying: Common Shares · 8,173 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F3 · derivative.exercise_date: On October 12, 2020, the reporting person was granted 16,346 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

F3 · derivative.expiration_date: On October 12, 2020, the reporting person was granted 16,346 restricted stock units, vesting 50% on each of the second and third anniversaries of the grant date.

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October 12, 2022 Filed Oct 14, 2022 21:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Tax withholdingCommon Shares 3,564 $21.28 $75,841.92
Disclosure

SEC source: 0001209191-22-053687 · doc4.xml · nonDerivative · entry 2

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,259

F2 · shares: Shares withheld to satisfy the tax withholding obligation applicable to the vesting of a portion of a restricted stock unit award.

Read SEC document
October 12, 2022 Filed Oct 14, 2022 21:30 UTC
Awada HadiSVP, Glbl Mobility Coatings
Exercise / conversionCommon Shares 8,173 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-053687 · doc4.xml · nonDerivative · entry 1

Awada Hadi · CIK 0001828342 · SVP, Glbl Mobility Coatings

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,823

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
September 15, 2022 Filed Sep 16, 2022 21:45 UTC Exercise / conversionRestricted Stock Units · Derivative 4,904 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050365 · doc4.xml · derivative · entry 2

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,904 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common shares on a one-for-one basis.

F2 · derivative.exercise_date: Represents the vesting of a prorated portion of the reporting person's 2022 director restricted stock unit award, which was reported on a Form 4 filed by the reporting person on February 17, 2022.

F2 · derivative.expiration_date: Represents the vesting of a prorated portion of the reporting person's 2022 director restricted stock unit award, which was reported on a Form 4 filed by the reporting person on February 17, 2022.

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September 15, 2022 Filed Sep 16, 2022 21:45 UTC Exercise / conversionCommon Shares 4,904 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-050365 · doc4.xml · nonDerivative · entry 1

Lempres Elizabeth Cahill · CIK 0001702602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,538

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common shares on a one-for-one basis.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 23:18 UTC
Bertsch JanDirector
GrantRestricted Stock Units · Derivative 2,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-050170 · doc4.xml · derivative · entry 1

Bertsch Jan · CIK 0001477291 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,374

Underlying: Common Shares · 2,374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: This restricted stock unit grant vests in full on the first anniversary of the grant date.

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August 31, 2022 Filed Sep 2, 2022 22:28 UTC
SACHDEV RAKESHDirector · Interim CEO & President
GrantRestricted Stock Units · Derivative 233,009 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048576 · doc4.xml · derivative · entry 1

SACHDEV RAKESH · CIK 0001259543 · Director · Interim CEO & President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,009

Underlying: Common Shares · 233,009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one common share of Axalta Coating Systems Ltd.

F2 · derivative.exercise_date: This restricted stock unit grant vests in twelve equal installments on the last day of each calendar month, beginning on September 30, 2022.

F2 · derivative.expiration_date: This restricted stock unit grant vests in twelve equal installments on the last day of each calendar month, beginning on September 30, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.