Last 12 months
Inside the activity.
0 purchase rows · 13 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 7 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionCommon Stock | 2,933 | $25.91 | $75,994.03 |
DisclosureSEC source: 0001299709-19-000154 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000155 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,001 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,341 | $25.91 | $34,745.31 |
DisclosureSEC source: 0001299709-19-000155 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,401 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:30 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,666 | $25.91 | $69,076.06 |
DisclosureSEC source: 0001299709-19-000155 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,742 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · derivative · entry 3 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,864 Underlying: Common Stock · 2,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC |
BLACK J BRANDONDirector
|
Tax withholdingCommon Stock | 1,341 | $25.91 | $34,745.31 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · nonDerivative · entry 2 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,954 F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 23:29 UTC |
BLACK J BRANDONDirector
|
Exercise / conversionCommon Stock | 2,666 | $25.91 | $69,076.06 |
DisclosureSEC source: 0001299709-19-000153 · edgardoc.xml · nonDerivative · entry 1 BLACK J BRANDON · CIK 0001194775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on September 05, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 28, 2019 Filed Aug 30, 2019 22:25 UTC |
Walsh DerrickSVP, Chief Accounting Officer
|
GrantRestricted Stock Units · Derivative | 5,996 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000141 · edgardoc.xml · derivative · entry 1 Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,854 Underlying: Common Stock · 5,996 shares Expires not disclosed F1 · security: Grant to the reporting person on August 28, 2019 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC |
Ratinoff Edward JamesDirector
|
Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,230 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:06 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000133 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:05 UTC |
Nick MosichDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000132 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,800 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:05 UTC |
Nick MosichDirector
|
Tax withholdingCommon Stock | 1,710 | $24.91 | $42,596.10 |
DisclosureSEC source: 0001299709-19-000132 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,468 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 13:05 UTC |
Nick MosichDirector
|
Exercise / conversionCommon Stock | 3,400 | $24.91 | $84,694.00 |
DisclosureSEC source: 0001299709-19-000132 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Grinberg PaulDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000130 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,000 Underlying: Common Stock · 3,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Grinberg PaulDirector
|
Tax withholdingCommon Stock | 1,736 | $24.91 | $43,243.76 |
DisclosureSEC source: 0001299709-19-000130 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,743 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Grinberg PaulDirector
|
Exercise / conversionCommon Stock | 3,667 | $24.91 | $91,344.97 |
DisclosureSEC source: 0001299709-19-000130 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,479 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:07 UTC |
Burke John GaryDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000136 · edgardoc.xml · derivative · entry 3 Burke John Gary · CIK 0001345768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:07 UTC |
Burke John GaryDirector
|
Tax withholdingCommon Stock | 859 | $24.91 | $21,397.69 |
DisclosureSEC source: 0001299709-19-000136 · edgardoc.xml · nonDerivative · entry 2 Burke John Gary · CIK 0001345768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,821,472 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:07 UTC |
Burke John GaryDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000136 · edgardoc.xml · nonDerivative · entry 1 Burke John Gary · CIK 0001345768 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,822,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000129 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,667 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-19-000129 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,076 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000129 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,417 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · derivative · entry 7 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · derivative · entry 6 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 15,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's employment agreement as Chief Financial Officer. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 7,883 | $24.91 | $196,365.53 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 4 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 534,340 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 15,000 | $24.91 | $373,650.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 3 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 7,897 | $24.91 | $196,714.27 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 2 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,223 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:05 UTC |
Micheletti Andrew JEVP, Chief Financial Officer
|
Exercise / conversionCommon Stock | 15,000 | $24.91 | $373,650.00 |
DisclosureSEC source: 0001299709-19-000131 · edgardoc.xml · nonDerivative · entry 1 Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,120 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,267 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
COURT JAMES JOHNDirector
|
Tax withholdingCommon Stock | 1,341 | $24.91 | $33,404.31 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,286 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:04 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000128 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,627 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:03 UTC |
Argalas James SDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000127 · edgardoc.xml · derivative · entry 3 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,400 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:03 UTC |
Argalas James SDirector
|
Tax withholdingCommon Stock | 986 | $24.91 | $24,561.26 |
DisclosureSEC source: 0001299709-19-000127 · edgardoc.xml · nonDerivative · entry 2 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,217 F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 24, 2019 Filed Aug 27, 2019 17:03 UTC |
Argalas James SDirector
|
Exercise / conversionCommon Stock | 2,667 | $24.91 | $66,434.97 |
DisclosureSEC source: 0001299709-19-000127 · edgardoc.xml · nonDerivative · entry 1 Argalas James S · CIK 0001529312 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,203 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 24, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · derivative · entry 3 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC |
Ratinoff Edward JamesDirector
|
Tax withholdingCommon Stock | 1,341 | $27.12 | $36,367.92 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · nonDerivative · entry 2 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,904 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:55 UTC |
Ratinoff Edward JamesDirector
|
Exercise / conversionCommon Stock | 2,667 | $27.12 | $72,329.04 |
DisclosureSEC source: 0001299709-19-000110 · edgardoc.xml · nonDerivative · entry 1 Ratinoff Edward James · CIK 0001500191 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:54 UTC |
Nick MosichDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000109 · edgardoc.xml · derivative · entry 3 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,200 Underlying: Common Stock · 3,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:54 UTC |
Nick MosichDirector
|
Tax withholdingCommon Stock | 1,710 | $27.12 | $46,375.20 |
DisclosureSEC source: 0001299709-19-000109 · edgardoc.xml · nonDerivative · entry 2 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,778 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 15:54 UTC |
Nick MosichDirector
|
Exercise / conversionCommon Stock | 3,400 | $27.12 | $92,208.00 |
DisclosureSEC source: 0001299709-19-000109 · edgardoc.xml · nonDerivative · entry 1 Nick Mosich · CIK 0001464919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,488 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Grinberg PaulDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000108 · edgardoc.xml · derivative · entry 3 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,667 Underlying: Common Stock · 7,600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Grinberg PaulDirector
|
Tax withholdingCommon Stock | 3,486 | $27.12 | $94,540.32 |
DisclosureSEC source: 0001299709-19-000108 · edgardoc.xml · nonDerivative · entry 2 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,812 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Grinberg PaulDirector
|
Exercise / conversionCommon Stock | 7,600 | $27.12 | $206,112.00 |
DisclosureSEC source: 0001299709-19-000108 · edgardoc.xml · nonDerivative · entry 1 Grinberg Paul · CIK 0001303829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,298 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Dada UzairDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000107 · edgardoc.xml · derivative · entry 3 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Dada UzairDirector
|
Tax withholdingCommon Stock | 1,341 | $27.12 | $36,367.92 |
DisclosureSEC source: 0001299709-19-000107 · edgardoc.xml · nonDerivative · entry 2 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,750 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:54 UTC |
Dada UzairDirector
|
Exercise / conversionCommon Stock | 2,667 | $27.12 | $72,329.04 |
DisclosureSEC source: 0001299709-19-000107 · edgardoc.xml · nonDerivative · entry 1 Dada Uzair · CIK 0001631683 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 2,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · derivative · entry 4 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,934 Underlying: Common Stock · 2,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F4 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. F5 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant. F5 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC |
COURT JAMES JOHNDirector
|
Tax withholdingCommon Stock | 1,341 | $27.12 | $36,367.92 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · nonDerivative · entry 2 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,960 F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs. Read SEC document |
| August 17, 2019 Filed Aug 20, 2019 19:53 UTC |
COURT JAMES JOHNDirector
|
Exercise / conversionCommon Stock | 2,667 | $27.12 | $72,329.04 |
DisclosureSEC source: 0001299709-19-000106 · edgardoc.xml · nonDerivative · entry 1 COURT JAMES JOHN · CIK 0001517804 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents shares of Common Stock issued on August 17, 2019 following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.