Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANT ENERGY CORPLNT · Entity 3298 | EVP, Gen Cnsl and Corp Sec | February 25, 2022 | March 01, 2022 |
| American Water Works Company, Inc.AWK · Entity 3169 | EVP and General Counsel | February 13, 2024 | February 15, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANT ENERGY CORP
Report date February 25, 2022 · Filed March 01, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,447.765 |
Reported balance
After 2022-02-25 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-02-25 · Tax withholding · Disposed 13,923 · Balance 67,447.765 F1: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. |
| Common StockSEC Table I · non-derivative | Direct | 57,447.765 |
Reported balance
After 2022-02-28 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2022-02-28 · Sale · Disposed 10,000 · Balance 57,447.765 F2: The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.0314 to $58.06 Upon request by the issuer, any security holder thereof, or the SEC staff, the reporting person will provide full information regarding the number of shares sold at each separate price within the range. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,549.7951 |
Reported balance
Holding disclosure · report date 2022-02-25 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,549.7951 F3: Reflects 401(k) holdings as of this filing date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
F2: The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.0314 to $58.06 Upon request by the issuer, any security holder thereof, or the SEC staff, the reporting person will provide full information regarding the number of shares sold at each separate price within the range.
F3: Reflects 401(k) holdings as of this filing date.
American Water Works Company, Inc.
Report date February 13, 2024 · Filed February 15, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,352 |
Reported balance
After 2024-02-13 transaction · row 1
1 source rowRow 1 · 2024-02-13 · Grant · Acquired 2,601 · Balance 10,352 F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2024 Filed Feb 15, 2024 23:33 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,601 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-24-000061 · wk-form4_1708040020.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,352 F1 · shares: Represents shares underlying an award of restricted stock units (RSUs) granted on February 13, 2024, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2025, 2026 and 2027, subject to continued employment on each vesting date. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Read SEC document |
| January 31, 2024 Filed Feb 2, 2024 01:10 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 1,053 | $124.02 | $130,593.06 |
DisclosureSEC source: 0001410636-24-000029 · wk-form4_1706836226.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,751 Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 17:00 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 2,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-23-000023 · wf-form4_167656681603474.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,804 F1 · shares: Represents shares underlying an award of restricted stock units (RSUs) granted on February 14, 2023, under the American Water Works Company, Inc. 2017 Omnibus Equity Compensation Plan. These awards will vest in three approximately equal increments on January 31, 2024, 2025 and 2026, subject to continued employment on each vesting date. RSUs are settled solely by the delivery of one share of common stock per RSU (and may not be settled in cash). Read SEC document |
| January 31, 2023 Filed Feb 2, 2023 01:13 UTC | American Water Works Company, Inc. AWK · Entity 3169 | Tax withholdingCommon Stock | 831 | $156.49 | $130,043.19 |
DisclosureSEC source: 0001410636-23-000005 · wf-form4_167530037461205.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,798 Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 12:58 UTC | American Water Works Company, Inc. AWK · Entity 3169 | GrantCommon Stock | 7,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001410636-22-000080 · wf-form4_164916348878627.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,629 Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 21:34 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 10,000 | $58.04 | $580,420.00 |
DisclosureSEC source: 0000352541-22-000032 · wf-form4_164617043181151.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,447.765 F2 · price: The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $58.0314 to $58.06 Upon request by the issuer, any security holder thereof, or the SEC staff, the reporting person will provide full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 21:34 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 13,923 | $57.87 | $805,724.01 |
DisclosureSEC source: 0000352541-22-000032 · wf-form4_164617043181151.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,447.765 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:11 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 3,866 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-22-000025 · wf-form4_164554625882921.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,370.765 F2 · shares: Represents restricted stock units (RSUs) which are converted to common stock on a one-to-one basis when vested. The RSUs vest on December 31, 2024. Read SEC document |
| February 17, 2022 Filed Feb 22, 2022 16:11 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 24,582 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-22-000025 · wf-form4_164554625882921.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,504.765 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:58 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionRestricted Stock Units · Derivative | 5,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-22-000004 · wf-form4_164130831652770.xml · derivative · entry 3 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit (RSU) converts into one share of LNT common stock. F1 · shares: Includes dividend equivalent shares accrued during the vesting period. F5 · derivative.exercise_date: The RSUs vested on December 31, 2021. F5 · derivative.expiration_date: The RSUs vested on December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 14:58 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionCommon Stock | 5,227 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-22-000004 · wf-form4_164130831652770.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,883.765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Includes dividend equivalent shares accrued during the vesting period. F2 · price: Each restricted stock unit (RSU) converts into one share of LNT common stock. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 22:16 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 4,640 | $47.09 | $218,497.60 |
DisclosureSEC source: 0000352541-21-000030 · wf-form4_161480978617559.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,657.163 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 19:21 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 4,958 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-21-000025 · wf-form4_161402168671428.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,297.163 F2 · shares: Represents restricted stock units (RSUs) which are converted to common stock on a one-to-one basis when vested. The RSUs vest on December 31, 2023. Read SEC document |
| February 18, 2021 Filed Feb 22, 2021 19:21 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 13,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-21-000025 · wf-form4_161402168671428.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,339.163 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:47 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionRestricted Stock Units · Derivative | 5,896 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-21-000002 · wf-form4_160986883051553.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,896 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of LNT common stock. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F5 · derivative.exercise_date: The RSUs vested on December 31, 2020. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. F5 · derivative.expiration_date: The RSUs vested on December 31, 2020. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:47 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Disposition to issuerCommon Stock | 5,896 | $51.20 | $301,875.20 |
DisclosureSEC source: 0000352541-21-000002 · wf-form4_160986883051553.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,464.163 F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 17:47 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionCommon Stock | 5,896 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000352541-21-000002 · wf-form4_160986883051553.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,360.163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F2 · price: Each RSU represents the economic equivalent of one share of LNT common stock. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 22:41 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 3,890 | $55.36 | $215,350.40 |
DisclosureSEC source: 0000352541-20-000033 · wf-form4_158336169108646.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,301.331 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:11 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 3,943 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-20-000025 · wf-form4_158258228313583.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,191.331 F2 · shares: Represents restricted stock units which are converted to common stock on a one-to-one basis when vested. The restricted stock units vest on December 31, 2022. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 22:11 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 11,195 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-20-000025 · wf-form4_158258228313583.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · EVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,248.331 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:42 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionRestricted Stock Units · Derivative | 4,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-20-000003 · wf-form4_157808776273057.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of LNT common stock. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F5 · derivative.exercise_date: The RSUs vested on December 31, 2019. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. F5 · derivative.expiration_date: The RSUs vested on December 31, 2019. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:42 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Disposition to issuerCommon Stock | 4,768 | $54.72 | $260,904.96 |
DisclosureSEC source: 0000352541-20-000003 · wf-form4_157808776273057.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,053.331 F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| December 31, 2019 Filed Jan 3, 2020 21:42 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionCommon Stock | 4,768 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000352541-20-000003 · wf-form4_157808776273057.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,821.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. Includes dividend equivalent shares accrued during the vesting period. F2 · price: Each RSU represents the economic equivalent of one share of LNT common stock. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| August 29, 2019 Filed Aug 30, 2019 16:58 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 5,000 | $52.29 | $261,437.00 |
DisclosureSEC source: 0000352541-19-000084 · wf-form4_156718428329218.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,053.331 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 16:19 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 5,000 | $50.00 | $250,000.00 |
DisclosureSEC source: 0000352541-19-000064 · wf-form4_156078836452534.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,053.331 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2019. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 03, 2019 Filed May 6, 2019 20:48 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 5,000 | $47.50 | $237,500.00 |
DisclosureSEC source: 0000352541-19-000057 · wf-form4_155717566899545.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,053.331 F1 · kind: The sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 7, 2019. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:10 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionRestricted Stock Units · Derivative | 5,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-19-000028 · wf-form4_155122260502931.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,165 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of LNT common stock. F5 · derivative.exercise_date: The RSUs vested on February 22, 2019. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. F5 · derivative.expiration_date: The RSUs vested on February 22, 2019. Vested RSUs are to be converted to common stock, paid out in cash, or a combination of both. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:10 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Disposition to issuerCommon Stock | 5,165 | $45.68 | $235,937.20 |
DisclosureSEC source: 0000352541-19-000028 · wf-form4_155122260502931.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,053.331 F1 · security: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F1 · acquired: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:10 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Exercise / conversionCommon Stock | 5,165 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-19-000028 · wf-form4_155122260502931.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,218.331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F1 · shares: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F2 · price: Each RSU represents the economic equivalent of one share of LNT common stock. F1 · acquired: Vested restricted stock units ("RSUs") payable solely in cash, pursuant to the reporting person's election to receive cash in lieu of shares of common stock. F3 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:04 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantRestricted Stock Units · Derivative | 4,832 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-19-000022 · wf-form4_155114304253395.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,832 Underlying: Common Stock · 4,832 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LNT common stock. F4 · derivative.exercise_date: The restricted stock units vest on December 31, 2021. Vested shares will be converted to common stock. F4 · derivative.expiration_date: The restricted stock units vest on December 31, 2021. Vested shares will be converted to common stock. Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:04 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 3,856 | $45.63 | $175,949.28 |
DisclosureSEC source: 0000352541-19-000022 · wf-form4_155114304253395.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,053.331 Read SEC document |
| February 21, 2019 Filed Feb 26, 2019 01:04 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 12,049 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-19-000022 · wf-form4_155114304253395.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,909.331 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 15:40 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 5,000 | $39.80 | $199,000.00 |
DisclosureSEC source: 0000352541-18-000035 · wf-form4_152121479394754.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860.331 F1 · price: The reported price is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $39.797 to $39.807. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantRestricted Stock Units · Derivative | 5,440 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-18-000023 · wf-form4_151968365892984.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,440 Underlying: Common Stock · 5,440 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LNT common stock. F4 · derivative.exercise_date: The restricted stock units vest on December 31, 2020, subject to continued employment. Vested units will be converted to common stock, paid out in cash, or a combination of both. F4 · derivative.expiration_date: The restricted stock units vest on December 31, 2020, subject to continued employment. Vested units will be converted to common stock, paid out in cash, or a combination of both. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 2,714 | $38.60 | $104,760.40 |
DisclosureSEC source: 0000352541-18-000023 · wf-form4_151968365892984.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,860.331 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 22:21 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 8,480.266 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-18-000023 · wf-form4_151968365892984.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,574.331 F1 · shares: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| May 23, 2017 Filed May 25, 2017 17:33 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | SaleCommon Stock | 5,000 | $41.25 | $206,250.00 |
DisclosureSEC source: 0000352541-17-000060 · wf-form4_149573358165349.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,093.024 F1 · shares: Shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F1 · price: Shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 22:14 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantRestricted Stock Units · Derivative | 4,388 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-17-000021 · wf-form4_148797445914424.xml · derivative · entry 4 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,388 Underlying: Common Stock · 4,388 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of LNT common stock. F4 · derivative.exercise_date: The restricted stock units vest on December 31, 2019, subject to continued employment. Vested units will be converted to common stock, paid out in cash, or a combination of both. F4 · derivative.expiration_date: The restricted stock units vest on December 31, 2019, subject to continued employment. Vested units will be converted to common stock, paid out in cash, or a combination of both. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 22:14 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 3,115 | $39.11 | $121,827.65 |
DisclosureSEC source: 0000352541-17-000021 · wf-form4_148797445914424.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,047.132 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 22:14 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 8,901.018 | $0.00 | $0.00 |
DisclosureSEC source: 0000352541-17-000021 · wf-form4_148797445914424.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,162.132 F1 · shares: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:29 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | Tax withholdingCommon Stock | 3,041 | $37.54 | $114,159.14 |
DisclosureSEC source: 0000352541-17-000010 · wf-form4_148728415826280.xml · nonDerivative · entry 2 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,261.114 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 22:29 UTC | ALLIANT ENERGY CORP LNT · Entity 3298 | GrantCommon Stock | 6,036 | $37.54 | $226,591.44 |
DisclosureSEC source: 0000352541-17-000010 · wf-form4_148728415826280.xml · nonDerivative · entry 1 GALLEGOS JAMES H · CIK 0001505376 · SVP, Gen Cnsl and Corp Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,302.114 F1 · balance_after: Includes adjustments for accrued dividends, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.