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NYSE · USD

AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 26, 2014 Filed Feb 26, 2014 22:09 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 39,328 $89.37 $3,514,924.27
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 733,770

F4 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.275 to $89.70. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F6 · balance_after: The reporting person will retain 50% of the net shares from the stock option exercises reported above for one year in accordance with the Company's retention guidelines for executive officers.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 50,280 $90.26 $4,538,182.30
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,098

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above, the sale of 50% of the net shares acquired from these exercises, and the sale of net shares from previous restricted stock vestings.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.21 to $90.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
SaleCommon Stock 666,615 $89.66 $59,765,834.46
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,378

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above, the sale of 50% of the net shares acquired from these exercises, and the sale of net shares from previous restricted stock vestings.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.21 to $90.20. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 312,500 $57.77 $18,053,125.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,489,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2014 Filed Feb 26, 2014 22:09 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Exercise / conversionCommon Stock 425,000 $51.87 $22,042,625.00
Disclosure

SEC source: 0001127602-14-008709 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,493

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:25 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 94,055 $0.00 Strike: $39.87 $0.00
Disclosure

SEC source: 0001127602-14-005139 · form4.xml · derivative · entry 3

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,352

Underlying: Common Stock · 94,055 shares

Expires 2020-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One-third of the options exercised became exercisable on 8/31/2011, one-third on 8/31/2012, and one-third on 8/31/2013.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:25 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
SaleCommon Stock 77,466 $85.20 $6,599,723.62
Disclosure

SEC source: 0001127602-14-005139 · form4.xml · nonDerivative · entry 2

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,685.612

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 25% of the net shares acquired from this exercise; the reporting person will retain 75% of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.05 to $85.39. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:25 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Exercise / conversionCommon Stock 94,055 $39.87 $3,749,972.85
Disclosure

SEC source: 0001127602-14-005139 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,151.612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 7, 2014 21:43 UTC
GILLIGAN EDWARD PPresident, American Express Co
SaleCommon Stock 47,720 $85.39 $4,074,934.87
Disclosure

SEC source: 0001127602-14-005143 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,200

F1 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.30 to $85.49. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $57.77 $0.00
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · derivative · entry 7

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 62,500 shares

Expires 2017-01-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2008 and the other half on 1/23/2009.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 62,500 $0.00 Strike: $51.87 $0.00
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 62,500 shares

Expires 2016-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One half of the options exercised became exercisable on 1/23/2009 and the other half on 1/23/2010.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 25,820 $83.91 $2,166,458.08
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 4

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,355

F3 · kind: The reported disposition represents the sale of shares acquired from restricted stock vestings and/or stock option exercises in prior years.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.87 to $83.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
SaleCommon Stock 114,580 $83.91 $9,613,972.40
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,175

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.87 to $83.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 62,500 $57.77 $3,610,625.00
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2014 Filed Feb 6, 2014 21:44 UTC
Cox L KevinChief Human Resources Officer
Exercise / conversionCommon Stock 62,500 $51.87 $3,241,562.50
Disclosure

SEC source: 0001127602-14-004895 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Disposition to issuerCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,493

F3 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 29, 2013 which were settled in cash upon vesting on January 29, 2014.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 774,570

F3 · kind: The transactions reported represent a simultaneous deemed acquisition of shares from the issuer and disposition of such shares to the issuer in respect of Restricted Stock Units (i.e., performance units) granted to the reporting person on January 29, 2013 which were settled in cash upon vesting on January 29, 2014.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 11,386 $85.55 $974,072.30
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 752,493

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 22,077 $85.55 $1,888,687.35
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 3

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 763,879

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
Tax withholdingCommon Stock 14,671 $85.55 $1,255,104.05
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 741,802

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2014 Filed Jan 31, 2014 21:45 UTC
CHENAULT KENNETH IDirector · Chief Executive Officer
GrantCommon Stock 28,448 $85.55 $2,433,726.40
Disclosure

SEC source: 0001127602-14-003727 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 756,473

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:00 UTC
Bush James PeterEVP, World Service
Tax withholdingCommon Stock 2,606 $85.72 $223,386.32
Disclosure

SEC source: 0001127602-14-003312 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · EVP, World Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,475.6239

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:30 UTC
Cox L KevinChief Human Resources Officer
Tax withholdingCommon Stock 931 $85.72 $79,805.32
Disclosure

SEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 3

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,755

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:30 UTC
Cox L KevinChief Human Resources Officer
Tax withholdingCommon Stock 9,537 $85.72 $817,511.64
Disclosure

SEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,686

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:30 UTC
Cox L KevinChief Human Resources Officer
GrantCommon Stock 18,492 $85.72 $1,585,134.24
Disclosure

SEC source: 0001127602-14-003318 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,223

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Tax withholdingCommon Stock 2,656 $85.72 $227,672.32
Disclosure

SEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 3

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,920

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
Tax withholdingCommon Stock 27,215 $85.72 $2,332,869.80
Disclosure

SEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 2

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,576

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 20:57 UTC
GILLIGAN EDWARD PPresident, American Express Co
GrantCommon Stock 48,754 $85.72 $4,179,192.88
Disclosure

SEC source: 0001127602-14-003321 · form4.xml · nonDerivative · entry 1

GILLIGAN EDWARD P · CIK 0001209444 · President, American Express Co

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,791

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:23 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Tax withholdingCommon Stock 962 $85.72 $82,462.64
Disclosure

SEC source: 0001127602-14-003326 · form4.xml · nonDerivative · entry 4

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,968

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:23 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
GrantCommon Stock 1,723 $85.72 $147,695.56
Disclosure

SEC source: 0001127602-14-003326 · form4.xml · nonDerivative · entry 3

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,930

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:23 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
Tax withholdingCommon Stock 10,323 $85.72 $884,887.56
Disclosure

SEC source: 0001127602-14-003326 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,207

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:23 UTC
Gupta AshwiniPres-Risk/Info Mgmt & AXP CRO
GrantCommon Stock 18,492 $85.72 $1,585,134.24
Disclosure

SEC source: 0001127602-14-003326 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres-Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,530

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:33 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 847 $85.72 $72,604.84
Disclosure

SEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,732.873

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:33 UTC
HAYES JOHN DEVP, Advertising
GrantCommon Stock 1,641 $85.72 $140,666.52
Disclosure

SEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 3

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,579.873

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:33 UTC
HAYES JOHN DEVP, Advertising
Tax withholdingCommon Stock 8,670 $85.72 $743,192.40
Disclosure

SEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,938.873

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:33 UTC
HAYES JOHN DEVP, Advertising
GrantCommon Stock 16,811 $85.72 $1,441,038.92
Disclosure

SEC source: 0001127602-14-003328 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Advertising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,608.873

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:38 UTC
Heine Timothy J.Acting General Counsel
Tax withholdingCommon Stock 250 $85.72 $21,430.00
Disclosure

SEC source: 0001127602-14-003329 · form4.xml · nonDerivative · entry 1

Heine Timothy J. · CIK 0001595663 · Acting General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,345

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:43 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 1,695 $85.72 $145,295.40
Disclosure

SEC source: 0001127602-14-003330 · form4.xml · nonDerivative · entry 4

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,954.537

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:43 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Stock 3,035 $85.72 $260,160.20
Disclosure

SEC source: 0001127602-14-003330 · form4.xml · nonDerivative · entry 3

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,649.537

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:43 UTC
SCHICK THOMAS AEVP-Corp. Affairs
Tax withholdingCommon Stock 8,681 $85.72 $744,135.32
Disclosure

SEC source: 0001127602-14-003330 · form4.xml · nonDerivative · entry 2

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,614.537

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 27, 2014 Filed Jan 29, 2014 21:43 UTC
SCHICK THOMAS AEVP-Corp. Affairs
GrantCommon Stock 15,550 $85.72 $1,332,946.00
Disclosure

SEC source: 0001127602-14-003330 · form4.xml · nonDerivative · entry 1

SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,295.537

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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January 27, 2014 Filed Jan 29, 2014 22:09 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
Tax withholdingCommon Stock 23,462 $85.72 $2,011,162.64
Disclosure

SEC source: 0001127602-14-003333 · form4.xml · nonDerivative · entry 2

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,096.612

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 27, 2014 Filed Jan 29, 2014 22:09 UTC
SCHULMAN DANIEL HGroup Pres, Enterprise Growth
GrantCommon Stock 42,030 $85.72 $3,602,811.60
Disclosure

SEC source: 0001127602-14-003333 · form4.xml · nonDerivative · entry 1

SCHULMAN DANIEL H · CIK 0001215315 · Group Pres, Enterprise Growth

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,558.612

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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January 27, 2014 Filed Jan 29, 2014 22:14 UTC
Sobbott SusanPresident Global Corp Payments
Tax withholdingCommon Stock 1,520 $85.72 $130,294.40
Disclosure

SEC source: 0001127602-14-003336 · form4.xml · nonDerivative · entry 1

Sobbott Susan · CIK 0001597001 · President Global Corp Payments

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,081

F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 27, 2014 Filed Jan 29, 2014 23:06 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Tax withholdingCommon Stock 9,340 $85.72 $800,624.80
Disclosure

SEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,036.35

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 27, 2014 Filed Jan 29, 2014 23:06 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
GrantCommon Stock 20,174 $85.72 $1,729,315.28
Disclosure

SEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 3

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,376.35

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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January 27, 2014 Filed Jan 29, 2014 23:06 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
Tax withholdingCommon Stock 912 $85.72 $78,176.64
Disclosure

SEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,202.35

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 27, 2014 Filed Jan 29, 2014 23:06 UTC
Buckminster Douglas E.Pres, Int'l Consumer & SBS
GrantCommon Stock 1,969 $85.72 $168,782.68
Disclosure

SEC source: 0001127602-14-003358 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Int'l Consumer & SBS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,114.35

F1 · kind: Shares acquired pursuant to the vesting of Restricted Stock Units (i.e., "performance units") previously granted to the reporting person.

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January 27, 2014 Filed Jan 29, 2014 23:21 UTC
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 1,693 $85.72 $145,123.96
Disclosure

SEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,672.66

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a Restricted Stock Award.

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January 27, 2014 Filed Jan 29, 2014 23:21 UTC
Squeri Stephen JGroup Pres., Global Services
Tax withholdingCommon Stock 17,340 $85.72 $1,486,384.80
Disclosure

SEC source: 0001127602-14-003367 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Group Pres., Global Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,365.66

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.