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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 02, 2012 Filed May 4, 2012 16:08 UTC
Williams Anre DPres. Global Merchant Services
Exercise / conversionCommon Stock 22,848 $43.98 $1,004,786.50
Disclosure

SEC source: 0001127602-12-015889 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2012 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 7,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,033

F1 · price: The reported disposition represents bona fide gifts made by the reporting person.

Read SEC document
May 02, 2012 Filed Feb 21, 2013 22:27 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,776.6717

F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 02, 2012 Filed Feb 21, 2013 22:27 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,776.6717

F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
May 02, 2012 Filed Feb 21, 2013 22:27 UTC
PARENT LOUISE MEVP, General Counsel
GiftCommon Stock 4,110 $0.00 $0.00
Disclosure

SEC source: 0001127602-13-007344 · form5.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,776.6717

F1 · kind: The reported disposition represents a bona fide charitable gift made by the reporting person.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 16:39 UTC GrantShare Equivalent Units · Derivative 476.851 $57.67 $27,500.00
Disclosure

SEC source: 0001127602-12-012705 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,334.756

Underlying: Common Stock · 476.851 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 16:44 UTC GrantShare Equivalent Units · Derivative 195.075 $57.67 $11,249.98
Disclosure

SEC source: 0001127602-12-012710 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,213.996

Underlying: Common Stock · 195.075 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 16:54 UTC GrantShare Equivalent Units · Derivative 433.501 $57.67 $25,000.00
Disclosure

SEC source: 0001127602-12-012719 · form4.xml · derivative · entry 1

MILLER EDWARD D · CIK 0001195222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,698.362

Underlying: Common Stock · 433.501 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 17:02 UTC
POPOFF FRANK PAdvisor to the Board
GrantShare Equivalent Units · Derivative 325.126 $57.67 $18,750.02
Disclosure

SEC source: 0001127602-12-012729 · form4.xml · derivative · entry 1

POPOFF FRANK P · CIK 0001184179 · Advisor to the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,642.995

Underlying: Common Stock · 325.126 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 31, 2012 Filed Apr 3, 2012 17:08 UTC GrantShare Equivalent Units · Derivative 563.55 $57.67 $32,499.93
Disclosure

SEC source: 0001127602-12-012732 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,142.975

Underlying: Common Stock · 563.55 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
March 09, 2012 Filed Mar 9, 2012 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-010314 · form4.xml · derivative · entry 4

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,814

Underlying: Common Stock · 40,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable as follows: 17,953 on 1/29/2010; 17,954 on 1/29/2011; and the balance on 1/29/2012.

Read SEC document
March 09, 2012 Filed Mar 9, 2012 21:29 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 32,599 $53.26 $1,736,059.75
Disclosure

SEC source: 0001127602-12-010314 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,880.7709

F1 · shares: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Bush will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.20 to $53.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 09, 2012 Filed Mar 9, 2012 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 40,000 $16.71 $668,400.00
Disclosure

SEC source: 0001127602-12-010314 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,479.7709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2012 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 4,717 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 791,418

F1 · price: The reported disposition represents bona fide gifts made by the reporting person.

Read SEC document
March 05, 2012 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 7,547 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,135

F1 · price: The reported disposition represents bona fide gifts made by the reporting person.

Read SEC document
March 05, 2012 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 3,774 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,682

F1 · price: The reported disposition represents bona fide gifts made by the reporting person.

Read SEC document
March 05, 2012 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GiftCommon Stock 3,962 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,456

F1 · price: The reported disposition represents bona fide gifts made by the reporting person.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 21:07 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 41,126 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-12-009538 · form4.xml · derivative · entry 5

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 41,126 shares

Expires 2014-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
March 02, 2012 Filed Mar 5, 2012 21:07 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 2,852 $53.08 $151,381.88
Disclosure

SEC source: 0001127602-12-009538 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,479.7709

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.195. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 21:07 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 38,274 $53.08 $2,031,553.30
Disclosure

SEC source: 0001127602-12-009538 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,331.7709

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 25% of the net shares acquired from these exercises; Mr. Bush will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.195. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 02, 2012 Filed Mar 5, 2012 21:07 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 41,126 $43.98 $1,808,598.10
Disclosure

SEC source: 0001127602-12-009538 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,605.7709

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · derivative · entry 7

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,036

Underlying: Common Stock · 50,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Of the 50,000 option shares exercised, 25,433 became exercisable on 1/26/2010, and the balance became exercisable on 1/26/2011.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 137,088 $0.00 Strike: $44.67 $0.00
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 137,088 shares

Expires 2015-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
SaleCommon Stock 13,671 $53.65 $733,509.30
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,815

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $53.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
SaleCommon Stock 171,617 $53.65 $9,208,007.16
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,486

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Cox will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.45 to $53.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionCommon Stock 50,000 $16.71 $835,500.00
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 284,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2012 Filed Mar 5, 2012 21:50 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionCommon Stock 137,088 $44.67 $6,124,132.22
Disclosure

SEC source: 0001127602-12-009567 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 44,883 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · derivative · entry 7

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,884

Underlying: Common Stock · 44,883 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 170,218 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · derivative · entry 6

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 170,218 shares

Expires 2014-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 35,377 $53.52 $1,893,323.97
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,405.7025

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.43 to $53.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 199,724 $53.39 $10,662,605.27
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,782.7025

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 44,883 $16.71 $749,994.93
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,506.7025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:37 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 170,218 $43.98 $7,485,676.99
Disclosure

SEC source: 0001127602-12-008738 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,623.7025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:02 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 52,364 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-008730 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,364

Underlying: Common Stock · 52,364 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:02 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 75,399 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-12-008730 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 75,399 shares

Expires 2014-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
February 29, 2012 Filed Feb 29, 2012 22:02 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 114,333 $53.58 $6,126,030.74
Disclosure

SEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,117

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Squeri will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers, resulting in a net increase in his beneficial holdings of 13,430 shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.30 to $53.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 29, 2012 Filed Feb 29, 2012 22:02 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 52,364 $16.71 $875,002.44
Disclosure

SEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 29, 2012 Filed Feb 29, 2012 22:02 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 75,399 $43.98 $3,315,821.82
Disclosure

SEC source: 0001127602-12-008730 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · derivative · entry 7

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,128

Underlying: Common Stock · 50,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 185,069 $0.00 Strike: $29.24 $0.00
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · derivative · entry 6

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 185,069 shares

Expires 2003-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
SaleCommon Stock 20,000 $53.19 $1,063,832.00
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,741

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.14 to $53.2711. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
SaleCommon Stock 205,845 $53.26 $10,962,995.93
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,741

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.15 to $53.325. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionCommon Stock 50,000 $16.71 $835,500.00
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 1, 2012 21:39 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionCommon Stock 185,069 $29.24 $5,411,232.49
Disclosure

SEC source: 0001127602-12-008934 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 1, 2012 21:42 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-12-008939 · form4.xml · derivative · entry 5

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,502

Underlying: Common Stock · 55,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Of the options exercised, 47,875 became exercisable on 1/29/2010; the balance became exercisable on 1/29/2011.

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February 29, 2012 Filed Mar 1, 2012 21:42 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 10,178 $53.25 $541,997.84
Disclosure

SEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,874

F2 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.25 to $53.264. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 29, 2012 Filed Mar 1, 2012 21:42 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 44,822 $53.27 $2,387,614.15
Disclosure

SEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,052

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Hayes will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.15 to $53.32. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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February 29, 2012 Filed Mar 1, 2012 21:42 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 55,000 $16.71 $919,050.00
Disclosure

SEC source: 0001127602-12-008939 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2012 Filed Mar 2, 2012 20:08 UTC
LESCHLY JANDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 3,427 $0.00 Strike: $37.71 $0.00
Disclosure

SEC source: 0001127602-12-009249 · form4.xml · derivative · entry 3

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,427 shares

Expires 2012-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options became exercisable in three equal annual installments beginning on the date shown as "Date Exercisable."

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February 29, 2012 Filed Mar 2, 2012 20:08 UTC
LESCHLY JANDirector
SaleCommon Stock 3,427 $53.43 $183,104.61
Disclosure

SEC source: 0001127602-12-009249 · form4.xml · nonDerivative · entry 2

LESCHLY JAN · CIK 0001204568 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,559

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.