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American Water Works Company, Inc.

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3169
SEC CIK
0001410636
Parsed reports
432

Last 12 months

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0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Dec 202500
Jan 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Feb 1, 2023 20:32 UTC
Norton CherylEVP and COO
Tax withholdingCommon Stock 550 $156.49 $86,069.50
Disclosure

SEC source: 0001410636-23-000012 · wf-form4_167530150987801.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,421

F1 · balance_after: Includes 143 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 01:35 UTC
Wikle Melissa K.Chief Accounting Officer
Tax withholdingCommon Stock 157 $156.49 $24,568.93
Disclosure

SEC source: 0001410636-23-000014 · wf-form4_167530173316325.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,689

Read SEC document
January 31, 2023 Filed Feb 2, 2023 01:20 UTC Tax withholdingCommon Stock 352 $156.49 $55,084.48
Disclosure

SEC source: 0001410636-23-000009 · wf-form4_167530080666495.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,138

F1 · balance_after: Includes 129 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

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January 31, 2023 Filed Feb 2, 2023 01:15 UTC
Hardwick M SusanDirector · President and CEO
Tax withholdingCommon Stock 1,275 $156.49 $199,524.75
Disclosure

SEC source: 0001410636-23-000007 · wf-form4_167530052838647.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,741

Read SEC document
January 31, 2023 Filed Feb 2, 2023 01:13 UTC
GALLEGOS JAMES HEVP and General Counsel
Tax withholdingCommon Stock 831 $156.49 $130,043.19
Disclosure

SEC source: 0001410636-23-000005 · wf-form4_167530037461205.xml · nonDerivative · entry 1

GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,798

Read SEC document
December 07, 2022 Filed Dec 9, 2022 22:24 UTC GrantCommon Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000175 · wf-form4_167062464725815.xml · nonDerivative · entry 1

Havanec Laurie P. · CIK 0001807757 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

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December 07, 2022 Filed Dec 9, 2022 22:30 UTC GrantCommon Stock 413 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000177 · wf-form4_167062502506198.xml · nonDerivative · entry 1

Marberry Michael · CIK 0001557769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 01:50 UTC SaleCommon Stock 693 $152.10 $105,405.30
Disclosure

SEC source: 0001410636-22-000123 · wf-form4_165422099278342.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,361

Read SEC document
May 20, 2022 Filed May 23, 2022 20:15 UTC SaleCommon Stock 1,029 $145.52 $149,740.08
Disclosure

SEC source: 0001410636-22-000118 · wf-form4_165333690352453.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,054

F1 · balance_after: Includes 45 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
May 16, 2022 Filed May 17, 2022 11:46 UTC
Griffith John C.EVP Chief Financial Officer
GrantCommon Stock 3,725 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000116 · wf-form4_165280234973571.xml · nonDerivative · entry 1

Griffith John C. · CIK 0001927369 · EVP Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,725

Read SEC document
May 11, 2022 Filed May 12, 2022 21:14 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000105 · wf-form4_165240442143258.xml · nonDerivative · entry 1

MACKENZIE GEORGE · CIK 0001085657 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,474

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:12 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000103 · wf-form4_165240432060451.xml · nonDerivative · entry 1

KAMPLING PATRICIA L · CIK 0001337315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:08 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000099 · wf-form4_165240408397432.xml · nonDerivative · entry 1

GOSS MARTHA CLARK · CIK 0001221433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,153

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

F2 · balance_after: Includes 437 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:18 UTC
Kurz Karl FDirector
GrantCommon Stock 1,701 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000111 · wf-form4_165240471494102.xml · nonDerivative · entry 1

Kurz Karl F · CIK 0001292794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,930

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:17 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000109 · wf-form4_165240461265291.xml · nonDerivative · entry 1

STAVRIDIS JAMES G. · CIK 0001661859 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,139

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:15 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000107 · wf-form4_165240451335599.xml · nonDerivative · entry 1

JOHNSON JULIA L · CIK 0001221442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,101

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:10 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000101 · wf-form4_165240418575877.xml · nonDerivative · entry 1

HARRIS KIMBERLY J · CIK 0001183908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,077

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

Read SEC document
May 11, 2022 Filed May 13, 2022 01:07 UTC GrantCommon Stock 1,041 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000097 · wf-form4_165240400222000.xml · nonDerivative · entry 1

Edwards Jeffrey N · CIK 0001293146 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,248

F1 · shares: The shares indicated constitute units that settle solely in the common stock of American Water Works Company, Inc. (the "Company") on a one-share-per-unit basis. The stock units vested on the date of grant and will be converted into common stock generally within 30 days following the earlier of August 14, 2023 (subject to the right of the reporting person to defer payment in accordance with the terms of the grant), a separation from service or a change of control of the Company.

F2 · balance_after: Includes 54 shares acquired pursuant to the automatic reinvestment in shares of Company common stock of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 12:58 UTC
GALLEGOS JAMES HEVP and General Counsel
GrantCommon Stock 7,629 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000080 · wf-form4_164916348878627.xml · nonDerivative · entry 1

GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,629

Read SEC document
February 15, 2022 Filed Feb 16, 2022 16:54 UTC
Norton CherylEVP and COO
GrantCommon Stock 2,146 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000062 · wf-form4_164504845116744.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,828

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:53 UTC
Noble Adam W.Chief Tech. & Innov. Officer
GrantCommon Stock 813 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000061 · wf-form4_164504840666970.xml · nonDerivative · entry 1

Noble Adam W. · CIK 0001778773 · Chief Tech. & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:55 UTC
Wikle Melissa K.Chief Accounting Officer
GrantCommon Stock 429 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000063 · wf-form4_164504849315285.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,846

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:49 UTC
Merante James SVice President and Treasurer
GrantCommon Stock 386 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000060 · wf-form4_164504816370965.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,976

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:48 UTC GrantCommon Stock 1,042 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000059 · wf-form4_164504810049223.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,038

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:47 UTC
Hardwick M SusanDirector · President, CEO and CFO
GrantCommon Stock 8,176 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000058 · wf-form4_164504802721784.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · Director · President, CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,016

Read SEC document
February 15, 2022 Filed Feb 16, 2022 21:46 UTC
Duffy MaureenSVP, Comms & External Affairs
GrantCommon Stock 905 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000057 · wf-form4_164504797318346.xml · nonDerivative · entry 1

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,998

Read SEC document
January 31, 2022 Filed Feb 2, 2022 09:38 UTC
Norton CherylEVP and COO
Tax withholdingCommon Stock 1,199 $160.80 $192,799.20
Disclosure

SEC source: 0001410636-22-000027 · wf-form4_164381269781169.xml · nonDerivative · entry 2

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,682

Read SEC document
January 31, 2022 Filed Feb 2, 2022 09:38 UTC
Norton CherylEVP and COO
GrantCommon Stock 2,379 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000027 · wf-form4_164381269781169.xml · nonDerivative · entry 1

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,881

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

F2 · balance_after: Includes 35 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 09:13 UTC
Lynch WalterDirector · President and CEO
Tax withholdingCommon Stock 6,652 $160.80 $1,069,641.60
Disclosure

SEC source: 0001410636-22-000021 · wf-form4_164381117228067.xml · nonDerivative · entry 2

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,696

Read SEC document
January 31, 2022 Filed Feb 2, 2022 09:13 UTC
Lynch WalterDirector · President and CEO
GrantCommon Stock 10,846 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000021 · wf-form4_164381117228067.xml · nonDerivative · entry 1

Lynch Walter · CIK 0001430106 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,348

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 16:58 UTC Amendment
Hardwick M SusanEVP, Chief Financial Officer
Tax withholdingCommon Stock 1,767 $160.80 $284,133.60
Disclosure

SEC source: 0001410636-22-000031 · wf-form4a_164382107140699.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

F1 · kind: The reporting person is amending her Form 4 filed on February 2, 2022 to correct an inadvertent error in reporting the transaction code for this transaction. The original report provided transaction code "D", rather than code "F". No other reported aspects of this transaction have changed from the original report.

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January 31, 2022 Filed Feb 2, 2022 14:40 UTC
Wikle Melissa K.Vice President and Controller
Tax withholdingCommon Stock 803 $160.80 $129,122.40
Disclosure

SEC source: 0001410636-22-000029 · wf-form4_164381278876108.xml · nonDerivative · entry 2

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,417

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:40 UTC
Wikle Melissa K.Vice President and Controller
GrantCommon Stock 1,808 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000029 · wf-form4_164381278876108.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,220

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:31 UTC
Noble Adam W.Chief Tech. & Innov. Officer
Tax withholdingCommon Stock 303 $160.80 $48,722.40
Disclosure

SEC source: 0001410636-22-000025 · wf-form4_164381226838929.xml · nonDerivative · entry 1

Noble Adam W. · CIK 0001778773 · Chief Tech. & Innov. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,251

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:23 UTC
Merante James SVice President and Treasurer
Tax withholdingCommon Stock 644 $160.80 $103,555.20
Disclosure

SEC source: 0001410636-22-000023 · wf-form4_164381180899044.xml · nonDerivative · entry 2

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:23 UTC
Merante James SVice President and Treasurer
GrantCommon Stock 1,417 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000023 · wf-form4_164381180899044.xml · nonDerivative · entry 1

Merante James S · CIK 0001767992 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 13:00 UTC
Hardwick M SusanEVP, Chief Financial Officer
Disposition to issuerCommon Stock 1,767 $160.80 $284,133.60
Disclosure

SEC source: 0001410636-22-000017 · wf-form4_164380681581729.xml · nonDerivative · entry 2

Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Read SEC document
January 31, 2022 Filed Feb 2, 2022 13:00 UTC
Hardwick M SusanEVP, Chief Financial Officer
GrantCommon Stock 3,746 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000017 · wf-form4_164380681581729.xml · nonDerivative · entry 1

Hardwick M Susan · CIK 0001584184 · EVP, Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,607

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:10 UTC Tax withholdingCommon Stock 1,668 $160.80 $268,214.40
Disclosure

SEC source: 0001410636-22-000019 · wf-form4_164381100130907.xml · nonDerivative · entry 2

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,996

Read SEC document
January 31, 2022 Filed Feb 2, 2022 14:10 UTC GrantCommon Stock 3,834 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000019 · wf-form4_164381100130907.xml · nonDerivative · entry 1

Kennedy Melanie M · CIK 0001699352 · EVP, CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,664

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

F2 · balance_after: Includes 87 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 12:59 UTC
Duffy MaureenSVP, Comms & External Affairs
Tax withholdingCommon Stock 693 $160.80 $111,434.40
Disclosure

SEC source: 0001410636-22-000016 · wf-form4_164380678449952.xml · nonDerivative · entry 2

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,093

Read SEC document
January 31, 2022 Filed Feb 2, 2022 12:59 UTC
Duffy MaureenSVP, Comms & External Affairs
GrantCommon Stock 1,602 $0.00 $0.00
Disclosure

SEC source: 0001410636-22-000016 · wf-form4_164380678449952.xml · nonDerivative · entry 1

Duffy Maureen · CIK 0001531235 · SVP, Comms & External Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,786

F1 · shares: Represents shares vested pursuant to awards of performance stock units (PSUs) granted in February 2019 under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards vested on January 31, 2022. PSUs are settled solely by the delivery of one share of common stock per PSU (and may not be settled in cash).

F2 · balance_after: Includes 64 shares acquired pursuant to the automatic reinvestment in shares of common stock of American Water Works Company, Inc. (the "Company") of cash dividends paid on Company common stock to the reporting person, received since the reporting person's last Form 4 report.

Read SEC document
November 22, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
SaleCommon Stock 776 $172.49 $133,852.24
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · nonDerivative · entry 5

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,467

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November 22, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
SaleCommon Stock 2,762 $172.00 $475,064.00
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · nonDerivative · entry 4

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,243

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November 22, 2021 Filed Nov 22, 2021 23:40 UTC
Wikle Melissa K.Vice President and Controller
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,362 $81.72 Strike: $81.72 $193,022.64
Disclosure

SEC source: 0001410636-21-000222 · wf-form4_163762440046713.xml · derivative · entry 3

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,362 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2017, 2018 and 2019.

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November 22, 2021 Filed Nov 22, 2021 23:40 UTC
Wikle Melissa K.Vice President and Controller
SaleCommon Stock 2,362 $172.03 $406,334.86
Disclosure

SEC source: 0001410636-21-000222 · wf-form4_163762440046713.xml · nonDerivative · entry 2

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,412

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.95 to $172.17, inclusive. The reporting person undertakes to provide to American Water Works Company, Inc., any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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November 22, 2021 Filed Nov 22, 2021 23:40 UTC
Wikle Melissa K.Vice President and Controller
Exercise / conversionCommon Stock 2,362 $81.72 $193,022.64
Disclosure

SEC source: 0001410636-21-000222 · wf-form4_163762440046713.xml · nonDerivative · entry 1

Wikle Melissa K. · CIK 0001680773 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 19, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,315 $0.00 Strike: $65.15 $0.00
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · derivative · entry 7

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,315 shares

Expires 2022-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2017, 2018 and 2019.

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November 19, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 591 $0.00 Strike: $52.75 $0.00
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · derivative · entry 6

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 591 shares

Expires 2021-12-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option award vested in three equal installments on January 1, 2016, 2017 and 2018.

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November 19, 2021 Filed Nov 22, 2021 18:36 UTC
Norton CherylEVP and COO
SaleCommon Stock 2,906 $173.47 $504,103.82
Disclosure

SEC source: 0001410636-21-000220 · wf-form4_163762416845390.xml · nonDerivative · entry 3

Norton Cheryl · CIK 0001805481 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,005

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $173.47 to $173.48, inclusive. The reporting person undertakes to provide to the Company, any security holder thereof, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.