Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVENT CONVERTIBLE & INCOME FUNDAVK · Entity 8886 | Director · Trustee | September 10, 2019 | September 10, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVENT CONVERTIBLE & INCOME FUND
Report date September 10, 2019 · Filed September 10, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,808 |
Reported balance
After 2019-09-10 transaction · row 1
1 source rowRow 1 · 2019-09-10 · Purchase · Acquired 3 · Balance 4,808 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2019 Filed Sep 10, 2019 20:09 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | PurchaseCommon Stock | 3 | $14.24 | $42.72 |
DisclosureSEC source: 0001179110-19-010198 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,808 Read SEC document |
| September 03, 2019 Filed Sep 3, 2019 23:04 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | PurchaseCommon Stock | 4,697 | $14.24 | $66,872.60 |
DisclosureSEC source: 0001179110-19-010023 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,805 Read SEC document |
| April 12, 2019 Filed Apr 15, 2019 14:29 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 367 | $14.95 | $5,486.65 |
DisclosureSEC source: 0001179110-19-004930 · edgar.xml · nonDerivative · entry 2 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108 Read SEC document |
| April 11, 2019 Filed Apr 15, 2019 14:29 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 1,033 | $15.00 | $15,495.00 |
DisclosureSEC source: 0001179110-19-004930 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Read SEC document |
| February 13, 2019 Filed Feb 13, 2019 20:44 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 1,500 | $14.50 | $21,750.00 |
DisclosureSEC source: 0001179110-19-001811 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,508 Read SEC document |
| December 28, 2018 Filed Dec 31, 2018 20:03 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 140 | $12.43 | $1,740.66 |
DisclosureSEC source: 0001179110-18-014311 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 27, 2018 Filed Dec 27, 2018 21:45 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 260 | $12.28 | $3,192.83 |
DisclosureSEC source: 0001179110-18-014285 · edgar.xml · nonDerivative · entry 2 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140 Read SEC document |
| December 26, 2018 Filed Dec 27, 2018 21:45 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | SaleCommon Stock | 240 | $12.27 | $2,943.74 |
DisclosureSEC source: 0001179110-18-014285 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 19:16 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | OtherCommon Stock | 1,237.8441 | $0.50 | $612.86 |
DisclosureSEC source: 0001179110-18-010956 · edgar.xml · nonDerivative · entry 2 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,649.5324 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F3 · shares: LCM shares converted into AVK. Read SEC document |
| August 27, 2018 Filed Aug 28, 2018 19:16 UTC | ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886 | OtherCommon Stock | 1,161.6883 | $0.36 | $421.69 |
DisclosureSEC source: 0001179110-18-010956 · edgar.xml · nonDerivative · entry 1 SMART MICHAEL A · CIK 0001251347 · Director · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,411.6883 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F2 · shares: AGC shares converted into AVK. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.