Last 12 months
Inside the activity.
0 purchase rows · 16 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 10 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2018 Filed Jan 30, 2018 22:33 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
Tax withholdingCommon Stock | 2,926 | $99.69 | $291,692.94 |
DisclosureSEC source: 0001127602-18-003025 · form4.xml · nonDerivative · entry 2 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,238 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 22:33 UTC |
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
|
GrantCommon Stock | 8,444 | $99.69 | $841,782.36 |
DisclosureSEC source: 0001127602-18-003025 · form4.xml · nonDerivative · entry 1 Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,164 F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:27 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Disposition to issuerCommon Stock | 19,856 | $97.98 | $1,945,490.88 |
DisclosureSEC source: 0001127602-18-002681 · form4.xml · nonDerivative · entry 4 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,628 F3 · kind: The transactions reported represent RSUs granted in January 2017, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2017 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2017. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:27 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 19,856 | $97.98 | $1,945,490.88 |
DisclosureSEC source: 0001127602-18-002681 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107,484 F3 · kind: The transactions reported represent RSUs granted in January 2017, which were settled in cash upon vesting in accordance with the terms of the grant approved in January 2017 (see Remarks below). The transactions reported represent a simultaneous deemed acquisition of these shares from the issuer and disposition of these shares to the issuer. The issuer withheld a portion of the amount due to the reporting person to satisfy tax obligations arising from the vesting of the RSUs granted in January 2017. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:27 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Tax withholdingCommon Stock | 9,035 | $97.98 | $885,249.30 |
DisclosureSEC source: 0001127602-18-002681 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087,628 F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of the RSUs granted in January 2017. Read SEC document |
| January 24, 2018 Filed Jan 26, 2018 22:27 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GrantCommon Stock | 19,857 | $97.98 | $1,945,588.86 |
DisclosureSEC source: 0001127602-18-002681 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,096,663 F1 · kind: Represents shares acquired pursuant to vesting of RSUs that were granted to the reporting person in January 2017 and vested in January 2018 based on the terms of the grant approved in January 2017 (see Remarks below). Pursuant to the award terms, the reporting person is required to hold 100% of shares (net of taxes) received upon the vesting of equity awards until one-year after retirement. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · derivative · entry 10 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · derivative · entry 9 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · derivative · entry 8 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,108 Underlying: Common Stock · 8,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,187 | $99.46 | $316,979.02 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 6 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,714.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.30 to $99.59. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,187 | $99.47 | $317,010.89 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 5 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,901.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.29 to $99.69. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 6,415 | $99.43 | $637,843.45 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 4 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,088.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.28 to $99.55. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 3 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,503.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 2 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,503.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 21:23 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 8,000 | $34.84 | $278,720.00 |
DisclosureSEC source: 0001127602-18-001107 · form4.xml · nonDerivative · entry 1 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,503.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:55 UTC |
Brennan John JosephDirector
|
GrantShare Equivalent Units · Derivative | 340.978 | $98.98 | $33,750.00 |
DisclosureSEC source: 0001127602-18-000687 · form4.xml · derivative · entry 1 Brennan John Joseph · CIK 0001485472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,692.821 Underlying: Common Stock · 340.978 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 21:59 UTC |
Leonsis TheodoreDirector
|
GrantShare Equivalent Units · Derivative | 290.463 | $98.98 | $28,750.03 |
DisclosureSEC source: 0001127602-18-000697 · form4.xml · derivative · entry 1 Leonsis Theodore · CIK 0001452645 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,504.9623 Underlying: Common Stock · 290.463 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:03 UTC |
BURNS URSULA MDirector
|
GrantShare Equivalent Units · Derivative | 315.72 | $98.98 | $31,249.97 |
DisclosureSEC source: 0001127602-18-000708 · form4.xml · derivative · entry 4 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,956.015 Underlying: Common Stock · 315.72 shares Expires not disclosed F4 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F5 · kind: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director. F6 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F6 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F7 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:04 UTC |
VASELLA DANIELDirector
|
GrantShare Equivalent Units · Derivative | 404.122 | $98.98 | $40,000.00 |
DisclosureSEC source: 0001127602-18-000711 · form4.xml · derivative · entry 1 VASELLA DANIEL · CIK 0001189152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,357.265 Underlying: Common Stock · 404.122 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:06 UTC |
Lauvergeon AnneDirector
|
GrantShare Equivalent Units · Derivative | 303.092 | $98.98 | $30,000.05 |
DisclosureSEC source: 0001127602-18-000713 · form4.xml · derivative · entry 1 Lauvergeon Anne · CIK 0001570677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,682.8867 Underlying: Common Stock · 303.092 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:08 UTC |
de la Vega RalphDirector
|
GrantShare Equivalent Units · Derivative | 151.546 | $98.98 | $15,000.02 |
DisclosureSEC source: 0001127602-18-000715 · form4.xml · derivative · entry 1 de la Vega Ralph · CIK 0001673095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,161.922 Underlying: Common Stock · 151.546 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:10 UTC |
WILLIAMS RONALD ADirector
|
GrantShare Equivalent Units · Derivative | 378.864 | $98.98 | $37,499.96 |
DisclosureSEC source: 0001127602-18-000717 · form4.xml · derivative · entry 1 WILLIAMS RONALD A · CIK 0001185243 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,351.017 Underlying: Common Stock · 378.864 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 31, 2017 Filed Jan 3, 2018 22:15 UTC |
LEAVITT MICHAEL ODirector
|
GrantShare Equivalent Units · Derivative | 303.092 | $98.98 | $30,000.05 |
DisclosureSEC source: 0001127602-18-000730 · form4.xml · derivative · entry 1 LEAVITT MICHAEL O · CIK 0001536118 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,528.019 Underlying: Common Stock · 303.092 shares Expires not disclosed F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share. F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director. F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date. F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date. F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 20:22 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 118,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034895 · form4.xml · derivative · entry 10 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,888 Underlying: Common Stock · 118,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 20:22 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
GiftCommon Stock | 5,087 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-034895 · form4.xml · nonDerivative · entry 3 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,076,806 F3 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 20:22 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
SaleCommon Stock | 96,440 | $97.30 | $9,383,612.00 |
DisclosureSEC source: 0001127602-17-034895 · form4.xml · nonDerivative · entry 2 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,081,893 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.23 to $97.46. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 14, 2017 Filed Dec 18, 2017 20:22 UTC |
CHENAULT KENNETH IDirector · Chairman & CEO
|
Exercise / conversionCommon Stock | 118,000 | $16.71 | $1,971,780.00 |
DisclosureSEC source: 0001127602-17-034895 · form4.xml · nonDerivative · entry 1 CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2017 Filed Jan 3, 2018 22:03 UTC |
BURNS URSULA MDirector
|
GiftCommon Stock | 4,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-000708 · form4.xml · nonDerivative · entry 1 BURNS URSULA M · CIK 0001190699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,481 F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 29,533 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · derivative · entry 9 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,533 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · derivative · entry 8 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,533 Underlying: Common Stock · 30,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 30,000 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · derivative · entry 7 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,533 Underlying: Common Stock · 30,000 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 18,696 | $99.46 | $1,859,504.16 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 6 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,885 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.37 to $99.57. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 18,992 | $99.37 | $1,887,235.04 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 5 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,581 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.17 to $99.60. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
SaleCommon Stock | 18,992 | $99.09 | $1,881,917.28 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 4 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,573 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.01 to $99.26. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 29,533 | $16.71 | $493,496.43 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 3 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 30,000 | $16.71 | $501,300.00 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 2 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 14, 2017 15:22 UTC |
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
|
Exercise / conversionCommon Stock | 30,000 | $16.71 | $501,300.00 |
DisclosureSEC source: 0001127602-17-034614 · form4.xml · nonDerivative · entry 1 Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 43,054 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · derivative · entry 6 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 43,054 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,379 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · derivative · entry 5 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,379 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
SaleCommon Stock | 43,741 | $98.85 | $4,323,797.85 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 3 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,043.937 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reported person will retain the balance of the nets shares in accordance with the Company's retention guidelines for executive officers. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.84 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionCommon Stock | 43,054 | $34.84 | $1,500,001.36 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 2 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,784.937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:14 UTC |
O'Neill Michael JohnEVP, Corp Affairs & Comm
|
Exercise / conversionCommon Stock | 8,379 | $16.71 | $140,013.09 |
DisclosureSEC source: 0001127602-17-034588 · form4.xml · nonDerivative · entry 1 O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,730.937 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:13 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-17-034586 · form4.xml · derivative · entry 4 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2018-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options became exercisable in four equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:13 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
SaleCommon Stock | 88,930 | $98.87 | $8,792,509.10 |
DisclosureSEC source: 0001127602-17-034586 · form4.xml · nonDerivative · entry 2 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,577.168 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reported person will retain the balance of the nets shares in accordance with the Company's retention guidelines for executives. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.79 to $99.00. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 00:13 UTC |
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
|
Exercise / conversionCommon Stock | 100,000 | $49.13 | $4,913,000.00 |
DisclosureSEC source: 0001127602-17-034586 · form4.xml · nonDerivative · entry 1 Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,507.168 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · derivative · entry 10 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · derivative · entry 9 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,108 Underlying: Common Stock · 4,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,000 | $0.00 Strike: $34.84 | $0.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · derivative · entry 8 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,108 Underlying: Common Stock · 8,000 shares Expires 2019-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable." Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
SaleCommon Stock | 3,387 | $97.61 | $330,605.07 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 6 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,503.6239 F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercises reported above and the sale of 50% of the net shares acquired from these exercises; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.36 to $98.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 22:40 UTC |
Bush James PeterPresident, GNICS
|
Exercise / conversionCommon Stock | 4,000 | $34.84 | $139,360.00 |
DisclosureSEC source: 0001127602-17-033849 · form4.xml · nonDerivative · entry 5 Bush James Peter · CIK 0001540196 · President, GNICS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,890.6239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.