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NYSE · USD

AXP

AMERICAN EXPRESS CO

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Tapewire entity
2839
SEC CIK
0000004962
Parsed reports
2,010

Last 12 months

Inside the activity.

0 purchase rows · 16 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026010
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2019 Filed Aug 2, 2019 15:52 UTC
CAMPBELL JEFFREY CChief Financial Officer
SaleCommon Stock 3,386 $125.39 $424,570.54
Disclosure

SEC source: 0001127602-19-025780 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,233.583

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.96 to $125.94. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 15:52 UTC
CAMPBELL JEFFREY CChief Financial Officer
SaleCommon Stock 3,359 $124.32 $417,590.88
Disclosure

SEC source: 0001127602-19-025780 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,619.583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.95 to $124.93. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 14:30 UTC
Fabara Paul DPres., Global Services Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 11,018 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-025242 · form4.xml · derivative · entry 5

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,018 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 14:30 UTC
Fabara Paul DPres., Global Services Group
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,437 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-19-025242 · form4.xml · derivative · entry 4

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,437 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 14:30 UTC
Fabara Paul DPres., Global Services Group
SaleCommon Stock 15,455 $127.06 $1,963,712.30
Disclosure

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,493.71

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.89 to $127.25. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 14:30 UTC
Fabara Paul DPres., Global Services Group
Exercise / conversionCommon Stock 11,018 $55.09 $606,981.62
Disclosure

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,948.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 14:30 UTC
Fabara Paul DPres., Global Services Group
Exercise / conversionCommon Stock 4,437 $65.43 $290,312.91
Disclosure

SEC source: 0001127602-19-025242 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,930.71

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:56 UTC GrantShare Equivalent Units · Derivative 333.33 $123.75 $41,249.59
Disclosure

SEC source: 0001127602-19-023628 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,718.848

Underlying: Common Stock · 333.33 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 20:59 UTC GrantShare Equivalent Units · Derivative 323.23 $123.75 $39,999.71
Disclosure

SEC source: 0001127602-19-023639 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,776.929

Underlying: Common Stock · 323.23 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:03 UTC GrantShare Equivalent Units · Derivative 282.83 $123.75 $35,000.21
Disclosure

SEC source: 0001127602-19-023650 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,380.04

Underlying: Common Stock · 282.83 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:05 UTC GrantShare Equivalent Units · Derivative 242.42 $123.75 $29,999.48
Disclosure

SEC source: 0001127602-19-023657 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,093.669

Underlying: Common Stock · 242.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:07 UTC GrantShare Equivalent Units · Derivative 242.42 $123.75 $29,999.48
Disclosure

SEC source: 0001127602-19-023663 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,419.1157

Underlying: Common Stock · 242.42 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:10 UTC GrantShare Equivalent Units · Derivative 151.52 $123.75 $18,750.60
Disclosure

SEC source: 0001127602-19-023671 · form4.xml · derivative · entry 2

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,436.199

Underlying: Common Stock · 151.52 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F4 · shares: The reported Share Equivalent Units were acquired pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F5 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
June 30, 2019 Filed Jul 2, 2019 21:10 UTC GrantShare Equivalent Units · Derivative 313.13 $123.75 $38,749.84
Disclosure

SEC source: 0001127602-19-023671 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,284.679

Underlying: Common Stock · 313.13 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · shares: The reported Share Equivalent Units were acquired pursuant to the Directors' Deferred Compensation Plan and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

Read SEC document
June 13, 2019 Filed Jan 30, 2020 23:00 UTC
Buckminster Douglas E.Grp Pres, Glb Consumer Svcs
GiftCommon Stock 340 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-002772 · form4.xml · nonDerivative · entry 1

Buckminster Douglas E. · CIK 0001477675 · Grp Pres, Glb Consumer Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,183.971

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:01 UTC
CAMPBELL JEFFREY CChief Financial Officer
SaleCommon Stock 5,400 $123.06 $664,524.00
Disclosure

SEC source: 0001127602-19-021438 · form4.xml · nonDerivative · entry 2

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,978.583

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.69 to $123.37. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

Read SEC document
June 10, 2019 Filed Jun 12, 2019 17:01 UTC
CAMPBELL JEFFREY CChief Financial Officer
SaleCommon Stock 1,100 $122.28 $134,508.00
Disclosure

SEC source: 0001127602-19-021438 · form4.xml · nonDerivative · entry 1

CAMPBELL JEFFREY C · CIK 0001196907 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,378.583

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.65 to $122.58. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 06, 2019 Filed Oct 29, 2019 14:08 UTC
Pickett DenisePresident, Glbl Services Group
GiftCommon Stock 2,587 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-031195 · form4.xml · nonDerivative · entry 1

Pickett Denise · CIK 0001730101 · President, Glbl Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,787.58

F1 · price: The reported disposition represents a bona fide charitable gift made by the reporting person.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:06 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 4,519 $115.42 $521,582.98
Disclosure

SEC source: 0001127602-19-020836 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,295.813

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.92 to $115.81. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:06 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 10,481 $114.37 $1,198,711.97
Disclosure

SEC source: 0001127602-19-020836 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,814.813

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.92 to $114.91. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 29,381 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · derivative · entry 6

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,381 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 5,997 $118.59 $711,184.23
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · nonDerivative · entry 5

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,790.765

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.24 to $119.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 9,206 $119.72 $1,102,142.32
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · nonDerivative · entry 4

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,787.765

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.19 to $120.02. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 17,517 $119.70 $2,096,784.90
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · nonDerivative · entry 3

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,993.765

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.21 to $120.06. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
SaleCommon Stock 11,864 $118.56 $1,406,595.84
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · nonDerivative · entry 2

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,510.765

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.22 to $119.17. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 28, 2019 Filed May 30, 2019 19:09 UTC
Seeger LaureenChief Legal Officer
Exercise / conversionCommon Stock 29,381 $55.09 $1,618,599.29
Disclosure

SEC source: 0001127602-19-020229 · form4.xml · nonDerivative · entry 1

Seeger Laureen · CIK 0001357325 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,374.765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 18:33 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 68,312 $0.00 Strike: $55.09 $0.00
Disclosure

SEC source: 0001127602-19-019335 · form4.xml · derivative · entry 6

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 68,312 shares

Expires 2026-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 18:33 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 33,652 $0.00 Strike: $59.45 $0.00
Disclosure

SEC source: 0001127602-19-019335 · form4.xml · derivative · entry 5

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,652 shares

Expires 2023-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 18:33 UTC
Squeri Stephen JDirector · Chairman and CEO
SaleCommon Stock 101,964 $119.95 $12,230,581.80
Disclosure

SEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 3

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,295.813

F1 · kind: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.59 to $120.21. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
May 20, 2019 Filed May 21, 2019 18:33 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 68,312 $55.09 $3,763,308.08
Disclosure

SEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 2

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,259.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 21, 2019 18:33 UTC
Squeri Stephen JDirector · Chairman and CEO
Exercise / conversionCommon Stock 33,652 $59.45 $2,000,611.40
Disclosure

SEC source: 0001127602-19-019335 · form4.xml · nonDerivative · entry 1

Squeri Stephen J · CIK 0001326109 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,947.813

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:36 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017872 · form4.xml · derivative · entry 1

LEAVITT MICHAEL O · CIK 0001536118 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,046.517

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:37 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017873 · form4.xml · derivative · entry 1

WILLIAMS RONALD A · CIK 0001185243 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,753.919

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:38 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017874 · form4.xml · derivative · entry 1

BARSHEFSKY CHARLENE · CIK 0001145766 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,097.73

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:40 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017875 · form4.xml · derivative · entry 1

Young Christopher David · CIK 0001647655 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,840.74

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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May 07, 2019 Filed May 9, 2019 18:41 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017876 · form4.xml · derivative · entry 1

de la Vega Ralph · CIK 0001673095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,185.716

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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May 07, 2019 Filed May 9, 2019 18:45 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017878 · form4.xml · derivative · entry 1

Lauvergeon Anne · CIK 0001570677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,106.1527

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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May 07, 2019 Filed May 9, 2019 18:46 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017879 · form4.xml · derivative · entry 1

VASELLA DANIEL · CIK 0001189152 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,365.74

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:50 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017880 · form4.xml · derivative · entry 1

CHERNIN PETER · CIK 0001197957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,236.73

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:52 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017882 · form4.xml · derivative · entry 1

Leonsis Theodore · CIK 0001452645 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,728.73

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

Read SEC document
May 07, 2019 Filed May 9, 2019 18:54 UTC GrantShare Equivalent Units · Derivative 1,648.73 $115.24 $189,999.65
Disclosure

SEC source: 0001127602-19-017883 · form4.xml · derivative · entry 1

Brennan John Joseph · CIK 0001485472 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,360.13

Underlying: Common Stock · 1,648.73 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Share Equivalent Unit reflects the value of one common share.

F2 · kind: The reported Share Equivalent Units were awarded pursuant to the Company's 2003 Share Equivalent Unit Plan for Directors and will be settled in cash following termination of service as a Director.

F3 · derivative.exercise_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F3 · derivative.expiration_date: The Share Equivalent Units are convertible immediately and have no expiration date.

F4 · balance_after: Includes Share Equivalent Units acquired pursuant to a dividend reinvestment feature of the Directors' Deferred Compensation Plan and/or the 2003 Share Equivalent Unit Plan for Directors.

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April 29, 2019 Filed Apr 29, 2019 21:24 UTC
Pickett DenisePresident, GRBC and CRO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $65.43 Strike: $65.43 $654,300.00
Disclosure

SEC source: 0001127602-19-016502 · form4.xml · derivative · entry 5

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

F6 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.

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April 29, 2019 Filed May 1, 2019 20:56 UTC
Petrino RichardEVP - Corporate Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 8,000 $65.43 Strike: $65.43 $523,440.00
Disclosure

SEC source: 0001127602-19-016746 · form4.xml · derivative · entry 1

Petrino Richard · CIK 0001736600 · EVP - Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,000

Underlying: Common Stock · 8,000 shares

Expires 2026-04-29

F1 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.

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April 29, 2019 Filed May 1, 2019 20:58 UTC
Fabara Paul DPres., Global Services Group
GrantEmployee Stock Option (Right to Buy) · Derivative 4,437 $65.43 Strike: $65.43 $290,312.91
Disclosure

SEC source: 0001127602-19-016750 · form4.xml · derivative · entry 3

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Underlying: Common Stock · 4,437 shares

Expires 2026-04-29

F4 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reporting person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.

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April 29, 2019 Filed May 1, 2019 20:58 UTC
Fabara Paul DPres., Global Services Group
Tax withholdingCommon Stock 2,186 $117.60 $257,073.60
Disclosure

SEC source: 0001127602-19-016750 · form4.xml · nonDerivative · entry 2

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,397.226

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 29, 2019 Filed May 1, 2019 20:58 UTC
Fabara Paul DPres., Global Services Group
GrantCommon Stock 4,437 $117.60 $521,791.20
Disclosure

SEC source: 0001127602-19-016750 · form4.xml · nonDerivative · entry 1

Fabara Paul D · CIK 0001646987 · Pres., Global Services Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,583.226

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2016 and have vested based on the Company's 2016-18 return on average equity performance.

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April 29, 2019 Filed May 1, 2019 21:04 UTC
Rutledge ElizabethChief Marketing Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $65.43 Strike: $65.43 $654,300.00
Disclosure

SEC source: 0001127602-19-016756 · form4.xml · derivative · entry 4

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 10,000 shares

Expires 2026-04-29

F5 · kind: The reported acquisition represents the vesting of Stock Options that were granted to the reported person in April 2016. These options became exercisable on April 29, 2019 based on the Company's positive cumulative net income over the three-year performance period.

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April 29, 2019 Filed May 1, 2019 21:04 UTC
Rutledge ElizabethChief Marketing Officer
Tax withholdingCommon Stock 1,198 $117.60 $140,884.80
Disclosure

SEC source: 0001127602-19-016756 · form4.xml · nonDerivative · entry 2

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,661.568

F2 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.

F3 · balance_after: Includes shares acquired pursuant to dividend reinvestment.

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April 29, 2019 Filed May 1, 2019 21:04 UTC
Rutledge ElizabethChief Marketing Officer
GrantCommon Stock 2,445 $117.60 $287,532.00
Disclosure

SEC source: 0001127602-19-016756 · form4.xml · nonDerivative · entry 1

Rutledge Elizabeth · CIK 0001730107 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,859.568

F1 · kind: Represents shares acquired pursuant to vesting of Restricted Stock Units that were granted to the reporting person in April 2016 and have vested based on the Company's 2016-18 return on average equity performance.

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April 25, 2019 Filed Apr 29, 2019 21:24 UTC
Pickett DenisePresident, GRBC and CRO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $65.43 $0.00
Disclosure

SEC source: 0001127602-19-016502 · form4.xml · derivative · entry 4

Pickett Denise · CIK 0001730101 · President, GRBC and CRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 20,000 shares

Expires 2026-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: These options became exercisable on April 29, 2018 based on the Company's positive cumulative net income over the two-year performance period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.