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AXP

AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2013 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Disposition to issuerCommon Stock 67,286 $59.07 $3,974,584.02
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,547

F4 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 24, 2012 which were settled in cash upon vesting on January 28, 2013.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 67,286 $59.07 $3,974,584.02
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 857,833

F4 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 24, 2012 which were settled in cash upon vesting on January 28, 2013.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 6,937 $59.07 $409,768.59
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,547

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:21 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 13,451 $59.07 $794,550.57
Disclosure

SEC source: 0001127602-13-003267 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,484

F2 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:36 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 40,607 $59.07 $2,398,655.49
Disclosure

SEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 4

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,998

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:36 UTC
Henry Daniel TEVP, Chief Financial Officer
GrantCommon Stock 78,740 $59.07 $4,651,171.80
Disclosure

SEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 3

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,605

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:36 UTC
Henry Daniel TEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,481 $59.07 $87,482.67
Disclosure

SEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 2

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,865

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:36 UTC
Henry Daniel TEVP, Chief Financial Officer
GrantCommon Stock 2,870 $59.07 $169,530.90
Disclosure

SEC source: 0001127602-13-003274 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,346

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:57 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 14,651 $59.07 $865,434.57
Disclosure

SEC source: 0001127602-13-003276 · form4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,680.537

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:57 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Stock 26,246 $59.07 $1,550,351.22
Disclosure

SEC source: 0001127602-13-003276 · form4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,331.537

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:57 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 1,695 $59.07 $100,123.65
Disclosure

SEC source: 0001127602-13-003276 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,085.537

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:57 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Stock 3,035 $59.07 $179,277.45
Disclosure

SEC source: 0001127602-13-003276 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,780.537

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:45 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 36,627 $59.07 $2,163,556.89
Disclosure

SEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 4

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,980.0117

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:45 UTC
PARENT LOUISE MEVP, General Counsel
GrantCommon Stock 65,616 $59.07 $3,875,937.12
Disclosure

SEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,607.0117

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:45 UTC
PARENT LOUISE MEVP, General Counsel
Tax withholdingCommon Stock 1,145 $59.07 $67,635.15
Disclosure

SEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,991.0117

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 01:45 UTC
PARENT LOUISE MEVP, General Counsel
GrantCommon Stock 2,050 $59.07 $121,093.50
Disclosure

SEC source: 0001127602-13-003275 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,136.0117

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") granted to the reporting person on January 26, 2010.

Read SEC document
January 28, 2013 Filed Jan 31, 2013 02:18 UTC
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 1,693 $59.07 $100,005.51
Disclosure

SEC source: 0001127602-13-003277 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,594

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 27, 2013 Filed Jan 29, 2013 21:16 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 941 $59.50 $55,989.50
Disclosure

SEC source: 0001127602-13-003028 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,609

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2013 Filed Jan 29, 2013 21:43 UTC
Bush James PeterEVP, World Service
Tax withholdingCommon Stock 2,606 $59.50 $155,057.00
Disclosure

SEC source: 0001127602-13-003036 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,094.2489

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2013 Filed Jan 29, 2013 21:16 UTC
Williams Anre DPres. Global Merchant Services
Tax withholdingCommon Stock 889 $59.50 $52,895.50
Disclosure

SEC source: 0001127602-13-003028 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,550

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 26, 2013 Filed Jan 29, 2013 21:43 UTC
Bush James PeterEVP, World Service
Tax withholdingCommon Stock 1,523 $59.50 $90,618.50
Disclosure

SEC source: 0001127602-13-003036 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,700.2489

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:24 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 26,301 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-003031 · form4.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,868

Underlying: Common Stock · 26,301 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:24 UTC
Cox L KevinEVP, Human Resources
SaleCommon Stock 21,720 $59.48 $1,291,868.68
Disclosure

SEC source: 0001127602-13-003031 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,597

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.47 to $59.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 25, 2013 Filed Jan 29, 2013 21:24 UTC
Cox L KevinEVP, Human Resources
Exercise / conversionCommon Stock 26,301 $16.71 $439,489.71
Disclosure

SEC source: 0001127602-13-003031 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:26 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
OtherCommon Stock 18,431.95 $59.30 $1,093,014.64
Disclosure

SEC source: 0001127602-13-002879 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Indirect · by 401(k) Trust

Disclosed balance after: 0

F2 · shares: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:16 UTC
Zukauckas LindaEVP & Corporate Comptroller
Tax withholdingCommon Stock 188 $59.30 $11,148.40
Disclosure

SEC source: 0001127602-13-002868 · form4.xml · nonDerivative · entry 1

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:44 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 107,091 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-002897 · form4.xml · derivative · entry 5

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,364

Underlying: Common Stock · 107,091 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options exercised became exercisable as follows: 2,363 shares on 1/29/2010; 52,364 on 1/29/2011; and 52,364 on 1/29/2012.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:44 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 135,135 $59.24 $8,005,519.02
Disclosure

SEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 3

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,086.0117

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.12 to $59.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:44 UTC
PARENT LOUISE MEVP, General Counsel
SaleCommon Stock 88,907 $59.18 $5,261,365.12
Disclosure

SEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 2

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,221.0117

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.04 to $59.29. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 24, 2013 Filed Jan 28, 2013 21:44 UTC
PARENT LOUISE MEVP, General Counsel
Exercise / conversionCommon Stock 107,091 $16.71 $1,789,490.61
Disclosure

SEC source: 0001127602-13-002897 · form4.xml · nonDerivative · entry 1

PARENT LOUISE M · CIK 0001209456 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,128.0117

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 13,860 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · derivative · entry 7

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,954

Underlying: Common Stock · 13,860 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,699 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · derivative · entry 6

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,699 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 14,216 $58.98 $838,498.06
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · nonDerivative · entry 4

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,223.2489

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 45,869 $58.98 $2,705,477.47
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,439.2489

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock options exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Bush will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 13,860 $16.71 $231,600.60
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,308.2489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:29 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 37,699 $45.77 $1,725,407.83
Disclosure

SEC source: 0001127602-13-002711 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,448.2489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 23, 2013 Filed Jan 25, 2013 21:16 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
SaleCommon Stock 36,390 $59.07 $2,149,506.35
Disclosure

SEC source: 0001127602-13-002705 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,857

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.00 to $59.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 24,278 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · derivative · entry 7

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,278

Underlying: Common Stock · 24,278 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: 12,139 of the options exercised became exercisable on 1/26/2011; the balance became exercisable on 1/26/2012.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 131,376 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · derivative · entry 6

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,376 shares

Expires 2015-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 44,939 $59.49 $2,673,430.10
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,745.537

F3 · kind: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.19 to $59.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F5 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
SaleCommon Stock 145,715 $59.62 $8,687,178.58
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,684.537

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Schick will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.37 to $59.82. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 24,278 $38.10 $924,991.80
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,399.537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2013 Filed Jan 23, 2013 22:07 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Exercise / conversionCommon Stock 131,376 $45.77 $6,012,816.77
Disclosure

SEC source: 0001127602-13-002435 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,121.537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2013 Filed Jan 23, 2013 21:46 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-002419 · form4.xml · derivative · entry 5

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,128

Underlying: Common Stock · 100,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Of the 100,000 option shares exercised, 33,782 became exercisable on 1/29/2010, and the balance became exercisable on 1/29/2011.

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January 22, 2013 Filed Jan 23, 2013 21:46 UTC
GILLIGAN EDWARD PVice Chairman
SaleCommon Stock 50,000 $59.38 $2,968,815.00
Disclosure

SEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,550

F3 · kind: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and dividend reinvestment.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.31 to $59.44. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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January 22, 2013 Filed Jan 23, 2013 21:46 UTC
GILLIGAN EDWARD PVice Chairman
SaleCommon Stock 82,899 $59.25 $4,912,163.67
Disclosure

SEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,550

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Gilligan will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.19 to $59.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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January 22, 2013 Filed Jan 23, 2013 21:46 UTC
GILLIGAN EDWARD PVice Chairman
Exercise / conversionCommon Stock 100,000 $16.71 $1,671,000.00
Disclosure

SEC source: 0001127602-13-002419 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 22, 2013 Filed Jan 24, 2013 21:24 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 47,410 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-002582 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,409

Underlying: Common Stock · 47,410 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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January 22, 2013 Filed Jan 24, 2013 21:24 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 10,000 $59.24 $592,379.00
Disclosure

SEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,287

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.43. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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January 22, 2013 Filed Jan 24, 2013 21:24 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 44,210 $59.24 $2,618,907.56
Disclosure

SEC source: 0001127602-13-002582 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,287

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; Mr. Squeri will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.17 to $59.43. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.