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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2005 Filed Feb 9, 2005 17:26 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 25,000 $55.35 $1,383,750.00
Disclosure

SEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 4

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322,775

Read SEC document
February 07, 2005 Filed Feb 9, 2005 17:26 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 10,000 $55.34 $553,400.00
Disclosure

SEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 3

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,775

Read SEC document
February 07, 2005 Filed Feb 9, 2005 17:26 UTC
HOUSE DAVID CMember, Global Leadership Team
SaleCommon Shares 10,000 $55.33 $553,300.00
Disclosure

SEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 2

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,775

Read SEC document
February 07, 2005 Filed Feb 9, 2005 17:26 UTC
HOUSE DAVID CMember, Global Leadership Team
Exercise / conversionCommon Shares 189,500 $27.46 $5,203,291.00
Disclosure

SEC source: 0000004962-05-000051 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2005 Filed Feb 8, 2005 17:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) - 4/7/00 · Derivative 172,089 $0.00 Strike: $46.67 $0.00
Disclosure

SEC source: 0000004962-05-000049 · doc4.xml · derivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 172,089 shares

Expires 2005-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2005 Filed Feb 8, 2005 17:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 153,901 $55.67 $8,567,668.67
Disclosure

SEC source: 0000004962-05-000049 · doc4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,295,038

F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options.

Read SEC document
February 04, 2005 Filed Feb 8, 2005 17:13 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Shares 172,089 $46.67 $8,030,877.36
Disclosure

SEC source: 0000004962-05-000049 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,448,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 15:12 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Shares 312 $52.90 $16,504.80
Disclosure

SEC source: 0000004962-05-000035 · doc4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,020

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 15:10 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 365 $52.90 $19,308.50
Disclosure

SEC source: 0000004962-05-000033 · doc4.xml · nonDerivative · entry 2

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,958

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 15:15 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Shares 356 $52.90 $18,832.40
Disclosure

SEC source: 0000004962-05-000038 · doc4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,952

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 15:17 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 365 $52.90 $19,308.50
Disclosure

SEC source: 0000004962-05-000040 · doc4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,651

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 27, 2005 Filed Jan 28, 2005 15:16 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 321 $52.90 $16,980.90
Disclosure

SEC source: 0000004962-05-000039 · doc4.xml · nonDerivative · entry 2

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,920

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 20:24 UTC
AMBLE JOAN LORDISenior Vice President
OtherPhantom Stock Units · Derivative 46 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000286 · form5.xml · derivative · entry 1

AMBLE JOAN LORDI · CIK 0001274252 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46

Underlying: Common Stock · 46 shares

Expires not disclosed

F1 · security: The phantom stock converts into common stock on a one-for-one basis.

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 20:48 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 72 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000289 · form5.xml · derivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534

Underlying: Common Stock · 72 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 20:40 UTC
CRITTENDEN GARY LMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 71 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000287 · form5.xml · derivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 71 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 20:51 UTC
HAYES JOHN DEVP, Advertising
OtherPhantom Stock Units · Derivative 49 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000290 · form5.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508

Underlying: Common Stock · 49 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 20:59 UTC
KELLY ALFRED F JRMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000292 · form5.xml · derivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,336

Underlying: Common Stock · 183 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 21:14 UTC
LINEN JONATHAN SMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 37 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000294 · form5.xml · derivative · entry 1

LINEN JONATHAN S · CIK 0001188723 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935

Underlying: Common Stock · 37 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 21:14 UTC
PARENT LOUISE MEVP, General Counsel
OtherPhantom Stock Units · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000295 · form5.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 580

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 21:20 UTC
SALOW GLENEVP, Technologies
OtherPhantom Stock Units · Derivative 43 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000296 · form5.xml · derivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308

Underlying: Common Stock · 43 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 21:33 UTC
SCHICK THOMAS AEVP-Corp. Affairs
OtherPhantom Stock Units · Derivative 53 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000297 · form5.xml · derivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 53 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 22:27 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
OtherPhantom Stock Units · Derivative 196 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000305 · form5.xml · derivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,743

Underlying: Common Stock · 196 shares

Expires not disclosed

F3 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share.

F1 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F1 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 22:57 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 67 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000311 · form5.xml · derivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579

Underlying: Common Stock · 67 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005 and 4/22/2005 at prices ranging from $49.18 to $52.78 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 23:06 UTC
FAIRBAIRN URSULA FEVP, Human Resources
OtherPhantom Stock Units · Derivative 13 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000313 · form5.xml · derivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 13 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 27, 2005 Filed Feb 14, 2006 23:20 UTC
HOUSE DAVID CMember, Global Leadership Team
OtherPhantom Stock Units · Derivative 224 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-06-000316 · form5.xml · derivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,192

Underlying: Common Stock · 224 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis.

F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share.

F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share.

F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005 at prices ranging from $49.18 to $55.47 per share.

F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service.

F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service.

Read SEC document
January 26, 2005 Filed Jan 28, 2005 15:03 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Shares 2,023 $53.08 $107,380.84
Disclosure

SEC source: 0000004962-05-000030 · doc4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,276,850

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 26, 2005 Filed Jan 28, 2005 15:07 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
Tax withholdingCommon Shares 636 $53.08 $33,758.88
Disclosure

SEC source: 0000004962-05-000031 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,933

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 26, 2005 Filed Jan 28, 2005 15:11 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
Tax withholdingCommon Shares 651 $53.08 $34,555.08
Disclosure

SEC source: 0000004962-05-000034 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,974

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 26, 2005 Filed Jan 28, 2005 15:09 UTC
CRITTENDEN GARY LMember, Global Leadership Team
Tax withholdingCommon Shares 578 $53.08 $30,680.24
Disclosure

SEC source: 0000004962-05-000032 · doc4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,006

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:12 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Shares 472 $53.08 $25,053.76
Disclosure

SEC source: 0000004962-05-000035 · doc4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,332

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:10 UTC
FAIRBAIRN URSULA FEVP, Human Resources
Tax withholdingCommon Shares 527 $53.08 $27,973.16
Disclosure

SEC source: 0000004962-05-000033 · doc4.xml · nonDerivative · entry 1

FAIRBAIRN URSULA F · CIK 0001178437 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,323

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:15 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Shares 526 $53.08 $27,920.08
Disclosure

SEC source: 0000004962-05-000038 · doc4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,308

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:13 UTC
HOUSE DAVID CMember, Global Leadership Team
Tax withholdingCommon Shares 538 $53.08 $28,557.04
Disclosure

SEC source: 0000004962-05-000036 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,275

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:17 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Shares 527 $53.08 $27,973.16
Disclosure

SEC source: 0000004962-05-000040 · doc4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,016

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 26, 2005 Filed Jan 28, 2005 15:21 UTC
KELLY ALFRED F JRMember, Global Leadership Team
Tax withholdingCommon Shares 694 $53.08 $36,837.52
Disclosure

SEC source: 0000004962-05-000041 · doc4.xml · nonDerivative · entry 1

KELLY ALFRED F JR · CIK 0001209454 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,612

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

Read SEC document
January 26, 2005 Filed Jan 28, 2005 15:16 UTC
SALOW GLENEVP, Technologies
Tax withholdingCommon Shares 469 $53.08 $24,894.52
Disclosure

SEC source: 0000004962-05-000039 · doc4.xml · nonDerivative · entry 1

SALOW GLEN · CIK 0001209458 · EVP, Technologies

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,241

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck.

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January 24, 2005 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee stock options (right to buy) · Derivative 390,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · derivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,000

Underlying: Common Shares · 390,000 shares

Expires 2015-01-24

F5 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

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January 24, 2005 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Shares 40,355 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278,873

F2 · kind: Restricted stock award will vest on Jan. 24, 2006, subject to continuous employment.

F3 · balance_after: The reporting person's direct holdings have been adjusted to reflect acquisitions of shares from two grantor annuity trusts during 2004: 19,231 shares were received from one trust (shown on the reporting person's previous filing as shares indirectly held by "GRAT 1") and 13,097 shares from a second trust (shown on previous filings as indirectly held by "GRAT II").

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January 24, 2005 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Shares 19,125 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,238,518

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:07 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Shares 17,213 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000017 · doc4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,219,393

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantEmployee stock options (right to buy) · Derivative 145,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000019 · doc4.xml · derivative · entry 3

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Shares · 145,000 shares

Expires 2015-01-24

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:18 UTC
CRACCHIOLO JAMES MMember, Global Leadership Team
GrantCommon Shares 19,125 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000019 · doc4.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,569

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:23 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantEmployee stock options (right to buy) · Derivative 145,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000020 · doc4.xml · derivative · entry 3

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Shares · 145,000 shares

Expires 2015-01-24

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:23 UTC
CRITTENDEN GARY LMember, Global Leadership Team
GrantCommon Shares 8,606 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000020 · doc4.xml · nonDerivative · entry 1

CRITTENDEN GARY L · CIK 0001012683 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,584

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:27 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantEmployee stock options (right to buy) · Derivative 145,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000021 · doc4.xml · derivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,000

Underlying: Common Shares · 145,000 shares

Expires 2015-01-24

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:27 UTC
GILLIGAN EDWARD PMember, Global Leadership Team
GrantCommon Shares 8,606 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000021 · doc4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,625

F1 · kind: Restricted stock award will vest in 4 equal annual installments (1/4 on Jan. 24th of 2006, 2007, 2008 and 2009, respectively) subject to continuous employment and the Company's achievement of certain financial performance requirements during the vesting periods.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:32 UTC
HAYES JOHN DEVP, Advertising
GrantEmployee stock options (right to buy) · Derivative 115,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000022 · doc4.xml · derivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Shares · 115,000 shares

Expires 2015-01-24

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:42 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantEmployee stock options (right to buy) · Derivative 130,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000023 · doc4.xml · derivative · entry 4

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Underlying: Common Shares · 130,000 shares

Expires 2015-01-24

F3 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document
January 24, 2005 Filed Jan 26, 2005 22:42 UTC
HOUSE DAVID CMember, Global Leadership Team
GrantCommon Shares 9,562 $0.00 $0.00
Disclosure

SEC source: 0000004962-05-000023 · doc4.xml · nonDerivative · entry 1

HOUSE DAVID C · CIK 0001209448 · Member, Global Leadership Team

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,813

F1 · kind: Restricted stock award will vest on Jan. 24, 2006, subject to continuous employment and the Company's achievement of certain fina ncial performance requirements during the vesting period.

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January 24, 2005 Filed Jan 26, 2005 22:58 UTC
PARENT LOUISE MEVP, General Counsel
GrantEmployee stock options (right to buy) · Derivative 125,000 $0.00 Strike: $52.29 $0.00
Disclosure

SEC source: 0000004962-05-000025 · doc4.xml · derivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Shares · 125,000 shares

Expires 2015-01-24

F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.