AX

SEC source: 0001299709-21-000070 · edgardoc.xml · derivative · entry 1

Sime Jeffrey · CIK 0001777919 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,891

Underlying: Common Stock · 798 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000062 · edgardoc.xml · derivative · entry 1

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,365

Underlying: Common Stock · 3,262 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000064 · edgardoc.xml · derivative · entry 1

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,423

Underlying: Common Stock · 3,454 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000076 · edgardoc.xml · derivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,869

Underlying: Common Stock · 2,991 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000074 · edgardoc.xml · derivative · entry 1

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,541

Underlying: Common Stock · 2,495 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000072 · edgardoc.xml · derivative · entry 1

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,203

Underlying: Common Stock · 5,334 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000066 · edgardoc.xml · derivative · entry 1

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,766

Underlying: Common Stock · 3,454 shares

Expires not disclosed

F1 · security: Grant to the reporting person on March 19, 2021 of restricted stock units ("RSUs") under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F3 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F3 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000051 · edgardoc.xml · derivative · entry 3

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,409

Underlying: Common Stock · 2,350 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000051 · edgardoc.xml · nonDerivative · entry 2

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,164

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000051 · edgardoc.xml · nonDerivative · entry 1

PARK DAVID X · CIK 0001807029 · EVP, Comm Banking & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000060 · edgardoc.xml · derivative · entry 3

Sime Jeffrey · CIK 0001777919 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000060 · edgardoc.xml · nonDerivative · entry 2

Sime Jeffrey · CIK 0001777919 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000060 · edgardoc.xml · nonDerivative · entry 1

Sime Jeffrey · CIK 0001777919 · President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000057 · edgardoc.xml · derivative · entry 4

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,103

Underlying: Common Stock · 3,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000057 · edgardoc.xml · nonDerivative · entry 2

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,105

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000057 · edgardoc.xml · nonDerivative · entry 1

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000055 · edgardoc.xml · derivative · entry 4

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,969

Underlying: Common Stock · 2,938 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000055 · edgardoc.xml · nonDerivative · entry 2

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,419

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000055 · edgardoc.xml · nonDerivative · entry 1

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000053 · edgardoc.xml · derivative · entry 3

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,312

Underlying: Common Stock · 3,427 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000053 · edgardoc.xml · nonDerivative · entry 2

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,079

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000053 · edgardoc.xml · nonDerivative · entry 1

MATSUMOTO RAYMOND D · CIK 0001281197 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000049 · edgardoc.xml · derivative · entry 4

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,869

Underlying: Common Stock · 3,118 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000049 · edgardoc.xml · nonDerivative · entry 2

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,615

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000049 · edgardoc.xml · nonDerivative · entry 1

Swanson Brian D · CIK 0001777936 · EVP, Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000047 · edgardoc.xml · derivative · entry 4

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,046

Underlying: Common Stock · 1,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000047 · edgardoc.xml · nonDerivative · entry 2

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,684

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000047 · edgardoc.xml · nonDerivative · entry 1

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 12, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000045 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,429

F1 · price: These transactions were executed in multiple trades, at prices ranging from $48.57 to $49.10. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000043 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,878

Underlying: Common Stock · 3,969 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-21-000043 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,820

F1 · security: Represents shares of Common Stock issued on March 8, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-21-000043 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on March 8, 2021, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-21-000041 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,084

F1 · price: These transactions were executed in multiple trades, at prices ranging from $48.55 to $49.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000034 · edgardoc.xml · nonDerivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,900

F1 · security: Gift by James Argalas to Georgetown University with no beneficial ownership retained.

SEC source: 0001299709-21-000029 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,230

F1 · price: These transactions were executed in multiple trades, at prices ranging from $46.66 to $47.76. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000031 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,774

F1 · price: These transactions were executed in multiple trades, at prices ranging from $47.31 to $47.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000020 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,970

F1 · price: These transactions were executed in multiple trades, at prices ranging from $46.28 to $46.31. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000017 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,844

F1 · price: These transactions were executed in multiple trades, at prices ranging from $43.90 to $44.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-21-000017 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,228

SEC source: 0001299709-20-000280 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,762

F1 · security: Gift by Paul Grinberg to the PG Mountain Ventures, LLC with no beneficial ownership retained.

SEC source: 0001299709-20-000267 · edgardoc.xml · derivative · entry 4

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,530

Underlying: Common Stock · 2,090 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-20-000267 · edgardoc.xml · nonDerivative · entry 2

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,592

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-20-000267 · edgardoc.xml · nonDerivative · entry 1

Bar-Adon Eshel · CIK 0001777939 · EVP, Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-20-000269 · edgardoc.xml · derivative · entry 4

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,907

Underlying: Common Stock · 1,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-20-000269 · edgardoc.xml · nonDerivative · entry 2

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,998

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-20-000269 · edgardoc.xml · nonDerivative · entry 1

Constantine Thomas M · CIK 0001778031 · EVP and Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-20-000278 · edgardoc.xml · derivative · entry 4

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,847

Underlying: Common Stock · 871 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.

SEC source: 0001299709-20-000278 · edgardoc.xml · nonDerivative · entry 2

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,884

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.

SEC source: 0001299709-20-000278 · edgardoc.xml · nonDerivative · entry 1

Walsh Derrick · CIK 0001636371 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,307

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on December 19, 2020, following the vesting of Restricted Stock Units ("RSUs") which vest one-third each year. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan.

SEC source: 0001299709-20-000276 · edgardoc.xml · derivative · entry 4

Tolla John Charles · CIK 0001777926 · EVP, Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,004

Underlying: Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F3 · derivative.exercise_price: The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock. The RSUs are accompanied by dividend equivalent rights.

F4 · derivative.exercise_date: The RSUs vest over three years, one-third on each anniversary date of grant.

F4 · derivative.expiration_date: The RSUs vest over three years, one-third on each anniversary date of grant.