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AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2016 Filed Feb 11, 2016 21:31 UTC OtherCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-040651 · form4.xml · nonDerivative · entry 2

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Through the Ursula Burns Irrevocable Trust FBO Melissa Bean

Disclosed balance after: 3,667

F1 · kind: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Melissa Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.

F1 · price: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Melissa Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.

F2 · ownership.nature: The reporting person is a trustee of the Ursula Burns Irrevocable Trust FBO Melissa Bean.

Read SEC document
February 09, 2016 Filed Feb 11, 2016 21:31 UTC OtherCommon Stock 3,667 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-16-040651 · form4.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,333

F1 · kind: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Melissa Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.

F1 · price: Disposition from settlor to the Ursula Burns Irrevocable Trust FBO Melissa Bean in substitution for cash held by the trust. The reporting person is the trustee and a member of her immediate family is a beneficiary of the trust.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:28 UTC
Buckminster Douglas E.Pres, Global Consumer Services
GrantEmployee Stock Option (Right to Buy) · Derivative 16,354 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039005 · form4.xml · derivative · entry 4

Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,354

Underlying: Common Stock · 16,354 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:28 UTC
Buckminster Douglas E.Pres, Global Consumer Services
Tax withholdingCommon Stock 9,443 $53.50 $505,200.50
Disclosure

SEC source: 0001127602-16-039005 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,299

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:28 UTC
Buckminster Douglas E.Pres, Global Consumer Services
GrantCommon Stock 16,893 $53.50 $903,775.50
Disclosure

SEC source: 0001127602-16-039005 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,742

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:30 UTC
Bush James PeterPresident, GNICS
GrantEmployee Stock Option (Right to Buy) · Derivative 11,951 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039007 · form4.xml · derivative · entry 4

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,951

Underlying: Common Stock · 11,951 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:30 UTC
Bush James PeterPresident, GNICS
Tax withholdingCommon Stock 4,656 $53.50 $249,096.00
Disclosure

SEC source: 0001127602-16-039007 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,362.6239

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:30 UTC
Bush James PeterPresident, GNICS
GrantCommon Stock 12,345 $53.50 $660,457.50
Disclosure

SEC source: 0001127602-16-039007 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,018.6239

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:33 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 24,892 $0.00 Strike: $73.77 $0.00
Disclosure

SEC source: 0001127602-16-039009 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,892

Underlying: Common Stock · 24,892 shares

Expires 2023-07-31

F3 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in July 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:33 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
Tax withholdingCommon Stock 11,655 $53.50 $623,542.50
Disclosure

SEC source: 0001127602-16-039009 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,058

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:33 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
GrantCommon Stock 25,713 $53.50 $1,375,645.50
Disclosure

SEC source: 0001127602-16-039009 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,713

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in July 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:35 UTC
Cox L KevinChief Human Resources Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 15,567 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039014 · form4.xml · derivative · entry 4

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,567

Underlying: Common Stock · 15,567 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:35 UTC
Cox L KevinChief Human Resources Officer
Tax withholdingCommon Stock 6,002 $53.50 $321,107.00
Disclosure

SEC source: 0001127602-16-039014 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,359

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:35 UTC
Cox L KevinChief Human Resources Officer
GrantCommon Stock 16,080 $53.50 $860,280.00
Disclosure

SEC source: 0001127602-16-039014 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,361

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:37 UTC
Fabara Paul DPres., Global Banking Group
Tax withholdingCommon Stock 3,623 $53.50 $193,830.50
Disclosure

SEC source: 0001127602-16-039016 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Banking Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,519.154

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:37 UTC
Fabara Paul DPres., Global Banking Group
GrantCommon Stock 9,557 $53.50 $511,299.50
Disclosure

SEC source: 0001127602-16-039016 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Banking Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,142.154

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:39 UTC
GORDON MARC DEVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,580 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039019 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 12,580 shares

Expires 2023-01-29

F3 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:39 UTC
GORDON MARC DEVP, Chief Information Officer
Tax withholdingCommon Stock 5,414 $53.50 $289,649.00
Disclosure

SEC source: 0001127602-16-039019 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,652

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:39 UTC
GORDON MARC DEVP, Chief Information Officer
GrantCommon Stock 12,995 $53.50 $695,232.50
Disclosure

SEC source: 0001127602-16-039019 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,066

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 average return on equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:41 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 103,786 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039021 · form4.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,786

Underlying: Common Stock · 103,786 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:41 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Tax withholdingCommon Stock 55,290 $53.50 $2,958,015.00
Disclosure

SEC source: 0001127602-16-039021 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,572

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:41 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 107,210 $53.50 $5,735,735.00
Disclosure

SEC source: 0001127602-16-039021 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,862

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:43 UTC
Gupta AshwiniPres, Risk/Info Mgmt & AXP CRO
GrantEmployee Stock Option (Right to Buy) · Derivative 17,612 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039023 · form4.xml · derivative · entry 5

Gupta Ashwini · CIK 0001405635 · Pres, Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,612

Underlying: Common Stock · 17,612 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:43 UTC
Gupta AshwiniPres, Risk/Info Mgmt & AXP CRO
Tax withholdingCommon Stock 8,605 $53.50 $460,367.50
Disclosure

SEC source: 0001127602-16-039023 · form4.xml · nonDerivative · entry 4

Gupta Ashwini · CIK 0001405635 · Pres, Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,718

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:43 UTC
Gupta AshwiniPres, Risk/Info Mgmt & AXP CRO
GrantCommon Stock 16,820 $53.50 $899,870.00
Disclosure

SEC source: 0001127602-16-039023 · form4.xml · nonDerivative · entry 3

Gupta Ashwini · CIK 0001405635 · Pres, Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,323

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2013 and have vested based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:43 UTC
Gupta AshwiniPres, Risk/Info Mgmt & AXP CRO
Tax withholdingCommon Stock 6,781 $53.50 $362,783.50
Disclosure

SEC source: 0001127602-16-039023 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres, Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,503

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:43 UTC
Gupta AshwiniPres, Risk/Info Mgmt & AXP CRO
GrantCommon Stock 18,193 $53.50 $973,325.50
Disclosure

SEC source: 0001127602-16-039023 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres, Risk/Info Mgmt & AXP CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,284

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:46 UTC
HAYES JOHN DEVP, Chief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,580 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039026 · form4.xml · derivative · entry 4

HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,580

Underlying: Common Stock · 12,580 shares

Expires 2023-01-29

F5 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:46 UTC
HAYES JOHN DEVP, Chief Marketing Officer
Tax withholdingCommon Stock 4,900 $53.50 $262,150.00
Disclosure

SEC source: 0001127602-16-039026 · form4.xml · nonDerivative · entry 2

HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,279.756

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:46 UTC
HAYES JOHN DEVP, Chief Marketing Officer
GrantCommon Stock 12,995 $53.50 $695,232.50
Disclosure

SEC source: 0001127602-16-039026 · form4.xml · nonDerivative · entry 1

HAYES JOHN D · CIK 0001209446 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,179.756

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:49 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
Tax withholdingCommon Stock 2,320 $53.50 $124,120.00
Disclosure

SEC source: 0001127602-16-039029 · form4.xml · nonDerivative · entry 2

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,142.883

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:49 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
GrantCommon Stock 5,473 $53.50 $292,805.50
Disclosure

SEC source: 0001127602-16-039029 · form4.xml · nonDerivative · entry 1

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,462.883

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:51 UTC
Sobbott SusanPres., Glbl Commercial Pymnts
Tax withholdingCommon Stock 3,456 $53.50 $184,896.00
Disclosure

SEC source: 0001127602-16-039033 · form4.xml · nonDerivative · entry 2

Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,439.16

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:51 UTC
Sobbott SusanPres., Glbl Commercial Pymnts
GrantCommon Stock 9,122 $53.50 $488,027.00
Disclosure

SEC source: 0001127602-16-039033 · form4.xml · nonDerivative · entry 1

Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,895.16

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:54 UTC
Squeri Stephen JVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 33,652 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039036 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,652

Underlying: Common Stock · 33,652 shares

Expires 2023-01-29

F6 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:54 UTC
Squeri Stephen JVice Chairman
Tax withholdingCommon Stock 4,363 $53.50 $233,420.50
Disclosure

SEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 4

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,353.178

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:54 UTC
Squeri Stephen JVice Chairman
GrantCommon Stock 8,410 $53.50 $449,935.00
Disclosure

SEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,716.178

F3 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2013 and have vested based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:54 UTC
Squeri Stephen JVice Chairman
Tax withholdingCommon Stock 15,278 $53.50 $817,373.00
Disclosure

SEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,306.178

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:54 UTC
Squeri Stephen JVice Chairman
GrantCommon Stock 34,762 $53.50 $1,859,767.00
Disclosure

SEC source: 0001127602-16-039036 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,584.178

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:57 UTC
Williams Anre DPres, Glb Merch Serv & Loyalty
GrantEmployee Stock Option (Right to Buy) · Derivative 11,322 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-16-039039 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Pres, Glb Merch Serv & Loyalty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,322

Underlying: Common Stock · 11,322 shares

Expires 2023-01-29

F4 · date: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2013. These options became exercisable on January 29, 2016 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:57 UTC
Williams Anre DPres, Glb Merch Serv & Loyalty
Tax withholdingCommon Stock 4,413 $53.50 $236,095.50
Disclosure

SEC source: 0001127602-16-039039 · form4.xml · nonDerivative · entry 2

Williams Anre D · CIK 0001303170 · Pres, Glb Merch Serv & Loyalty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,355

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 29, 2016 Filed Feb 2, 2016 20:57 UTC
Williams Anre DPres, Glb Merch Serv & Loyalty
GrantCommon Stock 11,695 $53.50 $625,682.50
Disclosure

SEC source: 0001127602-16-039039 · form4.xml · nonDerivative · entry 1

Williams Anre D · CIK 0001303170 · Pres, Glb Merch Serv & Loyalty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,768

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

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January 29, 2016 Filed Feb 2, 2016 20:59 UTC
Zukauckas LindaEVP & Corporate Comptroller
Tax withholdingCommon Stock 3,440 $53.50 $184,040.00
Disclosure

SEC source: 0001127602-16-039042 · form4.xml · nonDerivative · entry 2

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,632.691

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 29, 2016 Filed Feb 2, 2016 20:59 UTC
Zukauckas LindaEVP & Corporate Comptroller
GrantCommon Stock 8,253 $53.50 $441,535.50
Disclosure

SEC source: 0001127602-16-039042 · form4.xml · nonDerivative · entry 1

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,072.691

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units ("performance units") that were granted to the reporting person in January 2013 and have vested based on the Company's 2013-15 return on average equity performance.

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January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Disposition to issuerCommon Stock 21,608 $55.09 $1,190,384.72
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,652

F4 · kind: The transactions reported represent RSUs granted in January 2015, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2015 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015.

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January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 21,608 $55.09 $1,190,384.72
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 8

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 789,260

F4 · kind: The transactions reported represent RSUs granted in January 2015, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2015 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015.

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January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Disposition to issuerCommon Stock 32,577 $55.09 $1,794,666.93
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 7

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,652

F4 · kind: The transactions reported represent RSUs granted in January 2015, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2015 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015.

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January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 32,577 $55.09 $1,794,666.93
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 6

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,229

F4 · kind: The transactions reported represent RSUs granted in January 2015, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2015 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015.

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January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Tax withholdingCommon Stock 8,361 $55.09 $460,607.49
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 5

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,652

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2015.

Read SEC document
January 26, 2016 Filed Jan 28, 2016 20:10 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 21,608 $55.09 $1,190,384.72
Disclosure

SEC source: 0001127602-16-038206 · form4.xml · nonDerivative · entry 4

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 776,013

F2 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2015 and vested in January 2016 based on the terms of the grant approved in January 2015 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one-year after retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.