Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVENT CONVERTIBLE & INCOME FUNDAVK · Entity 8886 | Director · Trustee | December 28, 2018 | December 28, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVENT CONVERTIBLE & INCOME FUND
Report date December 28, 2018 · Filed December 28, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,000 |
Ending reported balance
After 2018-12-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2018-12-28 · Purchase · Acquired 1,499 · Balance 4,400 Row 2 · 2018-12-28 · Purchase · Acquired 100 · Balance 4,500 Row 3 · 2018-12-28 · Purchase · Acquired 2,500 · Balance 7,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | PurchaseCommon Stock | 2,500 | $12.55 | $31,375.00 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 3 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | PurchaseCommon Stock | 100 | $12.56 | $1,256.00 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 2 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Read SEC document |
| December 28, 2018 Filed Dec 28, 2018 22:21 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | PurchaseCommon Stock | 1,499 | $12.57 | $18,842.43 |
DisclosureSEC source: 0001179110-18-014296 · edgar.xml · nonDerivative · entry 1 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 20:42 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | OtherCommon Stock | 891.2478 | $0.50 | $441.26 |
DisclosureSEC source: 0001179110-18-010966 · edgar.xml · nonDerivative · entry 2 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,901.6232 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F3 · shares: LCM share amount converted into AVK. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 20:42 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | OtherCommon Stock | 860.3754 | $0.36 | $312.32 |
DisclosureSEC source: 0001179110-18-010966 · edgar.xml · nonDerivative · entry 1 MEDINA DEREK · CIK 0001251845 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,010.3754 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F2 · shares: AGC share amount converted into AVK. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.