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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 07, 2007 Filed Dec 11, 2007 22:12 UTC PurchaseCommon Stock 400 $57.14 $22,856.00
Disclosure

SEC source: 0001127602-07-004881 · form4.xml · nonDerivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 7,900

Read SEC document
December 07, 2007 Filed Jan 30, 2008 22:59 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000532 · form4.xml · nonDerivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife As Trustee/custodian

Disclosed balance after: 54,023

Read SEC document
December 07, 2007 Filed Jan 30, 2008 22:59 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000532 · form4.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,077

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,048 $0.00 Strike: $46.56 $0.00
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · derivative · entry 8

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,048 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 221 $0.00 Strike: $25.65 $0.00
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · derivative · entry 7

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 221 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
SaleCommon Stock 99 $58.56 $5,797.44
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 4

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,215

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
SaleCommon Stock 22,721 $58.90 $1,338,266.90
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 3

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,314

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionCommon Stock 24,048 $46.56 $1,119,771.07
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 2

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,035

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:10 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionCommon Stock 221 $25.65 $5,668.43
Disclosure

SEC source: 0001127602-07-004809 · form4.xml · nonDerivative · entry 1

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2007 Filed Dec 4, 2007 23:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 1,375,000 $0.00 Strike: $58.98 $0.00
Disclosure

SEC source: 0001127602-07-004811 · form4.xml · derivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,375,000

Underlying: Common Stock · 1,375,000 shares

Expires 2017-11-30

F1 · derivative.exercise_date: These employee stock options will become exercisable on January 1, 2014 subject to the Company's achievement of specified financial performance metrics during the vesting period and other award requirements. A pro rated portion of this award may become exercisable sooner if Mr. Chenault's employment terminates prior to December 31, 2013 due to death or disability, or if a change in control of the Company occurs prior to such date.

Read SEC document
November 12, 2007 Filed Nov 13, 2007 21:46 UTC PurchaseCommon Stock 5,000 $56.13 $280,650.00
Disclosure

SEC source: 0001127602-07-004500 · form4.xml · nonDerivative · entry 1

REINEMUND STEVEN · CIK 0001183822 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
November 12, 2007 Filed Jan 30, 2008 22:59 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000532 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,677

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 400 $55.76 $22,304.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 7

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,057.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 600 $55.75 $33,450.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 6

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,657.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 200 $55.74 $11,148.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 5

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,057.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 2,300 $55.73 $128,179.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 4

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,857.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 400 $55.72 $22,288.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 3

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,557.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 300 $55.71 $16,713.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 2

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,157.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:49 UTC PurchaseCommon Stock 800 $55.69 $44,552.00
Disclosure

SEC source: 0001127602-07-004478 · form4.xml · nonDerivative · entry 1

AKERSON DANIEL F · CIK 0001209431 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,857.7367

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:52 UTC PurchaseCommon Stock 1,200 $55.96 $67,152.00
Disclosure

SEC source: 0001127602-07-004480 · form4.xml · nonDerivative · entry 4

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:52 UTC PurchaseCommon Stock 100 $55.95 $5,595.00
Disclosure

SEC source: 0001127602-07-004480 · form4.xml · nonDerivative · entry 3

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,800

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:52 UTC PurchaseCommon Stock 100 $55.94 $5,594.00
Disclosure

SEC source: 0001127602-07-004480 · form4.xml · nonDerivative · entry 2

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,700

Read SEC document
November 09, 2007 Filed Nov 13, 2007 16:52 UTC PurchaseCommon Stock 600 $55.90 $33,540.00
Disclosure

SEC source: 0001127602-07-004480 · form4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,600

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 700 $55.97 $39,179.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 12

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,814

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 2,400 $55.95 $134,280.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 11

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,114

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 100 $55.94 $5,594.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 10

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,714

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 700 $55.92 $39,144.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 9

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,614

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 1,100 $55.91 $61,501.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 8

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,914

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 2,700 $55.89 $150,903.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 7

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,814

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 1,000 $55.88 $55,880.00
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 6

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,114

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 1,780 $55.87 $99,448.60
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 5

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,114

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 4,201 $55.86 $234,667.86
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 4

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,334

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 2,824 $55.85 $157,720.40
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 3

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,133

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 1,986 $55.84 $110,898.24
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 2

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,309

Read SEC document
November 09, 2007 Filed Nov 13, 2007 21:53 UTC
Henry Daniel TEVP, Chief Financial Officer
PurchaseCommon Stock 103 $55.83 $5,750.49
Disclosure

SEC source: 0001127602-07-004502 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,323

Read SEC document
October 31, 2007 Filed Nov 2, 2007 14:30 UTC
Henry Daniel TEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 95,000 $0.00 Strike: $60.95 $0.00
Disclosure

SEC source: 0001127602-07-004391 · form4.xml · derivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 95,000 shares

Expires 2017-10-31

F1 · derivative.exercise_date: These options become exercisable in four equal annual installments (25% on the first, second, third, and fourth anniversary of grant date, respectively) subject to award requirements including continuous employment with the Company.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 15:28 UTC GrantShare Equivalent Units · Derivative 336.25 $59.48 $19,999.81
Disclosure

SEC source: 0001127602-07-003959 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,512.543

Underlying: Common Stock · 336.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 15:33 UTC GrantShare Equivalent Units · Derivative 378.28 $59.48 $22,499.72
Disclosure

SEC source: 0001127602-07-003962 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,309.81

Underlying: Common Stock · 378.28 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 15:38 UTC GrantShare Equivalent Units · Derivative 189.15 $59.48 $11,250.45
Disclosure

SEC source: 0001127602-07-003964 · form4.xml · derivative · entry 1

JORDAN VERNON E JR · CIK 0001172460 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,474.021

Underlying: Common Stock · 189.15 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 15:44 UTC GrantShare Equivalent Units · Derivative 357.27 $59.48 $21,250.06
Disclosure

SEC source: 0001127602-07-003972 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,486.63

Underlying: Common Stock · 357.27 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 15:52 UTC GrantShare Equivalent Units · Derivative 199.65 $59.48 $11,874.98
Disclosure

SEC source: 0001127602-07-003977 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047.531

Underlying: Common Stock · 199.65 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported share equivalent units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 28, 2007 Filed Oct 2, 2007 16:00 UTC GrantShare Equivalent Units · Derivative 189.15 $59.48 $11,250.45
Disclosure

SEC source: 0001127602-07-003979 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,956.756

Underlying: Common Stock · 189.15 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's Deferred Compensation Plan for Directors and Advisors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes share equivalent units acquired pursuant to a dividend reinvestment feature of the Company's Deferred Compensation Plan for Directors and Advisors and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
September 06, 2007 Filed Jan 30, 2008 22:59 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 6,780 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000532 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,857

Read SEC document
September 06, 2007 Filed Jan 30, 2008 22:59 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 338 $0.00 $0.00
Disclosure

SEC source: 0001127602-08-000532 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,637

Read SEC document
September 05, 2007 Filed Sep 7, 2007 18:57 UTC PurchaseCommon Stock 100 $59.47 $5,947.00
Disclosure

SEC source: 0001127602-07-003674 · form4.xml · nonDerivative · entry 2

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,412

Read SEC document
September 05, 2007 Filed Sep 7, 2007 18:57 UTC PurchaseCommon Stock 900 $59.48 $53,532.00
Disclosure

SEC source: 0001127602-07-003674 · form4.xml · nonDerivative · entry 1

MCGINN RICHARD A · CIK 0001209438 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,312

Read SEC document
August 10, 2007 Filed Aug 13, 2007 19:09 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,054 $0.00 Strike: $46.56 $0.00
Disclosure

SEC source: 0001127602-07-003295 · form4.xml · derivative · entry 30

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,048

Underlying: Common Stock · 29,054 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2007 Filed Aug 13, 2007 19:09 UTC
Linville Judson CCEO, U.S. Consumer Division
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 49,263 $0.00 Strike: $39.61 $0.00
Disclosure

SEC source: 0001127602-07-003295 · form4.xml · derivative · entry 29

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,263 shares

Expires 2008-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 10, 2007 Filed Aug 13, 2007 19:09 UTC
Linville Judson CCEO, U.S. Consumer Division
SaleCommon Stock 2,400 $59.21 $142,104.00
Disclosure

SEC source: 0001127602-07-003295 · form4.xml · nonDerivative · entry 28

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,773

Read SEC document
August 10, 2007 Filed Aug 13, 2007 19:09 UTC
Linville Judson CCEO, U.S. Consumer Division
SaleCommon Stock 2,000 $59.20 $118,400.00
Disclosure

SEC source: 0001127602-07-003295 · form4.xml · nonDerivative · entry 27

Linville Judson C · CIK 0001405459 · CEO, U.S. Consumer Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,173

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.