Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 22, 2021 Filed Nov 24, 2021 19:42 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 5,000 | $18.52 | $92,617.00 |
DisclosureSEC source: 0001179110-21-010339 · edgar.xml · nonDerivative · entry 1 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Seivest LLC-Gerald, Laurel & Paul Seizert as Authorized Agents Disclosed balance after: 6,816 Read SEC document |
| September 20, 2021 Filed Jan 7, 2022 21:57 UTC |
Stuebe Nancy E.Director · TRUSTEE
|
PurchaseCommon Stock | 185.184 | $18.90 | $3,499.98 |
DisclosureSEC source: 0001415889-22-000454 · form4-01072022_010111.xml · nonDerivative · entry 2 Stuebe Nancy E. · CIK 0001835510 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354.184 Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 10:32 UTC |
Barnes Randall CDirector · Trustee
|
PurchaseCommon Stock | 640 | $18.17 | $11,628.80 |
DisclosureSEC source: 0001179110-21-007580 · edgar.xml · nonDerivative · entry 1 Barnes Randall C · CIK 0001298064 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,985.51 Read SEC document |
| June 07, 2021 Filed Jan 7, 2022 21:57 UTC |
Stuebe Nancy E.Director · TRUSTEE
|
PurchaseCommon Stock | 169 | $19.46 | $3,288.74 |
DisclosureSEC source: 0001415889-22-000454 · form4-01072022_010111.xml · nonDerivative · entry 1 Stuebe Nancy E. · CIK 0001835510 · Director · TRUSTEE 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169 Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 21:39 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 15,395 | $15.48 | $238,308.44 |
DisclosureSEC source: 0001179110-20-001154 · edgar.xml · nonDerivative · entry 2 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,739 Read SEC document |
| January 31, 2020 Filed Feb 5, 2020 21:39 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 13,124 | $15.47 | $203,041.40 |
DisclosureSEC source: 0001179110-20-001154 · edgar.xml · nonDerivative · entry 1 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Seivest LLC Disclosed balance after: 11,816 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:41 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 27,072 | $15.49 | $419,326.33 |
DisclosureSEC source: 0001219120-20-000001 · primary_doc.xml · nonDerivative · entry 4 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Candace Seizert & P Seizert ttee Gerald L. Seizert Irrevocable Trust Disclosed balance after: 7,024 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:41 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 14,289 | $15.53 | $221,899.60 |
DisclosureSEC source: 0001219120-20-000001 · primary_doc.xml · nonDerivative · entry 3 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Gerlad L. Seizert ttee, Seizert Capital Partners Disclosed balance after: 0 Read SEC document |
| January 30, 2020 Filed Jan 31, 2020 20:41 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 0.6803 | $15.52 | $10.56 |
DisclosureSEC source: 0001219120-20-000001 · primary_doc.xml · nonDerivative · entry 2 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Gerlad L. Seizert ttee, Seizert Capital Partners Disclosed balance after: 14,289.68 Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 20:41 UTC |
SEIZERT GERALD LDirector · Trustee
|
SaleCommon Stock | 18,249 | $15.64 | $285,357.79 |
DisclosureSEC source: 0001219120-20-000001 · primary_doc.xml · nonDerivative · entry 1 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| September 10, 2019 Filed Sep 10, 2019 20:09 UTC |
SMART MICHAEL ADirector · Trustee
|
PurchaseCommon Stock | 3 | $14.24 | $42.72 |
DisclosureSEC source: 0001179110-19-010198 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,808 Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 23:04 UTC |
SMART MICHAEL ADirector · Trustee
|
PurchaseCommon Stock | 4,697 | $14.24 | $66,872.60 |
DisclosureSEC source: 0001179110-19-010023 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,805 Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 14:29 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 367 | $14.95 | $5,486.65 |
DisclosureSEC source: 0001179110-19-004930 · edgar.xml · nonDerivative · entry 2 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 14:29 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 1,033 | $15.00 | $15,495.00 |
DisclosureSEC source: 0001179110-19-004930 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 20:44 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 1,500 | $14.50 | $21,750.00 |
DisclosureSEC source: 0001179110-19-001811 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,508 Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 21:24 UTC |
SEIZERT GERALD LDirector · Trustee
|
OtherCommon Stock | 22,356 | $13.72 | $306,724.32 |
DisclosureSEC source: 0001179110-19-001079 · edgar.xml · nonDerivative · entry 2 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Seivest LLC, a family partnership Disclosed balance after: 24,940 F1 · kind: Mr. Seizert is transferring 22,356 Shares of AVK from the Gerald Lee Seizert Restated Trust (which now owns 0 shares of AVK) to Seivest LLC, a family partnership (which now owns 24,940 shares of AVK). Read SEC document |
| January 29, 2019 Filed Jan 30, 2019 21:24 UTC |
SEIZERT GERALD LDirector · Trustee
|
OtherCommon Stock | 22,356 | $13.72 | $306,724.32 |
DisclosureSEC source: 0001179110-19-001079 · edgar.xml · nonDerivative · entry 1 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · The Gerald Lee Seizert Restated Trust Disclosed balance after: 0 F1 · kind: Mr. Seizert is transferring 22,356 Shares of AVK from the Gerald Lee Seizert Restated Trust (which now owns 0 shares of AVK) to Seivest LLC, a family partnership (which now owns 24,940 shares of AVK). Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 22:13 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 21,000 | $13.61 | $285,761.70 |
DisclosureSEC source: 0001179110-19-000783 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,000 Read SEC document |
| January 16, 2019 Filed Jan 16, 2019 22:13 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 21,000 | $13.61 | $285,761.70 |
DisclosureSEC source: 0001179110-19-000784 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 177,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| January 16, 2019 Filed Dec 23, 2019 14:51 UTC Amendment |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 21,000 | $13.61 | $285,761.70 |
DisclosureSEC source: 0001179110-19-013107 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,508.387 F1 · balance_after: Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted. Read SEC document |
| January 16, 2019 Filed Dec 23, 2019 14:48 UTC Amendment |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 21,000 | $13.61 | $285,761.70 |
DisclosureSEC source: 0001179110-19-013105 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 192,758.387 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. F3 · balance_after: Item 5 of Table I (Amount of Securities Beneficially Owned Following Reported Transaction(s)) has been corrected. Certain shares acquired prior to the date of the reported transaction under a Dividend Reinvestment Plan were inadvertently omitted. Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:18 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 15,000 | $13.53 | $203,010.00 |
DisclosureSEC source: 0001179110-19-000692 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Read SEC document |
| January 09, 2019 Filed Jan 11, 2019 21:18 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 15,000 | $13.53 | $203,010.00 |
DisclosureSEC source: 0001179110-19-000693 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 156,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC |
MEDINA DEREKDirector · Trustee
|
PurchaseCommon Stock | 2,500 | $12.55 | $31,375.00 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 3 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC |
MEDINA DEREKDirector · Trustee
|
PurchaseCommon Stock | 100 | $12.56 | $1,256.00 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 2 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC |
MEDINA DEREKDirector · Trustee
|
PurchaseCommon Stock | 1,499 | $12.57 | $18,842.43 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 1 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 20:03 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 140 | $12.43 | $1,740.66 |
DisclosureSEC source: 0001179110-18-014311 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 21:45 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 260 | $12.28 | $3,192.83 |
DisclosureSEC source: 0001179110-18-014285 · edgar.xml · nonDerivative · entry 2 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140 Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:45 UTC |
SMART MICHAEL ADirector · Trustee
|
SaleCommon Stock | 240 | $12.27 | $2,943.74 |
DisclosureSEC source: 0001179110-18-014285 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 17:24 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 20,000 | $14.70 | $293,958.00 |
DisclosureSEC source: 0001179110-18-012150 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Read SEC document |
| October 10, 2018 Filed Oct 12, 2018 17:25 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 20,000 | $14.70 | $293,958.00 |
DisclosureSEC source: 0001179110-18-012151 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 141,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 20:13 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 6,000 | $15.69 | $94,153.80 |
DisclosureSEC source: 0001179110-18-011767 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Read SEC document |
| September 27, 2018 Filed Oct 1, 2018 20:14 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 6,000 | $15.69 | $94,153.80 |
DisclosureSEC source: 0001179110-18-011768 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 121,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 15:09 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 12,000 | $15.71 | $188,463.60 |
DisclosureSEC source: 0001179110-18-011268 · edgar.xml · nonDerivative · entry 2 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,000 Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 15:05 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 12,000 | $15.71 | $188,463.60 |
DisclosureSEC source: 0001179110-18-011266 · edgar.xml · nonDerivative · entry 2 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 115,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 15:09 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 12,000 | $15.70 | $188,370.00 |
DisclosureSEC source: 0001179110-18-011268 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,000 Read SEC document |
| September 07, 2018 Filed Sep 11, 2018 15:05 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 12,000 | $15.70 | $188,370.00 |
DisclosureSEC source: 0001179110-18-011266 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 103,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 21:39 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 38,000 | $15.68 | $595,976.80 |
DisclosureSEC source: 0001179110-18-011166 · edgar.xml · nonDerivative · entry 2 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Read SEC document |
| September 06, 2018 Filed Sep 6, 2018 21:40 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 38,000 | $15.68 | $595,976.80 |
DisclosureSEC source: 0001179110-18-011167 · edgar.xml · nonDerivative · entry 2 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 91,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 1,700 | $15.66 | $26,616.73 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 6 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Dean K Seizert Residuary Trust fbo Donna Henson (Sister) Disclosed balance after: 141,280.9467 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 3,500 | $15.65 | $54,775.00 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 5 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Candace Seizert 2012 Gift Trust Disclosed balance after: 139,580.9467 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 2,000 | $15.66 | $31,319.80 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 4 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · Candace Seizert Trust Disclosed balance after: 136,080.9467 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 1,500 | $15.65 | $23,481.75 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 3 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,080.9467 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 8,000 | $15.70 | $125,600.00 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 2 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,580.9467 Read SEC document |
| September 06, 2018 Filed Sep 7, 2018 20:58 UTC |
SEIZERT GERALD LDirector · Trustee
|
PurchaseCommon Stock | 7,000 | $15.69 | $109,810.40 |
DisclosureSEC source: 0001179110-18-011216 · edgar.xml · nonDerivative · entry 1 SEIZERT GERALD L · CIK 0001251344 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,580.9467 Read SEC document |
| September 05, 2018 Filed Sep 5, 2018 19:19 UTC |
Huang TonyV.P. & Assistant Secretary
|
PurchaseCommon Stock | 2,066 | $15.66 | $32,362.03 |
DisclosureSEC source: 0001182489-18-000334 · edgar.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 21:39 UTC |
ADVENT CAPITAL MANAGEMENT /DE/Investment Manager
|
PurchaseCommon Stock | 12,000 | $15.69 | $188,265.60 |
DisclosureSEC source: 0001179110-18-011166 · edgar.xml · nonDerivative · entry 1 ADVENT CAPITAL MANAGEMENT /DE/ · CIK 0001097278 · Investment Manager 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Read SEC document |
| September 05, 2018 Filed Sep 6, 2018 21:40 UTC |
MAITLAND TRACY VDirector · Chairman, President & CEO · Trustee
|
PurchaseCommon Stock | 12,000 | $15.69 | $188,265.60 |
DisclosureSEC source: 0001179110-18-011167 · edgar.xml · nonDerivative · entry 1 MAITLAND TRACY V · CIK 0001251345 · Director · Chairman, President & CEO · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Advent Capital Management, LLC. See Footnotes. Disclosed balance after: 53,250 F1 · shares: Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F1 · balance_after: Common Shares acquired by Advent Capital Management, LLC (Advent), the Funds investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent. F2 · balance_after: Totals include 41,250 shares which are directly held by Mr. Maitland. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 14:56 UTC |
Barnes Randall CDirector · Trustee
|
OtherCommon Stock | 1,895.3867 | $0.50 | $938.41 |
DisclosureSEC source: 0001179110-18-010945 · edgar.xml · nonDerivative · entry 2 Barnes Randall C · CIK 0001298064 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,345.644 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F3 · shares: LCM share amount converted into AVK. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 14:56 UTC |
Barnes Randall CDirector · Trustee
|
OtherCommon Stock | 2,069.2573 | $0.36 | $751.14 |
DisclosureSEC source: 0001179110-18-010945 · edgar.xml · nonDerivative · entry 1 Barnes Randall C · CIK 0001298064 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,450.2573 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F2 · shares: AGC share amount converted into AVK. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.