Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Axos Financial, Inc.BOFI · Entity 3860 | Director | November 29, 2016 | December 01, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Axos Financial, Inc.
Report date November 29, 2016 · Filed December 01, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 215,076 |
Reported balance
After 2016-11-29 transaction · row 1
1 source rowRow 1 · 2016-11-29 · Sale · Disposed 10,000 · Balance 215,076 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 29, 2016 Filed Dec 1, 2016 00:22 UTC | Axos Financial, Inc. BOFI · Entity 3860 | SaleCommon Stock | 10,000 | $25.05 | $250,500.00 |
DisclosureSEC source: 0001299709-16-000330 · edgardoc.xml · nonDerivative · entry 1 Allrich Theodore C · CIK 0001319255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,076 Read SEC document |
| November 22, 2016 Filed Nov 23, 2016 21:55 UTC | Axos Financial, Inc. BOFI · Entity 3860 | SaleCommon Stock | 5,000 | $24.25 | $121,250.00 |
DisclosureSEC source: 0001299709-16-000328 · edgardoc.xml · nonDerivative · entry 1 Allrich Theodore C · CIK 0001319255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,076 Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 23:23 UTC | Axos Financial, Inc. BOFI · Entity 3860 | GrantRestricted Stock Units · Derivative | 22,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-16-000295 · edgardoc.xml · derivative · entry 1 Allrich Theodore C · CIK 0001319255 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,003 Underlying: Common Stock · 22,000 shares Expires not disclosed F1 · security: Grant to the reporting person on September 8, 2016 of restricted stock units (RSUs) under the BofI Holding, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of BofI Holding, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights. F3 · derivative.exercise_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one third on August 24 of each of the three years following the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.