Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2017 Filed Jan 30, 2017 20:49 UTC |
Squeri Stephen JVice Chairman
|
Tax withholdingCommon Stock | 5,893 | $76.89 | $453,112.77 |
DisclosureSEC source: 0001127602-17-002836 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,843.774 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:49 UTC |
Squeri Stephen JVice Chairman
|
GrantCommon Stock | 15,006 | $76.89 | $1,153,811.34 |
DisclosureSEC source: 0001127602-17-002836 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,736.774 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's positive cumulative net income over the two year performance period. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:55 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Disposition to issuerCommon Stock | 63,148 | $76.89 | $4,855,449.72 |
DisclosureSEC source: 0001127602-17-002838 · form4.xml · nonDerivative · entry 5 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,217 F4 · kind: The transactions reported represent RSUs granted in January 2016, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2016 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:55 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 63,148 | $76.89 | $4,855,449.72 |
DisclosureSEC source: 0001127602-17-002838 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 940,365 F4 · kind: The transactions reported represent RSUs granted in January 2016, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2016 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:55 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 33,349 | $76.89 | $2,564,204.61 |
DisclosureSEC source: 0001127602-17-002838 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 877,217 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 20:55 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 63,149 | $76.89 | $4,855,526.61 |
DisclosureSEC source: 0001127602-17-002838 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,566 F2 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2016 and vested in January 2017 based on the terms of the grant approved in January 2016 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one-year after retirement. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 37,300 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,133 Underlying: Common Stock · 37,300 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: 21,126 of the options exercised became exercisable on 1/26/2012; the balance became exercisable on 1/26/2013. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 45,940 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · derivative · entry 7 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 45,940 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 14,690 of the options exercised became exercisable on 1/31/2011; the balance became exercisable on 1/31/2012. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 2,487 | $78.00 | $193,986.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 8,264 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 32,687 | $78.01 | $2,549,912.87 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,735 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 37,300 | $38.10 | $1,421,130.00 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 41,832 | $78.01 | $3,263,314.32 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,122 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.00 to $78.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:07 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 45,940 | $49.13 | $2,257,032.20 |
DisclosureSEC source: 0001127602-17-002623 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 22,181 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · derivative · entry 9 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,433 Underlying: Common Stock · 22,181 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: 21,653 of the options exercised became exercisable on 1/26/2011; the balance became exercisable on 1/26/2012. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 26,157 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · derivative · entry 8 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,940 Underlying: Common Stock · 26,157 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 9,597 of the options exercised became exercisable on 1/31/2010; the balance became exercisable on 1/31/2011. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 11,317 | $78.00 | $882,726.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 5 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 10,751 Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 19,438 | $78.00 | $1,516,164.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 4 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,014 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 22,181 | $38.10 | $845,096.10 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,452 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 23,819 | $78.00 | $1,857,882.00 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,271 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 22:09 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 26,157 | $49.13 | $1,285,093.41 |
DisclosureSEC source: 0001127602-17-001617 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,090 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:00 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 384.976 | $74.08 | $28,519.02 |
DisclosureSEC source: 0001127602-17-000518 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,702.3473 Underlying: Common Stock · 384.976 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:04 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 535.619 | $74.08 | $39,678.66 |
DisclosureSEC source: 0001127602-17-000525 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,088.848 Underlying: Common Stock · 535.619 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:08 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 401.714 | $74.08 | $29,758.97 |
DisclosureSEC source: 0001127602-17-000529 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,944.4867 Underlying: Common Stock · 401.714 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:11 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 200.857 | $74.08 | $14,879.49 |
DisclosureSEC source: 0001127602-17-000535 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,288.528 Underlying: Common Stock · 200.857 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:17 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 569.095 | $74.08 | $42,158.56 |
DisclosureSEC source: 0001127602-17-000541 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,543.679 Underlying: Common Stock · 569.095 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 20:27 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 401.714 | $74.08 | $29,758.97 |
DisclosureSEC source: 0001127602-17-000554 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,885.146 Underlying: Common Stock · 401.714 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 08, 2016 Filed Dec 12, 2016 21:33 UTC |
Zukauckas LindaEVP & Corporate Comptroller
|
SaleCommon Stock | 5,179.876 | $74.51 | $385,957.74 |
DisclosureSEC source: 0001127602-16-069693 · form4.xml · nonDerivative · entry 1 Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC |
Squeri Stephen JVice Chairman
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 39,370 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · derivative · entry 4 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 39,370 shares Expires 2020-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC |
Squeri Stephen JVice Chairman
|
SaleCommon Stock | 34,755 | $74.31 | $2,582,644.05 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · nonDerivative · entry 2 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,730.774 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.24 to $74.35. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: The reporting person's end of period holdings reflect a prior transfer of shares pursuant to a domestic relations order, as well as shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:55 UTC |
Squeri Stephen JVice Chairman
|
Exercise / conversionCommon Stock | 39,370 | $38.10 | $1,499,997.00 |
DisclosureSEC source: 0001127602-16-069562 · form4.xml · nonDerivative · entry 1 Squeri Stephen J · CIK 0001326109 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,485.774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:41 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-069560 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:41 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
SaleCommon Stock | 46,779 | $74.39 | $3,479,889.81 |
DisclosureSEC source: 0001127602-16-069560 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,568.057 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.25 to $74.59. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:41 UTC |
Buckminster Douglas E.Pres, Global Consumer Services
|
Exercise / conversionCommon Stock | 50,000 | $57.77 | $2,888,500.00 |
DisclosureSEC source: 0001127602-16-069560 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Global Consumer Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,347.057 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 52,903 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · derivative · entry 6 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,097 Underlying: Common Stock · 52,903 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: 31,250 of the options exercised became exercisable on 1/31/2009; the balance became exercisable on 1/31/2010. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 3,932 | $72.30 | $284,283.60 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 3 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By GRAT II Disclosed balance after: 22,068 F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.90 to $72.57. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC |
Cox L KevinChief Human Resources Officer
|
SaleCommon Stock | 48,970 | $72.30 | $3,540,531.00 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 2 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,933 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 31, 2016. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.79 to $72.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F4 · balance_after: This balance also reflects the prior transfer of shares from the reporting person's direct holdings to indirect holdings in the GRATs shown below. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 23:16 UTC |
Cox L KevinChief Human Resources Officer
|
Exercise / conversionCommon Stock | 52,903 | $49.13 | $2,599,124.39 |
DisclosureSEC source: 0001127602-16-069038 · form4.xml · nonDerivative · entry 1 Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:43 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-067257 · form4.xml · derivative · entry 4 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 150,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50,000 of these options became exercisable on 1/25/2011; the remaining 100,000 became exercisable on 1/25/2012. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:43 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 8,930 | $72.42 | $646,728.46 |
DisclosureSEC source: 0001127602-16-067257 · form4.xml · nonDerivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,880 Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:43 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 137,100 | $72.27 | $9,908,217.00 |
DisclosureSEC source: 0001127602-16-067257 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,810 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.14 to $72.42. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 14, 2016 Filed Nov 15, 2016 22:43 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 150,000 | $57.77 | $8,665,500.00 |
DisclosureSEC source: 0001127602-16-067257 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $58.54 | $0.00 |
DisclosureSEC source: 0001127602-16-067020 · form4.xml · derivative · entry 4 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2017-07-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
SaleCommon Stock | 19,186 | $70.45 | $1,351,732.36 |
DisclosureSEC source: 0001127602-16-067020 · form4.xml · nonDerivative · entry 2 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,684.16 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.39 to $70.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:48 UTC |
Sobbott SusanPres., Glbl Commercial Pymnts
|
Exercise / conversionCommon Stock | 20,000 | $58.54 | $1,170,800.00 |
DisclosureSEC source: 0001127602-16-067020 · form4.xml · nonDerivative · entry 1 Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,870.16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:36 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-065162 · form4.xml · derivative · entry 5 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:36 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-16-065162 · form4.xml · derivative · entry 4 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2017-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These shares become exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:36 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 140,808 | $67.18 | $9,459,481.44 |
DisclosureSEC source: 0001127602-16-065162 · form4.xml · nonDerivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,910 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.09 to $67.36. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:36 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 50,000 | $57.77 | $2,888,500.00 |
DisclosureSEC source: 0001127602-16-065162 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 21, 2016 Filed Oct 24, 2016 21:36 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 100,000 | $57.77 | $5,777,000.00 |
DisclosureSEC source: 0001127602-16-065162 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:23 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 449.289 | $64.04 | $28,772.47 |
DisclosureSEC source: 0001127602-16-064003 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,220.5154 Underlying: Common Stock · 449.289 shares Expires not disclosed F1 · derivative.exercise_price: The Share Equivalent Units convert into common stock on a one-for-one basis. F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.