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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $35.45 $0.00
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · derivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,250

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,778 $256.92 $456,794.87
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $256.66 to $257.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,800 $256.13 $1,229,433.60
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,866

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $255.66 to $256.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,000 $255.06 $1,530,330.00
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,666

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $254.64 to $255.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,993 $254.23 $1,015,120.43
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,666

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $253.64 to $254.61 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,429 $253.16 $868,092.50
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,659

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $252.53 to $253.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 15, 2019 Filed Jan 17, 2019 22:46 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $35.45 $709,000.00
Disclosure

SEC source: 0001730168-19-000012 · wf-form4_154776519305406.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 Restricted Stock Units.

Read SEC document
January 11, 2019 Filed Jan 15, 2019 22:30 UTC GrantCommon Stock, $0.001 par value 223 $0.00 $0.00
Disclosure

SEC source: 0001730168-19-000010 · wf-form4_154759139796160.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

F1 · shares: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is January 11, 2019. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Represents 223 RSUs.

Read SEC document
January 08, 2019 Filed Jan 10, 2019 22:45 UTC
You Harry L.Director
GrantCommon Stock, $0.001 par value 223 $0.00 $0.00
Disclosure

SEC source: 0001730168-19-000006 · wf-form4_154716028533560.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223

F1 · shares: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is January 8, 2019. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Represents 223 RSUs.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 17:26 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,223 $0.00 Strike: $62.47 $0.00
Disclosure

SEC source: 0001730168-19-000002 · wf-form4_154707279014283.xml · derivative · entry 3

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 5,223 shares

Expires 2019-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · derivative.exercise_date: The option is fully vested and exercisable.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 17:26 UTC SaleCommon Stock, $0.001 par value 5,223 $233.65 $1,220,353.95
Disclosure

SEC source: 0001730168-19-000002 · wf-form4_154707279014283.xml · nonDerivative · entry 2

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,565

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 807 Restricted Stock Units.

Read SEC document
January 07, 2019 Filed Jan 9, 2019 17:26 UTC Exercise / conversionCommon Stock, $0.001 par value 5,223 $62.47 $326,280.81
Disclosure

SEC source: 0001730168-19-000002 · wf-form4_154707279014283.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 807 Restricted Stock Units.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:01 UTC
Brazeal Mark DavidChief Legal Officer
Tax withholdingCommon Stock, $0.001 par value 372 $254.83 $94,796.76
Disclosure

SEC source: 0001730168-18-000069 · wf-form4_154525685939067.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,261

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 48,125 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 17:08 UTC
Ingram BryanSVP & GM, Wireless Semicon Div
Tax withholdingCommon Stock, $0.001 par value 1,736 $254.83 $442,384.88
Disclosure

SEC source: 0001730168-18-000071 · wf-form4_154525731824042.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,852

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 65,375 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:17 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Tax withholdingCommon Stock, $0.001 par value 1,612 $254.83 $410,785.96
Disclosure

SEC source: 0001730168-18-000073 · wf-form4_154525780448170.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,113

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 75,125 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 17:27 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 1,240 $254.83 $315,989.20
Disclosure

SEC source: 0001730168-18-000075 · wf-form4_154525845262297.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,842

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 76,125 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:34 UTC
Spears Kirsten M.Principal Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 744 $254.83 $189,593.52
Disclosure

SEC source: 0001730168-18-000077 · wf-form4_154525883631380.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,717

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 45,125 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,297,916

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,180 $258.17 $562,808.42
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $257.82 to $258.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,700 $257.13 $1,979,885.60
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,268

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $256.80 to $257.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,500 $256.50 $1,410,750.00
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,968

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $255.79 to $256.76 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,300 $255.03 $586,578.20
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,468

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $254.71 to $255.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,320 $254.06 $589,426.16
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,768

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $253.62 to $254.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 20,000 $38.99 $779,800.00
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,088

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 17, 2018 Filed Dec 19, 2018 22:41 UTC
TAN HOCK EDirector · President and CEO
Tax withholdingCommon Stock, $0.001 par value 746 $254.83 $190,103.18
Disclosure

SEC source: 0001730168-18-000079 · wf-form4_154525927137391.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,088

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 3,004 RSUs.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 5,121 $0.00 Strike: $62.47 $0.00
Disclosure

SEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · derivative · entry 4

EGGEBRECHT LEWIS C · CIK 0001213489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 5,121 shares

Expires 2019-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested over 3 years, with 33.333% vesting on each anniversary of the grant date of April 9, 2014, such that the option fully vested on April 9, 2017.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:15 UTC SaleCommon Stock, $0.001 par value 2,000 $260.81 $521,620.00
Disclosure

SEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · nonDerivative · entry 2

EGGEBRECHT LEWIS C · CIK 0001213489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,954

F1 · balance_after: Includes 807 Restricted Stock Units.

Read SEC document
December 14, 2018 Filed Dec 18, 2018 17:15 UTC Exercise / conversionCommon Stock, $0.001 par value 5,121 $62.47 $319,908.87
Disclosure

SEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · nonDerivative · entry 1

EGGEBRECHT LEWIS C · CIK 0001213489 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 807 Restricted Stock Units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:05 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $71.86 $0.00
Disclosure

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · derivative · entry 3

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock, $0.001 par value · 10,000 shares

Expires 2021-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on June 10, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on June 10, 2018. The exercisability requirements for the 2014 Option have been met.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:05 UTC
Kawwas Charlie BSVP & Chief Sales Officer
SaleCommon Stock, $0.001 par value 10,000 $259.19 $2,591,940.00
Disclosure

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,725

F2 · price: Transaction executed in multiple trades at prices ranging from $259.15 to $259.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 78,375 Restricted Stock Units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 22:05 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Exercise / conversionCommon Stock, $0.001 par value 10,000 $71.86 $718,600.00
Disclosure

SEC source: 0001730168-18-000063 · wf-form4_154508430605261.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 78,375 Restricted Stock Units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 17:13 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 22,500 $0.00 Strike: $62.02 $0.00
Disclosure

SEC source: 0001730168-18-000065 · wf-form4_154508477061376.xml · derivative · entry 4

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 22,500 shares

Expires 2021-03-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Share price performance option (the "2014 Option") granted on March 11, 2014 pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2014 Option vests over four years, with 25% vesting on each anniversary of the date of grant, such that the 2014 Option fully vested on March 11, 2018. The exercisability requirements for the 2014 Option have been met.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 17:13 UTC
Krause Thomas H.Chief Financial Officer
SaleCommon Stock, $0.001 par value 11,981 $257.48 $3,084,855.90
Disclosure

SEC source: 0001730168-18-000065 · wf-form4_154508477061376.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,082

F3 · price: Transaction executed in multiple trades at prices ranging from $257.07 to $258.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 78,625 Restricted Stock Units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 17:13 UTC
Krause Thomas H.Chief Financial Officer
SaleCommon Stock, $0.001 par value 10,519 $256.63 $2,699,469.93
Disclosure

SEC source: 0001730168-18-000065 · wf-form4_154508477061376.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,063

F2 · price: Transaction executed in multiple trades at prices ranging from $256.06 to $257.05 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F1 · balance_after: Includes 78,625 Restricted Stock Units.

Read SEC document
December 13, 2018 Filed Dec 17, 2018 17:13 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionCommon Stock, $0.001 par value 22,500 $62.02 $1,395,450.00
Disclosure

SEC source: 0001730168-18-000065 · wf-form4_154508477061376.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,582

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 78,625 Restricted Stock Units.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 17:14 UTC
Ingram BryanSVP & GM, Wireless Semicon Div
Tax withholdingCommon Stock, $0.001 par value 744 $246.84 $183,648.96
Disclosure

SEC source: 0001730168-18-000061 · wf-form4_154473924857838.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,588

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 68,875 RSUs.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 23:51 UTC
Brazeal Mark DavidChief Legal Officer
GrantCommon Stock, $0.001 par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000051 · wf-form4_154422665216995.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,633

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 7,500 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 48,875 RSUs.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 19:08 UTC
Ingram BryanSVP & GM, Wireless Semicon Div
GrantCommon Stock, $0.001 par value 30,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000053 · wf-form4_154422769170362.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · SVP & GM, Wireless Semicon Div

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,332

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 7,500 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 70,375 RSUs.

Read SEC document
December 04, 2018 Filed Dec 8, 2018 00:18 UTC
Kawwas Charlie BSVP & Chief Sales Officer
GrantCommon Stock, $0.001 par value 40,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000055 · wf-form4_154422828363057.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,725

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 10,000 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 78,375 RSUs and 18 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2018.

Read SEC document
December 04, 2018 Filed Dec 7, 2018 19:28 UTC
Krause Thomas H.Chief Financial Officer
GrantCommon Stock, $0.001 par value 40,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000057 · wf-form4_154422887278975.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,082

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 10,000 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 78,625 RSUs.

Read SEC document
December 04, 2018 Filed Dec 8, 2018 00:35 UTC
Spears Kirsten M.Principal Accounting Officer
GrantCommon Stock, $0.001 par value 25,000 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000059 · wf-form4_154422930230295.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,461

F1 · date: Award approved on December 4, 2018 with an effective grant date of January 15, 2019.

F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. This award consists of four grants, each for 6,250 RSUs, and is intended to approximate four consecutive annual equity grants with successive four-year vesting periods. 25% of the shares underlying each grant vests on each annual anniversary of the vesting commencement date applicable to such grant. The four grants have successive vesting commencement dates of March 15, 2019, March 15, 2020, March 15, 2021 and March 15, 2022, such that the fourth grant under the award will not vest in full on until March 15, 2026, subject to continued service with the Issuer.

F3 · balance_after: Includes 46,625 RSUs.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:16 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 2,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000047 · wf-form4_154266934589375.xml · derivative · entry 3

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock, $0.001 par value · 2,500 shares

Expires 2020-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2018, the second 25% of the Performance RSU vested.

F1 · derivative.exercise_date: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2018, the second 25% of the Performance RSU vested.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:16 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 2,480 $236.34 $586,123.20
Disclosure

SEC source: 0001730168-18-000047 · wf-form4_154266934589375.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,082

F4 · shares: Consists of shares of common stock withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the Performance RSU and the relevant RSUs previously granted to the Reporting Person.

F3 · balance_after: Includes 38,625 Restricted Stock Units ("RSUs").

Read SEC document
November 15, 2018 Filed Nov 19, 2018 18:16 UTC
Krause Thomas H.Chief Financial Officer
Exercise / conversionCommon Stock, $0.001 par value 2,500 $0.00 $0.00
Disclosure

SEC source: 0001730168-18-000047 · wf-form4_154266934589375.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,562

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan on November 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will be fully vested on November 15, 2020; provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's shares on the date of grant (the "Price Contingency"). On February 13, 2017, the Price Contingency was met, and on November 15, 2018, the second 25% of the Performance RSU vested.

F2 · price: Each Performance RSU represents the right to receive, at settlement, one share of common stock of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's shares of common stock on the scheduled vesting date.

F3 · balance_after: Includes 38,625 Restricted Stock Units ("RSUs").

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · derivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,317,916

Underlying: Common Stock, $0.001 par value · 20,000 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · derivative.exercise_date: Share price performance option (the "2013 Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The 2013 Option is fully vested and the exercisability requirements for the 2013 Option have been met.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 60 $231.96 $13,917.60
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,834

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 4,507 Restricted Stock Units.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 350 $231.22 $80,925.60
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,894

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $230.90 to $231.63 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,507 Restricted Stock Units.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,800 $230.42 $1,797,307.20
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,244

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $229.88 to $230.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,507 Restricted Stock Units.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,848 $229.53 $653,701.44
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,044

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $228.88 to $229.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,507 Restricted Stock Units.

Read SEC document
November 15, 2018 Filed Nov 19, 2018 23:27 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,500 $228.26 $798,896.00
Disclosure

SEC source: 0001730168-18-000049 · wf-form4_154267003854158.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,892

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $227.88 to $228.59 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 4,507 Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.