Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | CHIEF FINANCIAL OFFICER | April 05, 2022 | April 06, 2022 |
| FARO TECHNOLOGIES INCFARO · Entity 77350 | Director | May 26, 2023 | May 31, 2023 |
| Offerpad Solutions Inc.OPAD · Entity 7642 | Chief Financial Officer | July 10, 2023 | July 10, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date April 05, 2022 · Filed April 06, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 360,019 |
Reported balance
After 2022-04-05 transaction · row 1
1 source rowRow 1 · 2022-04-05 · Sale · Disposed 4,840 · Balance 360,019 F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
FARO TECHNOLOGIES INC
Report date May 26, 2023 · Filed May 31, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,992 |
Reported balance
After 2023-05-26 transaction · row 1
1 source rowRow 1 · 2023-05-26 · Grant · Acquired 11,544 · Balance 14,992 F1: The reported shares are represented by restricted stock units, or RSUs, all of which vest on the day prior to the date of the Issuer's next annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported shares are represented by restricted stock units, or RSUs, all of which vest on the day prior to the date of the Issuer's next annual meeting of stockholders.
Offerpad Solutions Inc.
Report date July 10, 2023 · Filed July 10, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 136,111 |
Reported balance
After 2023-07-10 transaction · row 1
1 source rowRow 1 · 2023-07-10 · Grant · Acquired 136,111 · Balance 136,111 F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Offerpad Solutions Inc. (the "Issuer") Class A common stock. The RSUs vest in three equal annual installments beginning on July 10, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Offerpad Solutions Inc. (the "Issuer") Class A common stock. The RSUs vest in three equal annual installments beginning on July 10, 2024.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
STORE CAPITAL Corp
Report date February 03, 2023 · Filed February 03, 2023
Section 16 reporting ended · disclosed 2023-02-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-02-03 transaction · row 1
1 source rowRow 1 · 2023-02-03 · Disposition to issuer · Disposed 6,096 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated September 15, 2022, by and among Issuer, Ivory Parent, LLC ("Parent") and Ivory REIT, LLC, a wholly owned subsidiary of Parent ("Acquisition Sub"), on February 3, 2023 ("Closing Date"), Issuer merged with and into the Acquisition Sub ("Merger"), with Acquisition Sub continuing as the surviving corporation and a wholly owned subsidiary of Parent. Parent and Acquisition Sub are affiliates of GIC and Oak Street Real Estate Capital. In connection with the Merger, these shares were cancelled and converted into the right to receive $32.25 in cash, without interest, per share, subject to terms and conditions of the Merger Agreement (the "Merger Consideration"). Immediately prior to the Merger, any outstanding restricted shares became fully vested and subject to the right to receive an amount in cash equal to the Merger Consideration, less any applicable withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated September 15, 2022, by and among Issuer, Ivory Parent, LLC ("Parent") and Ivory REIT, LLC, a wholly owned subsidiary of Parent ("Acquisition Sub"), on February 3, 2023 ("Closing Date"), Issuer merged with and into the Acquisition Sub ("Merger"), with Acquisition Sub continuing as the surviving corporation and a wholly owned subsidiary of Parent. Parent and Acquisition Sub are affiliates of GIC and Oak Street Real Estate Capital. In connection with the Merger, these shares were cancelled and converted into the right to receive $32.25 in cash, without interest, per share, subject to terms and conditions of the Merger Agreement (the "Merger Consideration"). Immediately prior to the Merger, any outstanding restricted shares became fully vested and subject to the right to receive an amount in cash equal to the Merger Consideration, less any applicable withholding taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 10, 2023 Filed Jul 10, 2023 17:35 UTC | Offerpad Solutions Inc. OPAD · Entity 7642 | GrantClass A Common Stock | 136,111 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-23-032410 · ownership.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 136,111 F1 · shares: Consists of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Offerpad Solutions Inc. (the "Issuer") Class A common stock. The RSUs vest in three equal annual installments beginning on July 10, 2024. Read SEC document |
| May 26, 2023 Filed May 31, 2023 19:48 UTC | FARO TECHNOLOGIES INC FARO · Entity 77350 | GrantCommon Stock | 11,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-020389 · wk-form4_1685576889.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,992 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, all of which vest on the day prior to the date of the Issuer's next annual meeting of stockholders. Read SEC document |
| February 03, 2023 Filed Feb 3, 2023 21:49 UTC | STORE CAPITAL Corp STOR · Entity 117285 | Disposition to issuerCommon Stock | 6,096 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-006947 · doc4.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger ("Merger Agreement") dated September 15, 2022, by and among Issuer, Ivory Parent, LLC ("Parent") and Ivory REIT, LLC, a wholly owned subsidiary of Parent ("Acquisition Sub"), on February 3, 2023 ("Closing Date"), Issuer merged with and into the Acquisition Sub ("Merger"), with Acquisition Sub continuing as the surviving corporation and a wholly owned subsidiary of Parent. Parent and Acquisition Sub are affiliates of GIC and Oak Street Real Estate Capital. In connection with the Merger, these shares were cancelled and converted into the right to receive $32.25 in cash, without interest, per share, subject to terms and conditions of the Merger Agreement (the "Merger Consideration"). Immediately prior to the Merger, any outstanding restricted shares became fully vested and subject to the right to receive an amount in cash equal to the Merger Consideration, less any applicable withholding taxes. Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 17:25 UTC | FARO TECHNOLOGIES INC FARO · Entity 77350 | GrantCommon Stock | 3,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-002091 · wf-form4_167537670362340.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,448 F1 · shares: The reported shares are represented by restricted stock units, or RSUs, all of which vest on February 1, 2026. Read SEC document |
| May 26, 2022 Filed Jun 1, 2022 00:20 UTC | STORE CAPITAL Corp STOR · Entity 117285 | GrantCommon Stock | 4,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032996 · doc4.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,096 F1 · shares: These shares will vest in full upon the annual meeting of the Issuer's stockholders to be held in 2023. Read SEC document |
| April 05, 2022 Filed Apr 6, 2022 00:48 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,840 | $141.17 | $683,262.80 |
DisclosureSEC source: 0001415889-22-003888 · form4-04052022_050422.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,019 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| February 17, 2022 Filed Feb 23, 2022 01:04 UTC | STORE CAPITAL Corp STOR · Entity 117285 | GrantCommon Stock | 1,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-011975 · doc4.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,234 F1 · shares: These shares will vest in full upon the annual meeting of the Issuer's stockholders to be held in 2022. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,999 | $156.60 | $782,843.40 |
DisclosureSEC source: 0001415889-22-000305 · form4-01042022_060149.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 364,859 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 6,778 | $147.54 | $1,000,026.12 |
DisclosureSEC source: 0001415889-21-006091 · form4-12172021_041250.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,858 F2 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on January 3, 2023 and the remaining one third will vest on December 15, 2023. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 00:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 6,778 | $147.54 | $1,000,026.12 |
DisclosureSEC source: 0001415889-21-006091 · form4-12172021_041250.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,080 F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on January 3, 2023. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 6,276 | $159.36 | $1,000,143.36 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 6 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,302 F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 9,413 | $159.36 | $1,500,055.68 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 5 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,026 F4 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 22,149 | $159.36 | $3,529,664.64 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 4 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,613 F3 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 49,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,762 F2 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 19 | $165.79 | $3,150.01 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,879 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:27 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 592 | $162.81 | $96,383.52 |
DisclosureSEC source: 0001415889-21-005705 · form4-12032021_051232.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,898 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 110,870 | $181.15 | $20,084,100.50 |
DisclosureSEC source: 0001415889-21-004321 · form4-09092021_060949.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,490 F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 01:56 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 249,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004321 · form4-09092021_060949.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424,360 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. Read SEC document |
| June 25, 2021 Filed Jun 28, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,000 | $170.25 | $851,249.00 |
DisclosureSEC source: 0001415889-21-003247 · form4-06282021_040601.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,945 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,449 | $127.11 | $311,287.49 |
DisclosureSEC source: 0001415889-21-002608 · form4-05202021_040517.xml · nonDerivative · entry 4 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,945 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $127.10 to $127.15. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 700 | $126.21 | $88,345.04 |
DisclosureSEC source: 0001415889-21-002608 · form4-05202021_040517.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,394 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $126.11 to $126.47. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 22,055 | $125.32 | $2,763,972.30 |
DisclosureSEC source: 0001415889-21-002608 · form4-05202021_040517.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,094 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $125.00 to $125.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 20,745 | $124.48 | $2,582,379.09 |
DisclosureSEC source: 0001415889-21-002608 · form4-05202021_040517.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,149 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $124.00 to $124.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 18, 2021 16:14 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 99,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002523 · form4-05182021_090520.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,894 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the second and third tranches of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on May 17, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are being sold or made available to sell to cover taxes. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 726 | $147.62 | $107,175.17 |
DisclosureSEC source: 0001415889-21-001947 · form4-04082021_040401.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,127 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $147.33 to $147.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,346 | $146.73 | $490,971.96 |
DisclosureSEC source: 0001415889-21-001947 · form4-04082021_040401.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,853 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $146.36 to $147.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 06, 2021 Filed Apr 8, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 372 | $145.82 | $54,243.92 |
DisclosureSEC source: 0001415889-21-001947 · form4-04082021_040401.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,199 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $145.30 to $146.29. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 910 | $152.56 | $138,829.60 |
DisclosureSEC source: 0001415889-21-001515 · form4-03162021_080301.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,571 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the first tranche of the XSPP (eXponential Stock Performance Plan). The remainder of the units are subject to a 2.5 year minimum holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $152.53 to $152.69. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 12, 2021 Filed Mar 17, 2021 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 19,290 | $152.09 | $2,933,816.10 |
DisclosureSEC source: 0001415889-21-001515 · form4-03162021_080301.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,481 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the first tranche of the XSPP (eXponential Stock Performance Plan). The remainder of the units are subject to a 2.5 year minimum holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $151.51 to $152.45. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 02:03 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 49,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001443 · form4-03102021_060319.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,771 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the first tranche of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on March 8, 2021. The units are subject to a 2.5 year minimum holding period, excluding units sold or made available to sell to cover taxes. F2 · balance_after: Due to an administrative filing error, the number of securities reported by the reporting person as beneficially owned in prior Form 4 filings following the reported transactions in those filings was incorrect. The number of shares reported in Column 5 of this Form 4 following the reported transactions has been increased by 2,895 shares to reflect the reporting person's corrected number of shares beneficially owned following the reported transactions. The transaction codes and number of shares previously reported as acquired and disposed by the reporting person in prior Form 4 filings were correct as reflected in the prior filings. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,895 | $168.19 | $486,902.23 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 8 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,515 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F9 · price: The transaction was executed in multiple trades at prices ranging from $167.88 to $168.72. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 414 | $171.51 | $71,005.14 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 7 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,410 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F8 · price: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 471 | $170.53 | $80,319.54 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 6 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,824 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F7 · price: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.73. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,467 | $169.31 | $248,382.61 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 5 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,295 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $168.86 to $169.85. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,182 | $167.35 | $532,513.43 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 4 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,762 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $166.82 to $167.745. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,846 | $166.03 | $1,302,670.60 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,839 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $165.67 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,990 | $165.19 | $1,154,667.62 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,685 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,443 | $164.23 | $401,213.89 |
DisclosureSEC source: 0001415889-21-001339 · form4-03042021_040301.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,675 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $163.665 to $164.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 25, 2021 Filed Feb 26, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 64,270 | $159.90 | $10,276,773.00 |
DisclosureSEC source: 0001415889-21-000994 · form4-02262021_040208.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,118 F1 · kind: The transaction consists of performance-based restricted stock units for which the performance conditions were determined to have been met on the transaction date. The units vest on March 1, 2021. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 155 | $124.86 | $19,353.30 |
DisclosureSEC source: 0001415889-20-002867 · form4-12092020_041214.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,326 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 928 | $124.20 | $115,257.60 |
DisclosureSEC source: 0001415889-20-002867 · form4-12092020_041214.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,481 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $123.76 to $124.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 07, 2020 Filed Dec 9, 2020 21:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 1,407 | $123.11 | $173,215.77 |
DisclosureSEC source: 0001415889-20-002867 · form4-12092020_041214.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,409 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $122.72 to $123.70. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 30, 2020 Filed Dec 1, 2020 21:31 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | GrantCommon Stock | 3,979 | $125.69 | $500,120.51 |
DisclosureSEC source: 0001415889-20-002739 · form4-12012020_041212.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,816 F1 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on November 30, 2021. Read SEC document |
| October 15, 2020 Filed Oct 16, 2020 21:07 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 5,185 | $106.00 | $549,610.00 |
DisclosureSEC source: 0001415889-20-002471 · form4-10162020_021034.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,837 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:30 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 15,419 | $101.00 | $1,557,319.00 |
DisclosureSEC source: 0001415889-20-001544 · form4-06102020_040606.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,022 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:40 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 2,316 | $66.71 | $154,500.36 |
DisclosureSEC source: 0001069183-20-000047 · wf-form4_158629200515994.xml · nonDerivative · entry 3 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,441 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $66.15 to $67.14. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:40 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 1,619 | $65.40 | $105,874.51 |
DisclosureSEC source: 0001069183-20-000047 · wf-form4_158629200515994.xml · nonDerivative · entry 2 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,757 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $65.085 to $65.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 06, 2020 Filed Apr 7, 2020 20:40 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 1,065 | $64.25 | $68,423.06 |
DisclosureSEC source: 0001069183-20-000047 · wf-form4_158629200515994.xml · nonDerivative · entry 1 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,376 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $63.92 to $64.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:05 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 140 | $83.28 | $11,658.50 |
DisclosureSEC source: 0001069183-20-000033 · wf-form4_158336673543164.xml · nonDerivative · entry 6 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,441 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 00:05 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 895 | $82.17 | $73,542.15 |
DisclosureSEC source: 0001069183-20-000033 · wf-form4_158336673543164.xml · nonDerivative · entry 5 Ahsan Jawad A · CIK 0001702677 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,581 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $81.8 to $82.7. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.