Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AAXN · Entity 567 | Corporate Secretary | December 04, 2018 | December 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date December 04, 2018 · Filed December 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 78,218 |
Reported balance
After 2018-12-04 transaction · row 1
1 source rowRow 1 · 2018-12-04 · Tax withholding · Disposed 1,123 · Balance 78,218 F1: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2018 Filed Dec 7, 2018 00:34 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 1,123 | $43.64 | $49,007.72 |
DisclosureSEC source: 0001069183-18-000117 · wf-form4_154414287840066.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,218 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:02 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionEmployee Stock Option · Derivative | 25,000 | $4.75 Strike: $4.75 | $118,750.00 |
DisclosureSEC source: 0001069183-18-000095 · wf-form4_153626412927565.xml · derivative · entry 3 KLINT DOUGLAS E · CIK 0001211672 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-12-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:02 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | SaleCommon Stock | 25,000 | $69.82 | $1,745,500.00 |
DisclosureSEC source: 0001069183-18-000095 · wf-form4_153626412927565.xml · nonDerivative · entry 2 KLINT DOUGLAS E · CIK 0001211672 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,341 Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 20:02 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Exercise / conversionCommon Stock | 25,000 | $4.75 | $118,750.00 |
DisclosureSEC source: 0001069183-18-000095 · wf-form4_153626412927565.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 20:35 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | Tax withholdingCommon Stock | 3,119 | $34.83 | $108,634.77 |
DisclosureSEC source: 0001069183-18-000015 · wf-form4_151993649166245.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,341 F1 · kind: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. Read SEC document |
| December 04, 2017 Filed Dec 19, 2017 21:28 UTC | AXON ENTERPRISE, INC. AAXN · Entity 567 | GrantCommon Stock | 4,149 | $24.10 | $99,990.90 |
DisclosureSEC source: 0001069183-17-000145 · wf-form4_151371889792294.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,460 F1 · shares: Service based restricted stock units granted to the reporting person pursuant to the TASER International, Inc. 2016 Stock Incentive Plan. The grant is scheduled to in full on December 4, 2018. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:28 UTC | AXON ENTERPRISE, INC. TASR · Entity 567 | Tax withholdingCommon Stock | 3,180 | $25.67 | $81,630.60 |
DisclosureSEC source: 0001069183-17-000032 · wf-form4_148849369039583.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,311 F1 · shares: Securities disposed represent securities withheld to settle the reporting person's tax liability incident to the vesting of restricted stock units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 00:05 UTC | AXON ENTERPRISE, INC. TASR · Entity 567 | GrantCommon Stock | 19,580 | $26.50 | $518,870.00 |
DisclosureSEC source: 0001069183-17-000005 · wf-form4_148772193942902.xml · nonDerivative · entry 1 KLINT DOUGLAS E · CIK 0001211672 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,491 F1 · shares: Award represents the vesting of performance-based restricted stock units. The performance conditions were determined to have been met on the transaction date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.