person · Reporting owner

Huang Tony

Disclosed activity across 3 companies

Tapewire entity: 86688
SEC CIK: 0001631552

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
ADVENT CONVERTIBLE & INCOME FUNDAVK · Entity 8886	V.P. & Assistant Secretary	October 17, 2024	October 18, 2024
ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUNDLCM · Entity 173691	V.P. & Assistant Secretary	August 21, 2017	August 21, 2017
Advent Claymore Convertible Securities & Income Fund IIAGC · Entity 12770	V.P. & Assistant Secretary	August 23, 2017	August 23, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADVENT CONVERTIBLE & INCOME FUND

Report date October 17, 2024 · Filed October 18, 2024

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	9,400	Reported balance After 2024-10-17 transaction · row 1 1 source row Row 1 · 2024-10-17 · Purchase · Acquired 2,300 · Balance 9,400 F1: The Price and Shares listed are pursuant to the exercise of a rights offering.

Filing footnotes · ownership attribution and instrument terms

F1: The Price and Shares listed are pursuant to the exercise of a rights offering.

ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND

Report date August 21, 2017 · Filed August 21, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	8,500	Reported balance After 2017-08-21 transaction · row 1 1 source row Row 1 · 2017-08-21 · Purchase · Acquired 3,500 · Balance 8,500

Advent Claymore Convertible Securities & Income Fund II

Report date August 23, 2017 · Filed August 23, 2017

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	Direct	2,000	Reported balance After 2017-08-23 transaction · row 1 1 source row Row 1 · 2017-08-23 · Sale · Disposed 8,000 · Balance 2,000

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
October 17, 2024 Filed Oct 18, 2024 16:05 UTC	ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886	PurchaseCommon Stock	2,300	$11.28	$25,944.00	Disclosure SEC source: 0001415889-24-025401 · form4-10182024_041037.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,400 F1 · shares: The Price and Shares listed are pursuant to the exercise of a rights offering. Read SEC document
September 05, 2018 Filed Sep 5, 2018 19:19 UTC	ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886	PurchaseCommon Stock	2,066	$15.66	$32,362.03	Disclosure SEC source: 0001182489-18-000334 · edgar.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Read SEC document
August 27, 2018 Filed Aug 28, 2018 19:12 UTC	ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886	OtherCommon Stock	4,208.6699	$0.50	$2,083.71	Disclosure SEC source: 0001179110-18-010952 · edgar.xml · nonDerivative · entry 2 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,034.7251 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F3 · shares: LCM shares converted into AVK. Read SEC document
August 27, 2018 Filed Aug 28, 2018 19:12 UTC	ADVENT CONVERTIBLE & INCOME FUND AVK · Entity 8886	OtherCommon Stock	726.0552	$0.36	$263.56	Disclosure SEC source: 0001179110-18-010952 · edgar.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826.0552 F1 · kind: The reported shares were acquired as a result of a closed-end fund merger between Advent Claymore Convertible Securities and Income Fund II (AGC), Advent/Claymore Enhanced Growth & Income Fund (LCM), and Advent/Claymore Convertible Securities and Income Fund (AVK) in which AVK was the surviving fund. F2 · shares: AGC shares converted into AVK. Read SEC document
August 23, 2017 Filed Aug 23, 2017 16:57 UTC	Advent Claymore Convertible Securities & Income Fund II AGC · Entity 12770	SaleCommon Stock	8,000	$6.15	$49,209.60	Disclosure SEC source: 0001179110-17-011780 · edgar.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document
August 21, 2017 Filed Aug 21, 2017 16:21 UTC	ADVENT/CLAYMORE ENHANCED GROWTH & INCOME FUND LCM · Entity 173691	PurchaseCommon Stock	3,500	$8.24	$28,824.95	Disclosure SEC source: 0001179110-17-011701 · edgar.xml · nonDerivative · entry 1 Huang Tony · CIK 0001631552 · V.P. & Assistant Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.