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AMERICAN EXPRESS CO

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2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2018 Filed Apr 3, 2018 21:12 UTC GrantShare Equivalent Units · Derivative 333.393 $93.15 $31,055.56
Disclosure

SEC source: 0001127602-18-013791 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,905.402

Underlying: Common Stock · 333.393 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
February 21, 2018 Filed Jun 1, 2018 17:57 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
GiftCommon Stock 540 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-019507 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,514.169

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · derivative · entry 10

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,108

Underlying: Common Stock · 4,000 shares

Expires 2019-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable."

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,000 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · derivative · entry 9

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,108

Underlying: Common Stock · 4,000 shares

Expires 2019-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable."

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $34.84 $0.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · derivative · entry 8

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,108

Underlying: Common Stock · 8,000 shares

Expires 2019-10-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: These options became exercisable on the date shown as "Date Exercisable."

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
SaleCommon Stock 6,678 $98.65 $658,784.70
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 6

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,433.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F4 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.40 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
SaleCommon Stock 3,339 $98.63 $329,325.57
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 5

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,111.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F3 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.42 to $98.90. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
SaleCommon Stock 3,339 $98.65 $329,392.35
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 4

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,450.6239

F1 · kind: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.47 to $98.83. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionCommon Stock 4,000 $34.84 $139,360.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 3

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,789.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionCommon Stock 4,000 $34.84 $139,360.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,789.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:19 UTC
Bush James PeterSenior Advisor to the CEO
Exercise / conversionCommon Stock 8,000 $34.84 $278,720.00
Disclosure

SEC source: 0001127602-18-004056 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · Senior Advisor to the CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,789.6239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:17 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
GrantEmployee Stock Option (Right to Buy) · Derivative 13,111 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-002999 · form4.xml · derivative · entry 5

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,111

Underlying: Common Stock · 13,111 shares

Expires 2025-01-26

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:17 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
Tax withholdingCommon Stock 5,502 $99.69 $548,494.38
Disclosure

SEC source: 0001127602-18-002999 · form4.xml · nonDerivative · entry 2

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,054.168

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:17 UTC
Buckminster Douglas E.Pres, Glb Consumer Svcs Grp
GrantCommon Stock 13,111 $99.69 $1,307,035.59
Disclosure

SEC source: 0001127602-18-002999 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Pres, Glb Consumer Svcs Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,556.168

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

F2 · balance_after: This balance reflects a prior transfer of 51,132 shares from the reporting person's direct holdings to indirect holdings in the GRAT shown below.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:19 UTC
Bush James PeterPresident, GNICS
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003002 · form4.xml · derivative · entry 4

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options become exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:19 UTC
Bush James PeterPresident, GNICS
Tax withholdingCommon Stock 4,925 $99.69 $490,973.25
Disclosure

SEC source: 0001127602-18-003002 · form4.xml · nonDerivative · entry 2

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,789.6239

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:19 UTC
Bush James PeterPresident, GNICS
GrantCommon Stock 10,000 $99.69 $996,900.00
Disclosure

SEC source: 0001127602-18-003002 · form4.xml · nonDerivative · entry 1

Bush James Peter · CIK 0001540196 · President, GNICS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,714.6239

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:23 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 87,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003010 · form4.xml · derivative · entry 9

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,777

Underlying: Common Stock · 87,777 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:23 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
Tax withholdingCommon Stock 46,715 $99.69 $4,657,018.35
Disclosure

SEC source: 0001127602-18-003010 · form4.xml · nonDerivative · entry 2

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,128,690

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:23 UTC
CHENAULT KENNETH IDirector · Chairman & CEO
GrantCommon Stock 87,777 $99.69 $8,750,489.13
Disclosure

SEC source: 0001127602-18-003010 · form4.xml · nonDerivative · entry 1

CHENAULT KENNETH I · CIK 0001180524 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,175,405

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:22 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 25,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003005 · form4.xml · derivative · entry 3

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,777

Underlying: Common Stock · 25,777 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:22 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
Tax withholdingCommon Stock 12,232 $99.69 $1,219,408.08
Disclosure

SEC source: 0001127602-18-003005 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,767.831

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:22 UTC
CAMPBELL JEFFREY CEVP, Chief Financial Officer
GrantCommon Stock 25,777 $99.69 $2,569,709.13
Disclosure

SEC source: 0001127602-18-003005 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,999.831

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:25 UTC
Fabara Paul DCRO & Pres., Glb Risk & Compl
Tax withholdingCommon Stock 2,707 $99.69 $269,860.83
Disclosure

SEC source: 0001127602-18-003012 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,732.533

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:25 UTC
Fabara Paul DCRO & Pres., Glb Risk & Compl
GrantCommon Stock 7,804 $99.69 $777,980.76
Disclosure

SEC source: 0001127602-18-003012 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · CRO & Pres., Glb Risk & Compl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,439.533

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:24 UTC
Cox L KevinChief Human Resources Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 12,222 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003011 · form4.xml · derivative · entry 6

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

Underlying: Common Stock · 12,222 shares

Expires 2025-01-26

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options become exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:24 UTC
Cox L KevinChief Human Resources Officer
Tax withholdingCommon Stock 4,514 $99.69 $450,000.66
Disclosure

SEC source: 0001127602-18-003011 · form4.xml · nonDerivative · entry 2

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,708

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:24 UTC
Cox L KevinChief Human Resources Officer
GrantCommon Stock 12,222 $99.69 $1,218,411.18
Disclosure

SEC source: 0001127602-18-003011 · form4.xml · nonDerivative · entry 1

Cox L Kevin · CIK 0001302528 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,222

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

F2 · balance_after: This balance reflects the prior transfer of shares from the reporting person's direct holdings to indirect holdings in the GRATs shown below.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:26 UTC
GORDON MARC DEVP, Chief Information Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 8,888 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003014 · form4.xml · derivative · entry 3

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,888

Underlying: Common Stock · 8,888 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:26 UTC
GORDON MARC DEVP, Chief Information Officer
Tax withholdingCommon Stock 3,431 $99.69 $342,036.39
Disclosure

SEC source: 0001127602-18-003014 · form4.xml · nonDerivative · entry 2

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,557.019

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:26 UTC
GORDON MARC DEVP, Chief Information Officer
GrantCommon Stock 8,888 $99.69 $886,044.72
Disclosure

SEC source: 0001127602-18-003014 · form4.xml · nonDerivative · entry 1

GORDON MARC D · CIK 0001202527 · EVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,988.019

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:28 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
GrantEmployee Stock Option (Right to Buy) · Derivative 6,666 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003017 · form4.xml · derivative · entry 4

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,666

Underlying: Common Stock · 6,666 shares

Expires 2025-01-26

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:28 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
Tax withholdingCommon Stock 2,587 $99.69 $257,898.03
Disclosure

SEC source: 0001127602-18-003017 · form4.xml · nonDerivative · entry 2

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,122.937

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:28 UTC
O'Neill Michael JohnEVP, Corp Affairs & Comm
GrantCommon Stock 6,666 $99.69 $664,533.54
Disclosure

SEC source: 0001127602-18-003017 · form4.xml · nonDerivative · entry 1

O'Neill Michael John · CIK 0001621075 · EVP, Corp Affairs & Comm

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,709.937

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:27 UTC
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
GrantEmployee Stock Option (Right to Buy) · Derivative 13,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003016 · form4.xml · derivative · entry 3

Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,777

Underlying: Common Stock · 13,777 shares

Expires 2025-01-26

F3 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:27 UTC
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
Tax withholdingCommon Stock 5,861 $99.69 $584,283.09
Disclosure

SEC source: 0001127602-18-003016 · form4.xml · nonDerivative · entry 2

Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,801

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:27 UTC
Gupta AshwiniPres, Crdt Risk/Glbl Info Mgt
GrantCommon Stock 13,777 $99.69 $1,373,429.13
Disclosure

SEC source: 0001127602-18-003016 · form4.xml · nonDerivative · entry 1

Gupta Ashwini · CIK 0001405635 · Pres, Crdt Risk/Glbl Info Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,662

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:29 UTC
Seeger LaureenEVP, General Counsel
GrantEmployee Stock Option (Right to Buy) · Derivative 17,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003020 · form4.xml · derivative · entry 3

Seeger Laureen · CIK 0001357325 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,777

Underlying: Common Stock · 17,777 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:29 UTC
Seeger LaureenEVP, General Counsel
Tax withholdingCommon Stock 7,983 $99.69 $795,825.27
Disclosure

SEC source: 0001127602-18-003020 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,111.91

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 26, 2018 Filed Jan 30, 2018 22:29 UTC
Seeger LaureenEVP, General Counsel
GrantCommon Stock 17,777 $99.69 $1,772,189.13
Disclosure

SEC source: 0001127602-18-003020 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,094.91

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

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January 26, 2018 Filed Jan 30, 2018 22:30 UTC
Sobbott SusanPres., Glbl Commercial Pymnts
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003022 · form4.xml · derivative · entry 5

Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires 2025-01-26

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

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January 26, 2018 Filed Jan 30, 2018 22:30 UTC
Sobbott SusanPres., Glbl Commercial Pymnts
Tax withholdingCommon Stock 2,775 $99.69 $276,639.75
Disclosure

SEC source: 0001127602-18-003022 · form4.xml · nonDerivative · entry 3

Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,689.9181

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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January 26, 2018 Filed Jan 30, 2018 22:30 UTC
Sobbott SusanPres., Glbl Commercial Pymnts
GrantCommon Stock 8,000 $99.69 $797,520.00
Disclosure

SEC source: 0001127602-18-003022 · form4.xml · nonDerivative · entry 2

Sobbott Susan · CIK 0001597001 · Pres., Glbl Commercial Pymnts

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,464.9181

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

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January 26, 2018 Filed Jan 30, 2018 22:32 UTC
Squeri Stephen JVice Chairman
GrantEmployee Stock Option (Right to Buy) · Derivative 27,777 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003024 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,777

Underlying: Common Stock · 27,777 shares

Expires 2025-01-26

F7 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

Read SEC document
January 26, 2018 Filed Jan 30, 2018 22:32 UTC
Squeri Stephen JVice Chairman
Tax withholdingCommon Stock 12,178 $99.69 $1,214,024.82
Disclosure

SEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,770.813

F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F4 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

F5 · balance_after: The reporting person's end of period holdings reflects a prior transfer of shares pursuant to a domestic relations order.

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January 26, 2018 Filed Jan 30, 2018 22:32 UTC
Squeri Stephen JVice Chairman
GrantCommon Stock 27,777 $99.69 $2,769,089.13
Disclosure

SEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,948.813

F2 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

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January 26, 2018 Filed Jan 30, 2018 22:32 UTC
Squeri Stephen JVice Chairman
GiftCommon Stock 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-003024 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,171.813

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

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January 26, 2018 Filed Jan 30, 2018 22:35 UTC
Zukauckas LindaEVP & Corporate Comptroller
Tax withholdingCommon Stock 2,677 $99.69 $266,870.13
Disclosure

SEC source: 0001127602-18-003027 · form4.xml · nonDerivative · entry 2

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,226

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

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January 26, 2018 Filed Jan 30, 2018 22:35 UTC
Zukauckas LindaEVP & Corporate Comptroller
GrantCommon Stock 6,903 $99.69 $688,160.07
Disclosure

SEC source: 0001127602-18-003027 · form4.xml · nonDerivative · entry 1

Zukauckas Linda · CIK 0001536491 · EVP & Corporate Comptroller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in January 2015 and have vested based on the Company's 2015-17 return on average equity performance.

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January 26, 2018 Filed Jan 30, 2018 22:33 UTC
Williams Anre DPres, Glb Mrch Srv & Loylt Grp
GrantEmployee Stock Option (Right to Buy) · Derivative 8,444 $0.00 Strike: $83.30 $0.00
Disclosure

SEC source: 0001127602-18-003025 · form4.xml · derivative · entry 4

Williams Anre D · CIK 0001303170 · Pres, Glb Mrch Srv & Loylt Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,444

Underlying: Common Stock · 8,444 shares

Expires 2025-01-26

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in January 2015. These options became exercisable on January 26, 2018 based on the Company's positive cumulative net income over the three year performance period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.