AX

SEC source: 0001299709-24-000161 · edgardoc.xml · nonDerivative · entry 1

Micheletti Andrew J · CIK 0001319005 · EVP, Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 424,149

F1 · price: These transactions were executed in multiple trades, at prices ranging from $62.87 to $63.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold and the prices at which each trade was effected.

SEC source: 0001299709-24-000150 · edgardoc.xml · derivative · entry 6

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000150 · edgardoc.xml · derivative · entry 5

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 4

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,919

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 3

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,918

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 2

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000150 · edgardoc.xml · nonDerivative · entry 1

Bohlig Tamara N · CIK 0001787292 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000156 · edgardoc.xml · derivative · entry 6

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000156 · edgardoc.xml · derivative · entry 5

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000156 · edgardoc.xml · nonDerivative · entry 4

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,211

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000156 · edgardoc.xml · nonDerivative · entry 3

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,210

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000156 · edgardoc.xml · nonDerivative · entry 2

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000156 · edgardoc.xml · nonDerivative · entry 1

Ratinoff Edward James · CIK 0001500191 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000155 · edgardoc.xml · derivative · entry 6

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000155 · edgardoc.xml · derivative · entry 5

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,650

Underlying: Common Stock · 2,550 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 4

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,459

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 3

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,733

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 2

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000155 · edgardoc.xml · nonDerivative · entry 1

Nick Mosich · CIK 0001464919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000154 · edgardoc.xml · derivative · entry 6

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000154 · edgardoc.xml · derivative · entry 5

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,150

Underlying: Common Stock · 6,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000154 · edgardoc.xml · nonDerivative · entry 4

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,295

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000154 · edgardoc.xml · nonDerivative · entry 3

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 146,319

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000154 · edgardoc.xml · nonDerivative · entry 2

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000154 · edgardoc.xml · nonDerivative · entry 1

Grinberg Paul · CIK 0001303829 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000149 · edgardoc.xml · derivative · entry 6

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000149 · edgardoc.xml · derivative · entry 5

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 4

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,807

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 3

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,806

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 2

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000149 · edgardoc.xml · nonDerivative · entry 1

Argalas James S · CIK 0001529312 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,805

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000157 · edgardoc.xml · derivative · entry 3

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F5 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F5 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000157 · edgardoc.xml · nonDerivative · entry 2

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,001

F2 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000157 · edgardoc.xml · nonDerivative · entry 1

Santi Roque A · CIK 0001316254 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000153 · edgardoc.xml · derivative · entry 6

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000153 · edgardoc.xml · derivative · entry 5

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000153 · edgardoc.xml · nonDerivative · entry 4

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,410

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000153 · edgardoc.xml · nonDerivative · entry 3

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,409

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000153 · edgardoc.xml · nonDerivative · entry 2

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000153 · edgardoc.xml · nonDerivative · entry 1

Dada Uzair · CIK 0001631683 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000152 · edgardoc.xml · derivative · entry 7

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F8 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F8 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000152 · edgardoc.xml · derivative · entry 6

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,600

Underlying: Common Stock · 2,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F7 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000152 · edgardoc.xml · nonDerivative · entry 4

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,857

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000152 · edgardoc.xml · nonDerivative · entry 3

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,156

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000152 · edgardoc.xml · nonDerivative · entry 2

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest on the one-year anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000152 · edgardoc.xml · nonDerivative · entry 1

COURT JAMES JOHN · CIK 0001517804 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Represents shares of Common Stock issued on August 31, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.

SEC source: 0001299709-24-000151 · edgardoc.xml · derivative · entry 6

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F7 · derivative.exercise_date: The RSUs fully vest on the anniversary date of grant.

F7 · derivative.expiration_date: The RSUs fully vest on the anniversary date of grant.

SEC source: 0001299709-24-000151 · edgardoc.xml · derivative · entry 5

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: The RSUs were granted to the reporting person under the Axos Financial, Inc. Amended and Restated 2014 Stock Incentive Plan in connection with the reporting person's service as a member of the Board of Directors.

F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Axos Financial, Inc. Common Stock.

F6 · derivative.exercise_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

F6 · derivative.expiration_date: The RSUs vest as to one-third of the shares on each anniversary date of grant.

SEC source: 0001299709-24-000151 · edgardoc.xml · nonDerivative · entry 4

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,003

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.

SEC source: 0001299709-24-000151 · edgardoc.xml · nonDerivative · entry 3

Carter Stefani D · CIK 0001591372 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,002

F3 · shares: Represents shares of Common Stock retained by Axos Financial, Inc. in exchange for cash paid to the reporting person for tax liabilities in respect to the vested RSUs.