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AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2013 Filed Jul 2, 2013 19:37 UTC GrantShare Equivalent Units · Derivative 440.04 $73.86 $32,500.03
Disclosure

SEC source: 0001127602-13-021917 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,295.21

Underlying: Common Stock · 440.04 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,845 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · derivative · entry 7

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,845 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 37,128 $0.00 Strike: $43.98 $0.00
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · derivative · entry 6

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,128 shares

Expires 2014-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
SaleCommon Stock 30,386 $74.96 $2,277,646.44
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,145.35

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.65 to $75.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
SaleCommon Stock 60,774 $74.96 $4,555,442.80
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,531.35

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.65 to $75.23. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionCommon Stock 30,845 $45.77 $1,411,713.96
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,305.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 16:52 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Exercise / conversionCommon Stock 37,128 $43.98 $1,632,778.06
Disclosure

SEC source: 0001127602-13-019756 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,460.35

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2013 Filed Jan 29, 2014 23:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
OtherCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001127602-14-003376 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 26,148

F1 · kind: Shares acquired pursuant to inheritance.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · derivative · entry 10

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,128

Underlying: Common Stock · 100,000 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: Of the 100,000 options exercised, 82,436 became exercisable on 1/29/2012; the balance became exercisable on 1/29/2011.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 150,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · derivative · entry 9

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 165,648 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · derivative · entry 8

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 165,648 shares

Expires 2015-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
GiftCommon Stock 3,315 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 6

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,581

F5 · price: The reported disposition was a bona fide charitable gift.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
SaleCommon Stock 42,478 $76.27 $3,239,852.28
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 5

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,896

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.13 to $76.37. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
SaleCommon Stock 373,168 $76.01 $28,364,611.63
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 4

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,374

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.66 to $76.48. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionCommon Stock 100,000 $16.71 $1,671,000.00
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionCommon Stock 150,000 $51.87 $7,779,750.00
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 494,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 19:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Exercise / conversionCommon Stock 165,648 $45.77 $7,581,377.66
Disclosure

SEC source: 0001127602-13-019312 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 30, 2013 Filed May 31, 2013 19:32 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 445,537 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-018854 · form4.xml · derivative · entry 18

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 445,537 shares

Expires 2015-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
May 30, 2013 Filed May 31, 2013 19:32 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 66,000 $76.19 $5,028,441.00
Disclosure

SEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 12

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,339

F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.59. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 30, 2013 Filed May 31, 2013 19:32 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 405,808 $76.39 $31,000,768.80
Disclosure

SEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 11

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 730,339

F2 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.95 to $76.68. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 30, 2013 Filed May 31, 2013 19:32 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 445,537 $45.77 $20,391,337.42
Disclosure

SEC source: 0001127602-13-018854 · form4.xml · nonDerivative · entry 10

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,136,147

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $38.10 $0.00
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · derivative · entry 7

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,795

Underlying: Common Stock · 100,000 shares

Expires 2020-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options exercised became exercisable as follows: 34,448 shares on 1/26/2011; 34,449 on 1/26/2012; and 31,103 on 1/29/2013.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · derivative · entry 6

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2016-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
SaleCommon Stock 40,000 $74.56 $2,982,556.00
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 4

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,254

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
SaleCommon Stock 115,869 $74.56 $8,639,644.53
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 3

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,254

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.17 to $74.95. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
Exercise / conversionCommon Stock 100,000 $38.10 $3,810,000.00
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 2

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 23, 2013 Filed May 24, 2013 20:11 UTC
Henry Daniel TEVP, Chief Financial Officer
Exercise / conversionCommon Stock 30,000 $51.87 $1,555,950.00
Disclosure

SEC source: 0001127602-13-018268 · form4.xml · nonDerivative · entry 1

Henry Daniel T · CIK 0001392134 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 47,876 $0.00 Strike: $16.71 $0.00
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · derivative · entry 8

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 47,876 shares

Expires 2019-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 131,376 $0.00 Strike: $45.77 $0.00
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · derivative · entry 7

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 131,376 shares

Expires 2015-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 25,000 $74.32 $1,858,002.50
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 5

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,643.873

F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 80,918 $76.25 $6,169,649.55
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,643.873

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.16 to $76.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
SaleCommon Stock 76,432 $75.60 $5,778,305.06
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,561.873

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.15 to $76.12. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 47,876 $16.71 $800,007.96
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,993.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2013 Filed May 23, 2013 20:24 UTC
HAYES JOHN DEVP, Advertising
Exercise / conversionCommon Stock 131,376 $45.77 $6,012,816.77
Disclosure

SEC source: 0001127602-13-018004 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,117.873

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2013 Filed May 9, 2013 22:13 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 55,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-016311 · form4.xml · derivative · entry 6

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 55,000 shares

Expires 2016-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

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May 09, 2013 Filed May 9, 2013 22:13 UTC
Bush James PeterEVP, World Service
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 17,136 $0.00 Strike: $48.08 $0.00
Disclosure

SEC source: 0001127602-13-016311 · form4.xml · derivative · entry 5

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,136 shares

Expires 2015-07-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."

Read SEC document
May 09, 2013 Filed May 9, 2013 22:13 UTC
Bush James PeterEVP, World Service
SaleCommon Stock 67,387 $69.93 $4,712,211.18
Disclosure

SEC source: 0001127602-13-016311 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,565.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.80 to $70.32. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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May 09, 2013 Filed May 9, 2013 22:13 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 55,000 $51.87 $2,852,575.00
Disclosure

SEC source: 0001127602-13-016311 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,952.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2013 Filed May 9, 2013 22:13 UTC
Bush James PeterEVP, World Service
Exercise / conversionCommon Stock 17,136 $48.08 $823,950.29
Disclosure

SEC source: 0001127602-13-016311 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,952.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2013 Filed May 8, 2013 20:03 UTC
Williams Anre DPres. Global Merchant Services
SaleCommon Stock 26,618 $70.25 $1,869,925.15
Disclosure

SEC source: 0001127602-13-016131 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres. Global Merchant Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,978

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.23 to $70.271. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

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May 06, 2013 Filed May 8, 2013 20:09 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 23,000 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-13-016134 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,000

Underlying: Common Stock · 23,000 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2013 Filed May 8, 2013 20:09 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 18,279 $0.00 Strike: $45.58 $0.00
Disclosure

SEC source: 0001127602-13-016134 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,278

Underlying: Common Stock · 18,279 shares

Expires 2015-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable."

Read SEC document
May 06, 2013 Filed May 8, 2013 20:09 UTC
Squeri Stephen JGroup Pres., Global Services
SaleCommon Stock 38,277 $70.19 $2,686,846.36
Disclosure

SEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,843

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.10 to $70.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 06, 2013 Filed May 8, 2013 20:09 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 23,000 $51.87 $1,192,895.00
Disclosure

SEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2013 Filed May 8, 2013 20:09 UTC
Squeri Stephen JGroup Pres., Global Services
Exercise / conversionCommon Stock 18,279 $45.58 $833,065.43
Disclosure

SEC source: 0001127602-13-016134 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2013 Filed May 1, 2013 18:12 UTC GrantShare Equivalent Units · Derivative 2,350.028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014905 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,151.528

Underlying: Common Stock · 2,350.028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 29, 2013 Filed May 1, 2013 18:18 UTC GrantShare Equivalent Units · Derivative 2,350.028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014912 · form4.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,785.545

Underlying: Common Stock · 2,350.028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 29, 2013 Filed May 1, 2013 19:07 UTC GrantShare Equivalent Units · Derivative 2,350.028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014954 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,261.878

Underlying: Common Stock · 2,350.028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
April 29, 2013 Filed May 1, 2013 19:12 UTC GrantShare Equivalent Units · Derivative 2,350.028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014958 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,520.118

Underlying: Common Stock · 2,350.028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
April 29, 2013 Filed May 1, 2013 19:19 UTC GrantShare Equivalent Units · Derivative 2,350.028 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-13-014964 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,035.472

Underlying: Common Stock · 2,350.028 shares

Expires not disclosed

F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F2 · price: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.