Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | PRESIDENT | December 27, 2022 | December 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date December 27, 2022 · Filed December 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 272,917 |
Reported balance
After 2022-12-27 transaction · row 1
1 source rowRow 1 · 2022-12-27 · Sale · Disposed 3,711 · Balance 272,917 F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 27, 2022 Filed Dec 28, 2022 22:46 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,711 | $168.73 | $626,157.03 |
DisclosureSEC source: 0001415889-22-013051 · form4-12282022_101251.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,917 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:18 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 35 | $188.01 | $6,580.24 |
DisclosureSEC source: 0001415889-22-012172 · form4-12072022_101235.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,628 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $187.9492 to $188.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 22:18 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,488 | $186.39 | $836,518.32 |
DisclosureSEC source: 0001415889-22-012172 · form4-12072022_101235.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,663 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 01, 2022 Filed Dec 3, 2022 02:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 20 | $179.81 | $3,596.20 |
DisclosureSEC source: 0001415889-22-011990 · form4-12032022_021252.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,151 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 01, 2022 Filed Dec 3, 2022 02:15 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 712 | $177.95 | $126,700.40 |
DisclosureSEC source: 0001415889-22-011990 · form4-12032022_021252.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,171 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 01:40 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 200 | $121.14 | $24,228.00 |
DisclosureSEC source: 0001415889-22-010399 · form4-10062022_061020.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,883 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $121.07 to $121.21. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 04, 2022 Filed Oct 7, 2022 01:40 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,663 | $120.31 | $921,940.13 |
DisclosureSEC source: 0001415889-22-010399 · form4-10062022_061020.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,083 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $120.00 to $120.98. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 02:24 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,742 | $156.60 | $899,197.20 |
DisclosureSEC source: 0001415889-22-000321 · form4-01042022_060128.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,746 F1 · shares: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 8,786 | $159.36 | $1,400,136.96 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 6 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,488 F5 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. Two thirds of the award will vest on December 2, 2022 and the remaining one third will vest on December 2, 2023. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 12,551 | $159.36 | $2,000,127.36 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 5 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,702 F4 · kind: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. 2019 Stock Incentive Plan. The grant is scheduled to vest in three equal installments beginning on December 2, 2022. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 22,174 | $159.36 | $3,533,648.64 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 4 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 274,151 F3 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranche nine of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 49,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 3 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 296,325 F2 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of tranche nine of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on December 2, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 22 | $165.69 | $3,645.25 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,442 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| December 01, 2021 Filed Dec 4, 2021 01:29 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 711 | $162.81 | $115,757.91 |
DisclosureSEC source: 0001415889-21-005709 · form4-12032021_051242.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,464 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 01:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | Tax withholdingCommon Stock | 110,870 | $181.15 | $20,084,100.50 |
DisclosureSEC source: 0001415889-21-004318 · form4-09092021_060956.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,175 F2 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of tranches four through eight of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period Read SEC document |
| September 09, 2021 Filed Sep 10, 2021 01:55 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 249,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-004318 · form4-09092021_060956.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,045 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the tranches four through eight of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for these tranches vested on September 9, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are withheld or made available to sell to cover taxes. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 507 | $132.92 | $67,391.76 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 12 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,630 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F13 · price: The transaction was executed in multiple trades at prices ranging from $132.825 to $132.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,114 | $132.11 | $147,170.54 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 11 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,137 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F12 · price: The transaction was executed in multiple trades at prices ranging from $131.61 to $132.48. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,783 | $131.06 | $233,673.92 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 10 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,251 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F11 · price: The transaction was executed in multiple trades at prices ranging from $130.52 to $131.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,623 | $129.93 | $210,877.36 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 9 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,034 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F10 · price: The transaction was executed in multiple trades at prices ranging from $129.51 to $130.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,655 | $128.88 | $471,050.19 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 8 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,657 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F9 · price: The transaction was executed in multiple trades at prices ranging from $128.35 to $129.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 532 | $127.83 | $68,007.74 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 7 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,312 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F8 · price: The transaction was executed in multiple trades at prices ranging from $127.31 to $128.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,068 | $126.51 | $135,111.93 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 6 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,844 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F7 · price: The transaction was executed in multiple trades at prices ranging from $126.225 to $127.115. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 4,797 | $125.53 | $602,181.32 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 5 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,912 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F6 · price: The transaction was executed in multiple trades at prices ranging from $125.22 to $126.20. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 6,719 | $124.69 | $837,780.69 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 4 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,709 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F5 · price: The transaction was executed in multiple trades at prices ranging from $124.20 to $125.185. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 13,528 | $123.66 | $1,672,923.89 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 3 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,428 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $123.20 to $124.1975. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,942 | $122.83 | $1,098,358.38 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,956 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $122.20 to $123.19. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:05 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,232 | $121.45 | $149,630.10 |
DisclosureSEC source: 0001415889-21-002605 · form4-05202021_040501.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,898 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the second and third tranches of the XSPP (eXponential Stock Performance Plan). The remainder of the shares are subject to a 2.5 year minimum holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $121.20 to $122.17. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 17, 2021 Filed May 18, 2021 16:24 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 99,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-002525 · form4-05182021_090541.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,130 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the second and third tranches of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on May 17, 2021. The shares are subject to a 2.5 year minimum holding period from the goal attainment date, excluding shares that are being sold or made available to sell to cover taxes. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 428 | $152.07 | $65,084.68 |
DisclosureSEC source: 0001415889-21-001517 · form4-03162021_080318.xml · nonDerivative · entry 3 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,363 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the first tranche of the XSPP (eXponential Stock Performance Plan). The remainder of the units are subject to a 2.5 year minimum holding period. F4 · price: The transaction was executed in multiple trades at prices ranging from $152.00 to $152.755. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 11,335 | $151.37 | $1,715,722.28 |
DisclosureSEC source: 0001415889-21-001517 · form4-03162021_080318.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,791 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the first tranche of the XSPP (eXponential Stock Performance Plan). The remainder of the units are subject to a 2.5 year minimum holding period. F3 · price: The transaction was executed in multiple trades at prices ranging from $151.00 to $151.97. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 00:00 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 10,567 | $150.67 | $1,592,139.40 |
DisclosureSEC source: 0001415889-21-001517 · form4-03162021_080318.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,126 F1 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of the first tranche of the XSPP (eXponential Stock Performance Plan). The remainder of the units are subject to a 2.5 year minimum holding period. F2 · price: The transaction was executed in multiple trades at prices ranging from $150.00 to $150.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 08, 2021 Filed Mar 11, 2021 01:59 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | GrantCommon Stock | 49,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-21-001440 · form4-03102021_050356.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,693 F1 · kind: The transaction consists of performance-based restricted stock units granted on January 2, 2019, for the achievement of the first tranche of the XSPP (eXponential Stock Performance Program) which was approved by shareholders and became effective on February 12, 2019, for which the performance conditions were determined to have been certified by the Compensation Committee on the transaction date. The units for this tranche vested on March 8, 2021. The units are subject to a 2.5 year minimum holding period, excluding units sold or made available to sell to cover taxes. F2 · balance_after: Due to an administrative filing error, the number of securities reported by the reporting person as beneficially owned in prior Form 4 filings following the reported transactions in those filings was incorrect. The number of shares reported in Column 5 of this Form 4 following the reported transactions has been increased by 413 shares to reflect the reporting person's corrected number of shares beneficially owned following the reported transactions. The transaction codes and number of shares previously reported as acquired and disposed by the reporting person in prior Form 4 filings were correct as reflected in the prior filings. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 403 | $171.69 | $69,189.58 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 17 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,397 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F18 · price: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 307 | $170.29 | $52,279.64 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 16 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,800 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F17 · price: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.65. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 1,083 | $169.41 | $183,475.25 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 15 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,107 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F16 · price: The transaction was executed in multiple trades at prices ranging from $168.995 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,414 | $168.33 | $406,349.59 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 14 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,190 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F15 · price: The transaction was executed in multiple trades at prices ranging from $167.99 to $168.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,124 | $167.44 | $523,089.12 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 13 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,604 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F14 · price: The transaction was executed in multiple trades at prices ranging from $166.97 to $167.965. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,099 | $166.05 | $1,178,776.88 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 12 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,728 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F13 · price: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 5,883 | $165.15 | $971,580.39 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 11 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,827 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F12 · price: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,093 | $164.20 | $343,671.02 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 10 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,710 F10 · kind: Securities disposed represent securities sold on the open market to settle the reporting person's tax liability incident to the vesting of restricted stock units. This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F11 · price: The transaction was executed in multiple trades at prices ranging from $163.655 to $164.6075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 12 | $172.65 | $2,071.80 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 9 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,803 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 733 | $171.58 | $125,769.31 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 8 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,815 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F9 · price: The transaction was executed in multiple trades at prices ranging from $171.02 to $171.945. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 512 | $170.15 | $87,117.52 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 7 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,548 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F8 · price: The transaction was executed in multiple trades at prices ranging from $170.00 to $170.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 835 | $169.31 | $141,372.26 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 6 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,060 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F7 · price: The transaction was executed in multiple trades at prices ranging from $168.955 to $169.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,358 | $168.33 | $565,250.80 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 5 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,895 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F6 · price: The transaction was executed in multiple trades at prices ranging from $167.895 to $168.86. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 3,602 | $167.39 | $602,955.35 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 4 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,253 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F5 · price: The transaction was executed in multiple trades at prices ranging from $166.89 to $167.885. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 8,602 | $166.02 | $1,428,064.47 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 3 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,855 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F4 · price: The transaction was executed in multiple trades at prices ranging from $165.69 to $166.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 7,373 | $165.18 | $1,217,835.28 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 2 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,457 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F3 · price: The transaction was executed in multiple trades at prices ranging from $164.67 to $165.655. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 02, 2021 Filed Mar 4, 2021 21:30 UTC | AXON ENTERPRISE, INC. AXON · Entity 567 | SaleCommon Stock | 2,359 | $164.20 | $387,340.25 |
DisclosureSEC source: 0001415889-21-001343 · form4-03042021_040321.xml · nonDerivative · entry 1 Larson Luke · CIK 0001621070 · PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,830 F1 · kind: This sale of vested restricted stock units was executed pursuant to a filed Rule 10b5-1 plan. F2 · price: The transaction was executed in multiple trades at prices ranging from $163.64 to $164.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.