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Nasdaq · USD

AXON

AXON ENTERPRISE, INC.

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Tapewire entity
567
SEC CIK
0001069183
Parsed reports
556

Last 12 months

Inside the activity.

0 purchase rows · 281 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025027
Dec 2025028
Jan 2026014
Feb 202604
Mar 2026052
Apr 202600
May 202601
Jun 2026034
Jul 2026026
Aug 2026083
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2019 Filed Jun 3, 2019 22:16 UTC
Partovi HadiDirector
GrantCommon Stock 2,396 $66.78 $160,004.88
Disclosure

SEC source: 0001069183-19-000087 · wf-form4_155960019701241.xml · nonDerivative · entry 1

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,586

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 31, 2020.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 22:15 UTC GrantCommon Stock 2,396 $66.78 $160,004.88
Disclosure

SEC source: 0001069183-19-000085 · wf-form4_155960013060973.xml · nonDerivative · entry 1

Taylor Bret Steven · CIK 0001610312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,867

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 31, 2020.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 22:15 UTC GrantCommon Stock 2,396 $66.78 $160,004.88
Disclosure

SEC source: 0001069183-19-000084 · wf-form4_155960009745836.xml · nonDerivative · entry 1

MCBRADY MATTHEW R · CIK 0001259144 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,686

F1 · shares: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on May 31, 2020.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 22:19 UTC SaleCommon Stock 27,935 $68.00 $1,899,580.00
Disclosure

SEC source: 0001069183-19-000091 · wf-form4_155960033546815.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,712

F1 · price: The transaction was executed in multiple trades at prices ranging from $68.00 to $68.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 20, 2019 Filed May 22, 2019 20:42 UTC
KROLL MARK WDirector
GiftCommon Stock 952 $0.00 $0.00
Disclosure

SEC source: 0001069183-19-000072 · wf-form4_155855772231354.xml · nonDerivative · entry 1

KROLL MARK W · CIK 0001259254 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,265

Read SEC document
May 14, 2019 Filed May 15, 2019 00:02 UTC
Partovi HadiDirector
SaleCommon Stock 70,000 $66.16 $4,631,018.00
Disclosure

SEC source: 0001069183-19-000070 · wf-form4_155787851501097.xml · nonDerivative · entry 1

Partovi Hadi · CIK 0001495865 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,190

F1 · price: The transaction was executed in multiple trades at prices ranging from $66.13 to $66.45. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 14, 2019 Filed May 15, 2019 00:01 UTC
Isner JoshuaChief Revenue Officer
SaleCommon Stock 14,800 $65.00 $962,000.00
Disclosure

SEC source: 0001069183-19-000069 · wf-form4_155787848529296.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,233

Read SEC document
May 01, 2019 Filed May 2, 2019 00:23 UTC SaleCommon Stock 1,000 $63.83 $63,830.00
Disclosure

SEC source: 0001069183-19-000060 · wf-form4_155675657279746.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,261

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 21:05 UTC SaleCommon Stock 2,000 $60.00 $120,000.00
Disclosure

SEC source: 0001069183-19-000054 · wf-form4_155475749202875.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,261

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
April 03, 2019 Filed Apr 5, 2019 23:15 UTC
Ahsan Jawad AChief Financial Officer
Tax withholdingCommon Stock 4,655 $55.38 $257,793.90
Disclosure

SEC source: 0001069183-19-000052 · wf-form4_155450611247234.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,089

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability related to the vesting of restricted stock units.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 23:16 UTC
Isner JoshuaChief Revenue Officer
SaleCommon Stock 1,000 $47.85 $47,847.00
Disclosure

SEC source: 0001069183-19-000044 · wf-form4_155260536697964.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,033

Read SEC document
March 14, 2019 Filed Mar 14, 2019 23:16 UTC Exercise / conversionDirector Stock Option · Derivative 23,810 $0.00 Strike: $4.20 $0.00
Disclosure

SEC source: 0001069183-19-000045 · wf-form4_155260540497915.xml · derivative · entry 3

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 23,810 shares

Expires 2019-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 23:16 UTC SaleCommon Stock 23,810 $47.76 $1,137,087.03
Disclosure

SEC source: 0001069183-19-000045 · wf-form4_155260540497915.xml · nonDerivative · entry 2

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,647

F1 · price: The transaction was executed in multiple trades at prices ranging from $47.74 to $47.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 14, 2019 Filed Mar 14, 2019 23:16 UTC Exercise / conversionCommon Stock 23,810 $4.20 $100,002.00
Disclosure

SEC source: 0001069183-19-000045 · wf-form4_155260540497915.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,457

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 00:33 UTC
SMITH PATRICK WDirector · Chief Executive Officer
SaleCommon Stock 22,714 $51.39 $1,167,227.03
Disclosure

SEC source: 0001069183-19-000038 · wf-form4_155191879212686.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 735,483

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F3 · price: The transaction was executed in multiple trades at prices ranging from $51.19 to $51.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 00:32 UTC
Larson LukePresident
SaleCommon Stock 11,972 $51.39 $615,217.14
Disclosure

SEC source: 0001069183-19-000037 · wf-form4_155191875037871.xml · nonDerivative · entry 3

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,157

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F4 · price: The transaction was executed in multiple trades at prices ranging from $51.19 to $51.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 00:32 UTC
Isner JoshuaChief Revenue Officer
SaleCommon Stock 5,592 $51.39 $287,361.70
Disclosure

SEC source: 0001069183-19-000036 · wf-form4_155191871349793.xml · nonDerivative · entry 2

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,033

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F3 · price: The transaction was executed in multiple trades at prices ranging from $51.19 to $51.61. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 04, 2019 Filed Mar 7, 2019 00:32 UTC
Larson LukePresident
SaleCommon Stock 18,981 $51.17 $971,197.03
Disclosure

SEC source: 0001069183-19-000037 · wf-form4_155191875037871.xml · nonDerivative · entry 2

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,129

F3 · price: This transaction was executed in multiple trades at prices ranging from $51.11 to $51.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 00:33 UTC
SMITH PATRICK WDirector · Chief Executive Officer
SaleCommon Stock 9,021 $53.53 $482,859.85
Disclosure

SEC source: 0001069183-19-000038 · wf-form4_155191879212686.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,197

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades at prices ranging from $53.24 to $53.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 00:32 UTC
Larson LukePresident
SaleCommon Stock 5,342 $53.53 $285,936.96
Disclosure

SEC source: 0001069183-19-000037 · wf-form4_155191875037871.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,110

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades at prices ranging from $53.24 to $53.77. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 01, 2019 Filed Mar 7, 2019 00:32 UTC
Isner JoshuaChief Revenue Officer
SaleCommon Stock 631 $53.53 $33,775.03
Disclosure

SEC source: 0001069183-19-000036 · wf-form4_155191871349793.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,625

F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units.

F2 · price: The transaction was executed in multiple trades at prices ranging from $53.24 to $53.77. The price reported above reflects the weighted average sales price.The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:22 UTC SaleCommon Stock 3,000 $60.00 $180,000.00
Disclosure

SEC source: 0001069183-19-000021 · wf-form4_155130252480884.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,261

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:02 UTC
SMITH PATRICK WDirector · Chief Executive Officer
GrantCommon Stock 48,359 $60.22 $2,912,178.98
Disclosure

SEC source: 0001069183-19-000029 · wf-form4_155140213180817.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,319

F2 · kind: Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:01 UTC
Larson LukePresident
GrantCommon Stock 25,452 $60.22 $1,532,719.44
Disclosure

SEC source: 0001069183-19-000028 · wf-form4_155140209863671.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,769

F1 · kind: Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date.

Read SEC document
February 26, 2019 Filed Mar 1, 2019 01:01 UTC
Isner JoshuaChief Revenue Officer
GrantCommon Stock 10,180 $60.22 $613,039.60
Disclosure

SEC source: 0001069183-19-000027 · wf-form4_155140206603903.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,382

F1 · kind: Award represents performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. The award vested on February 28, 2019.

Read SEC document
February 26, 2019 Filed Mar 7, 2019 00:35 UTC Amendment
Larson LukePresident
GrantCommon Stock 30,135 $60.22 $1,814,729.70
Disclosure

SEC source: 0001069183-19-000041 · wf-form4a_155191890738620.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,452

F1 · kind: Award represents performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. The award vested on February 28, 2019. Share amounts amended to reflect actual performance attainment.

Read SEC document
February 26, 2019 Filed Mar 7, 2019 00:34 UTC Amendment
Isner JoshuaChief Revenue Officer
GrantCommon Stock 12,054 $60.22 $725,891.88
Disclosure

SEC source: 0001069183-19-000040 · wf-form4a_155191887128950.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,256

F1 · kind: Award represents performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. The award vested on February 28, 2019. Share amounts amended to reflect actual performance attainment.

Read SEC document
February 26, 2019 Filed Mar 7, 2019 00:34 UTC Amendment
SMITH PATRICK WDirector · Chief Executive Officer
GrantCommon Stock 57,258 $60.22 $3,448,076.76
Disclosure

SEC source: 0001069183-19-000039 · wf-form4a_155191883366732.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 767,218

F1 · kind: Award represents performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. The award vested on February 28, 2019. Share amounts amended to reflect actual performance attainment.

Read SEC document
February 15, 2019 Filed Mar 1, 2019 01:02 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Tax withholdingCommon Stock 9,343 $55.43 $517,882.49
Disclosure

SEC source: 0001069183-19-000029 · wf-form4_155140213180817.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,960

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the disbursement of a non-qualified deferred compensation account.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:15 UTC
Isner JoshuaChief Revenue Officer
GrantCommon Stock 2,772 $45.11 $125,044.92
Disclosure

SEC source: 0001069183-19-000008 · wf-form4_154664010270578.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,202

F1 · kind: Time-based restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2018 Stock Incentive Plan. The grant is scheduled to vest on January 2, 2022.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:09 UTC
Ahsan Jawad AChief Financial Officer
GrantCommon Stock 11,085 $45.11 $500,044.35
Disclosure

SEC source: 0001069183-19-000007 · wf-form4_154663973164931.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,744

F1 · kind: Time-based restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2018 Stock Incentive Plan. The grant is scheduled to vest on January 2, 2022.

Read SEC document
January 02, 2019 Filed Jan 4, 2019 22:08 UTC
Larson LukePresident
GrantCommon Stock 12,747 $45.11 $575,017.17
Disclosure

SEC source: 0001069183-19-000006 · wf-form4_154663969311097.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,317

F1 · kind: Time-based restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2018 Stock Incentive Plan. The grant is scheduled to vest on January 2, 2022.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 200,000 $4.75 Strike: $4.75 $950,000.00
Disclosure

SEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · derivative · entry 5

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 200,000 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option · Derivative 18,397 $4.75 Strike: $4.75 $87,385.75
Disclosure

SEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · derivative · entry 4

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,397 shares

Expires 2018-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
SaleCommon Stock 107,000 $42.27 $4,522,890.00
Disclosure

SEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 3

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 725,520

F2 · kind: Securities disposed represent securities sold to settle the reporting person's tax liability and exercise price of the option exercise.

F3 · price: The transaction was executed in multiple trades at prices ranging from $40.15 to $45.34. The price reported above reflects the weighted average sale price.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 200,000 $4.75 $950,000.00
Disclosure

SEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 2

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
December 20, 2018 Filed Dec 21, 2018 23:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Exercise / conversionCommon Stock 18,397 $4.75 $87,385.75
Disclosure

SEC source: 0001069183-18-000141 · wf-form4_154543465057594.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option exercise was executed pursuant to a filed Rule 10b5-1 plan.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:24 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Tax withholdingCommon Stock 3,949 $44.65 $176,322.85
Disclosure

SEC source: 0001069183-18-000129 · wf-form4_154516825663788.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,123

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:23 UTC
Larson LukePresident
Tax withholdingCommon Stock 9,538 $44.65 $425,871.70
Disclosure

SEC source: 0001069183-18-000128 · wf-form4_154516822075119.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,570

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 21:23 UTC
Isner JoshuaChief Revenue Officer
Tax withholdingCommon Stock 5,050 $44.65 $225,482.50
Disclosure

SEC source: 0001069183-18-000127 · wf-form4_154516818327228.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,430

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 00:36 UTC
Ahsan Jawad AChief Financial Officer
Tax withholdingCommon Stock 1,497 $43.64 $65,329.08
Disclosure

SEC source: 0001069183-18-000121 · wf-form4_154414297963135.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,659

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 00:36 UTC
SMITH PATRICK WDirector · Chief Executive Officer
Tax withholdingCommon Stock 1,164 $43.64 $50,796.96
Disclosure

SEC source: 0001069183-18-000120 · wf-form4_154414295459491.xml · nonDerivative · entry 1

SMITH PATRICK W · CIK 0001167028 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,072

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

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December 04, 2018 Filed Dec 7, 2018 00:35 UTC
Larson LukePresident
Tax withholdingCommon Stock 873 $43.64 $38,097.72
Disclosure

SEC source: 0001069183-18-000119 · wf-form4_154414292899933.xml · nonDerivative · entry 1

Larson Luke · CIK 0001621070 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,108

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

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December 04, 2018 Filed Dec 7, 2018 00:35 UTC
Isner JoshuaChief Revenue Officer
Tax withholdingCommon Stock 582 $43.64 $25,398.48
Disclosure

SEC source: 0001069183-18-000118 · wf-form4_154414290320804.xml · nonDerivative · entry 1

Isner Joshua · CIK 0001648518 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,480

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

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December 04, 2018 Filed Dec 7, 2018 00:34 UTC
KLINT DOUGLAS ECorporate Secretary
Tax withholdingCommon Stock 1,123 $43.64 $49,007.72
Disclosure

SEC source: 0001069183-18-000117 · wf-form4_154414287840066.xml · nonDerivative · entry 1

KLINT DOUGLAS E · CIK 0001211672 · Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,218

F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.

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November 12, 2018 Filed Nov 13, 2018 16:16 UTC
Ahsan Jawad AChief Financial Officer
PurchaseCommon Stock 2,000 $49.73 $99,455.00
Disclosure

SEC source: 0001069183-18-000116 · wf-form4_154212580097120.xml · nonDerivative · entry 1

Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,156

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November 01, 2018 Filed Nov 2, 2018 00:52 UTC SaleCommon Stock 1,000 $62.09 $62,090.00
Disclosure

SEC source: 0001069183-18-000108 · wf-form4_154111996279489.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,261

F1 · kind: This sale was executed pursuant to a filed Rule 10b5-1 plan.

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October 31, 2018 Filed Nov 2, 2018 00:53 UTC GrantCommon Stock 1,000 $61.72 $61,720.00
Disclosure

SEC source: 0001069183-18-000109 · wf-form4_154111999944135.xml · nonDerivative · entry 1

Carmona Richard H · CIK 0001389349 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,647

F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2018 Stock Incentive Plan. The grant is scheduled to vest in one installment on October 31, 2019.

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October 01, 2018 Filed Oct 1, 2018 21:13 UTC SaleCommon Stock 1,000 $68.61 $68,610.00
Disclosure

SEC source: 0001069183-18-000102 · wf-form4_153842837441428.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,261

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.

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September 04, 2018 Filed Sep 4, 2018 20:29 UTC SaleCommon Stock 1,000 $68.00 $68,000.00
Disclosure

SEC source: 0001069183-18-000094 · wf-form4_153609294086136.xml · nonDerivative · entry 1

GARNREITER MICHAEL · CIK 0001207669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,261

F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed 10b5-1 plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.