AX

SEC source: 0001464919-26-000004 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,942

SEC source: 0001464919-26-000002 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,217

SEC source: 0001636371-26-000002 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,936

F1 · price: These transactions were executed in multiple trades, at prices ranging from $101.19 to $101.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001517804-26-000002 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,169

F1 · price: These transactions were executed in multiple trades, at prices ranging from $100.77 to $101.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001778031-26-000002 · edgardoc.xml · nonDerivative · entry 1

Constantine Thomas M · CIK 0001778031 · EVP, Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,077

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 3

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,416,229

F4 · shares: This transaction represents a charitable donation of 1,009 shares of common stock of the Issuer to a charitable fund on February5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $99,861.

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 2

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,417,238

F3 · shares: This transaction represents a charitable donation of 1,513 shares of common stock of the Issuer to a charitable fund on February 5, 2026. The Issuer's common stock was transferred at $98.97, resulting in a value for the donation of $149,742.

SEC source: 0001419425-26-000002 · edgardoc.xml · nonDerivative · entry 1

Garrabrants Gregory · CIK 0001419425 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,418,751

F1 · security: Represents shares of Common Stock issued on June 30, 2025 following the vesting of Restricted Stock Units ("RSUs") which vest one-fourth each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plans in connection with the reporting person's employment agreement as President and Chief Executive Officer.

F2 · price: These transactions were executed in multiple trades, at prices ranging from $99.00 to $99.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001636371-25-000008 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · EVP, Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,782

F1 · shares: This transaction represents a charitable donation of 150 shares of common stock of the Issuer to a charitable fund on December 9, 2025. The Issuer's common stock was transferred at $84.63, resulting in a value for the donation of $12,694.50.

SEC source: 0001787292-25-000005 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,919

SEC source: 0001500191-25-000006 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,209

F1 · price: These transactions were executed in multiple trades, at prices ranging from $84.55 to $84.71. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0002040268-25-000008 · edgardoc.xml · derivative · entry 4

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,875

Underlying: Common Stock · 1,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0002040268-25-000008 · edgardoc.xml · nonDerivative · entry 2

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,712

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0002040268-25-000008 · edgardoc.xml · nonDerivative · entry 1

GILL ANN · CIK 0002040268 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001787292-25-000003 · edgardoc.xml · derivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F6 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001787292-25-000003 · edgardoc.xml · derivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F4 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F4 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001787292-25-000003 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,064

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001787292-25-000003 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

SEC source: 0002001931-25-000003 · edgardoc.xml · derivative · entry 4

Wardell-Smith Sara · CIK 0002001931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0002001931-25-000003 · edgardoc.xml · derivative · entry 3

Wardell-Smith Sara · CIK 0002001931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0002001931-25-000003 · edgardoc.xml · nonDerivative · entry 2

Wardell-Smith Sara · CIK 0002001931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,395

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0002001931-25-000003 · edgardoc.xml · nonDerivative · entry 1

Wardell-Smith Sara · CIK 0002001931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001500191-25-000004 · edgardoc.xml · derivative · entry 4

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001500191-25-000004 · edgardoc.xml · derivative · entry 3

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001500191-25-000004 · edgardoc.xml · nonDerivative · entry 2

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,354

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001500191-25-000004 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001464919-25-000004 · edgardoc.xml · derivative · entry 4

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,588

Underlying: Common Stock · 4,588 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001464919-25-000004 · edgardoc.xml · derivative · entry 3

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,443 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001464919-25-000004 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,217

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001464919-25-000004 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,938

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001303829-25-000004 · edgardoc.xml · derivative · entry 4

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,845

Underlying: Common Stock · 10,845 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001303829-25-000004 · edgardoc.xml · derivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001303829-25-000004 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,728

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001303829-25-000004 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001316254-25-000003 · edgardoc.xml · derivative · entry 4

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001316254-25-000003 · edgardoc.xml · derivative · entry 3

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001316254-25-000003 · edgardoc.xml · nonDerivative · entry 2

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,146

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001316254-25-000003 · edgardoc.xml · nonDerivative · entry 1

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001631683-25-000003 · edgardoc.xml · derivative · entry 4

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001631683-25-000003 · edgardoc.xml · derivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001631683-25-000003 · edgardoc.xml · nonDerivative · entry 2

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,555

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001631683-25-000003 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,699

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001517804-25-000003 · edgardoc.xml · derivative · entry 5

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,982

Underlying: Common Stock · 3,982 shares

Expires not disclosed

F7 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F8 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F8 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001517804-25-000003 · edgardoc.xml · derivative · entry 4

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001517804-25-000003 · edgardoc.xml · nonDerivative · entry 2

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,332

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001517804-25-000003 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001591372-25-000003 · edgardoc.xml · derivative · entry 4

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,615

Underlying: Common Stock · 3,615 shares

Expires not disclosed

F6 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSU's fully vest on January 3, 2027.

F7 · derivative.expiration_date: The RSU's fully vest on January 3, 2027.

SEC source: 0001591372-25-000003 · edgardoc.xml · derivative · entry 3

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the one year anniversary of the grant date.

F5 · derivative.expiration_date: The RSUs fully vest on the one year anniversary of the grant date.

SEC source: 0001591372-25-000003 · edgardoc.xml · nonDerivative · entry 2

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,148

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001591372-25-000003 · edgardoc.xml · nonDerivative · entry 1

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.