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Axos Financial, Inc.

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3860
SEC CIK
0001299709
Parsed reports
756

Last 12 months

Inside the activity.

0 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202607
Mar 202600
Apr 202600
May 202602
Jun 202601
Jul 202600
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2017 Filed Aug 10, 2017 15:06 UTC Tax withholdingCommon Stock 1,411 $26.97 $38,054.67
Disclosure

SEC source: 0001299709-17-000062 · edgardoc.xml · nonDerivative · entry 2

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,627

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 15:06 UTC Exercise / conversionCommon Stock 2,668 $26.97 $71,955.96
Disclosure

SEC source: 0001299709-17-000062 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 15:06 UTC
Nick MosichDirector
Exercise / conversionRestricted Stock Units · Derivative 3,400 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000061 · edgardoc.xml · derivative · entry 3

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,000

Underlying: Common Stock · 3,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 15:06 UTC
Nick MosichDirector
Tax withholdingCommon Stock 1,798 $26.97 $48,492.06
Disclosure

SEC source: 0001299709-17-000061 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,122

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 15:06 UTC
Nick MosichDirector
Exercise / conversionCommon Stock 3,400 $26.97 $91,698.00
Disclosure

SEC source: 0001299709-17-000061 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,920

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionRestricted Stock Units · Derivative 3,668 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000060 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,334

Underlying: Common Stock · 3,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Tax withholdingCommon Stock 1,940 $26.97 $52,321.80
Disclosure

SEC source: 0001299709-17-000060 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,819

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionCommon Stock 3,668 $26.97 $98,925.96
Disclosure

SEC source: 0001299709-17-000060 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,759

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000059 · edgardoc.xml · derivative · entry 4

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Tax withholdingCommon Stock 1,411 $26.97 $38,054.67
Disclosure

SEC source: 0001299709-17-000059 · edgardoc.xml · nonDerivative · entry 2

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,143

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionCommon Stock 2,668 $26.97 $71,955.96
Disclosure

SEC source: 0001299709-17-000059 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 18:59 UTC Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000052 · edgardoc.xml · derivative · entry 3

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 18:59 UTC Tax withholdingCommon Stock 939 $26.97 $25,324.83
Disclosure

SEC source: 0001299709-17-000052 · edgardoc.xml · nonDerivative · entry 2

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,018

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 18:59 UTC Exercise / conversionCommon Stock 2,668 $26.97 $71,955.96
Disclosure

SEC source: 0001299709-17-000052 · edgardoc.xml · nonDerivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionRestricted Stock Units · Derivative 2,668 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000058 · edgardoc.xml · derivative · entry 2

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,334

Underlying: Common Stock · 2,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
August 06, 2017 Filed Aug 10, 2017 19:05 UTC Exercise / conversionCommon Stock 2,668 $26.97 $71,955.96
Disclosure

SEC source: 0001299709-17-000058 · edgardoc.xml · nonDerivative · entry 1

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,868,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 6, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 00:29 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000043 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,626

Underlying: Common Stock · 1,015 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 00:29 UTC
Walsh DerrickSVP, Chief Accounting Officer
Tax withholdingCommon Stock 381 $24.66 $9,395.46
Disclosure

SEC source: 0001299709-17-000043 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,275

F1 · security: Represents shares of Common Stock issued on July 19, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
July 19, 2017 Filed Jul 21, 2017 00:29 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 1,015 $24.66 $25,029.90
Disclosure

SEC source: 0001299709-17-000043 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on July 19, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
July 12, 2017 Filed Jul 18, 2017 01:44 UTC
Walsh DerrickSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,733 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000041 · edgardoc.xml · derivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,641

Underlying: Common Stock · 2,733 shares

Expires not disclosed

F1 · security: Grant to the reporting person on July 12, 2017 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 22:37 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 953 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000039 · edgardoc.xml · derivative · entry 3

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

Underlying: Common Stock · 953 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
July 11, 2017 Filed Jul 12, 2017 22:37 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 953 $23.86 $22,738.58
Disclosure

SEC source: 0001299709-17-000039 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on July 11, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 21:48 UTC
Garrabrants GregoryDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 288,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000034 · edgardoc.xml · derivative · entry 5

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,000

Underlying: Common Stock · 288,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

F4 · derivative.expiration_date: The RSUs vest over four years, one-fourth on each fiscal year-end following the date of grant.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 21:48 UTC
Garrabrants GregoryDirector · President and CEO
Tax withholdingCommon Stock 159,115 $23.72 $3,774,207.80
Disclosure

SEC source: 0001299709-17-000034 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,002,804

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
June 30, 2017 Filed Jul 3, 2017 21:48 UTC
Garrabrants GregoryDirector · President and CEO
Exercise / conversionCommon Stock 288,000 $23.72 $6,831,360.00
Disclosure

SEC source: 0001299709-17-000034 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,161,919

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on June 30, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-fourth each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 and 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

Read SEC document
February 24, 2017 Filed Feb 24, 2017 20:22 UTC
Nick MosichDirector
SaleCommon Stock 3,500 $30.57 $106,992.20
Disclosure

SEC source: 0001299709-17-000016 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,520

F1 · price: This transaction was executed in multiple trades, at prices ranging from $30.55 to $30.59. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 02:51 UTC
Dada UzairDirector
Exercise / conversionRestricted Stock Units · Derivative 1,055 $0.00 $0.00
Disclosure

SEC source: 0001299709-17-000002 · edgardoc.xml · derivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,389

Underlying: Common Stock · 1,055 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 02:51 UTC
Dada UzairDirector
Tax withholdingCommon Stock 558 $27.14 $15,144.12
Disclosure

SEC source: 0001299709-17-000002 · edgardoc.xml · nonDerivative · entry 2

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

F1 · security: Represents shares of Common Stock issued on January 23, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
January 23, 2017 Filed Jan 26, 2017 02:51 UTC
Dada UzairDirector
Exercise / conversionCommon Stock 1,055 $27.14 $28,632.70
Disclosure

SEC source: 0001299709-17-000002 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on January 23, 2017 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:26 UTC
Walsh DerrickSVP, Chief Accounting Officer
GrantRestricted Stock Units · Derivative 2,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000338 · edgardoc.xml · derivative · entry 5

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,861

Underlying: Common Stock · 2,397 shares

Expires not disclosed

F5 · security: Grant to the reporting person on December 23, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:26 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000338 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,464

Underlying: Common Stock · 473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:26 UTC
Walsh DerrickSVP, Chief Accounting Officer
Tax withholdingCommon Stock 177 $28.95 $5,124.15
Disclosure

SEC source: 0001299709-16-000338 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,688

F1 · security: Represents shares of Common Stock issued on December 23, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
December 23, 2016 Filed Dec 27, 2016 22:26 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 473 $28.95 $13,693.35
Disclosure

SEC source: 0001299709-16-000338 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on December 23, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:57 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 256 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000336 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937

Underlying: Common Stock · 256 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:57 UTC
Walsh DerrickSVP, Chief Accounting Officer
Tax withholdingCommon Stock 96 $28.43 $2,729.28
Disclosure

SEC source: 0001299709-16-000336 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

F1 · security: Represents shares of Common Stock issued on December 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
December 20, 2016 Filed Dec 22, 2016 21:57 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 256 $28.43 $7,278.08
Disclosure

SEC source: 0001299709-16-000336 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on December 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2004 Stock Incentive Plan.

Read SEC document
December 14, 2016 Filed Dec 16, 2016 02:24 UTC GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000334 · edgardoc.xml · nonDerivative · entry 1

Burke John Gary · CIK 0001345768 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865,394

F1 · security: Gift with no beneficial ownership retained.

Read SEC document
December 13, 2016 Filed Dec 15, 2016 21:24 UTC
Nick MosichDirector
SaleCommon Stock 6,532 $28.48 $186,031.36
Disclosure

SEC source: 0001299709-16-000333 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,020

F1 · price: This transaction was executed in multiple trades, at prices ranging from $28.44 to $28.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

Read SEC document
November 29, 2016 Filed Dec 1, 2016 00:22 UTC SaleCommon Stock 10,000 $25.05 $250,500.00
Disclosure

SEC source: 0001299709-16-000330 · edgardoc.xml · nonDerivative · entry 1

Allrich Theodore C · CIK 0001319255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,076

Read SEC document
November 22, 2016 Filed Nov 23, 2016 21:55 UTC SaleCommon Stock 5,000 $24.25 $121,250.00
Disclosure

SEC source: 0001299709-16-000328 · edgardoc.xml · nonDerivative · entry 1

Allrich Theodore C · CIK 0001319255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,076

Read SEC document
November 20, 2016 Filed Nov 22, 2016 22:51 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 745 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000326 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,193

Underlying: Common Stock · 745 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 22:51 UTC
Walsh DerrickSVP, Chief Accounting Officer
Tax withholdingCommon Stock 279 $23.49 $6,553.71
Disclosure

SEC source: 0001299709-16-000326 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,232

F1 · security: Represents shares of Common Stock issued on November 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by BofI Holding, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

Read SEC document
November 20, 2016 Filed Nov 22, 2016 22:51 UTC
Walsh DerrickSVP, Chief Accounting Officer
Exercise / conversionCommon Stock 745 $23.49 $17,500.05
Disclosure

SEC source: 0001299709-16-000326 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 20, 2016 following the vesting of Restricted Stock Units (RSUs) which vest one-third each year. The RSUs were previously granted to the reporting person under the BofI Holding, Inc. 2014 Stock Incentive Plan.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 23:23 UTC GrantRestricted Stock Units · Derivative 22,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000295 · edgardoc.xml · derivative · entry 1

Allrich Theodore C · CIK 0001319255 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,003

Underlying: Common Stock · 22,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 19:23 UTC GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000297 · edgardoc.xml · derivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 23:24 UTC GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000299 · edgardoc.xml · derivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 19:23 UTC
Nick MosichDirector
GrantRestricted Stock Units · Derivative 10,200 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000296 · edgardoc.xml · derivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,400

Underlying: Common Stock · 10,200 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 23:22 UTC GrantRestricted Stock Units · Derivative 11,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000294 · edgardoc.xml · derivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,002

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 23:25 UTC
Dada UzairDirector
GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000300 · edgardoc.xml · derivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,444

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document
September 08, 2016 Filed Sep 12, 2016 23:24 UTC GrantRestricted Stock Units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001299709-16-000298 · edgardoc.xml · derivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,002

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.