Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director | December 14, 2018 | December 18, 2018 |
| Broadcom LtdAVGO · Entity 167990 | Director | April 05, 2017 | April 06, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date December 14, 2018 · Filed December 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 9,954 |
Last balance in matching sequence
After 2018-12-14 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-12-14 · Exercise / conversion · Acquired 5,121 · Balance 11,954 F1: Includes 807 Restricted Stock Units. Row 2 · 2018-12-14 · Sale · Disposed 2,000 · Balance 9,954 F1: Includes 807 Restricted Stock Units. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $62.47 · Expires 2019-04-08 | Direct | 0 |
Reported balance
After 2018-12-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-12-14 · Exercise / conversion · Disposed 5,121 · Balance 0 F3: The option vested over 3 years, with 33.333% vesting on each anniversary of the grant date of April 9, 2014, such that the option fully vested on April 9, 2017. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 1,500 |
Reported balance
Holding disclosure · report date 2018-12-14 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,500 F2: Shares held by Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 807 Restricted Stock Units.
F2: Shares held by Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee.
F3: The option vested over 3 years, with 33.333% vesting on each anniversary of the grant date of April 9, 2014, such that the option fully vested on April 9, 2017.
Broadcom Ltd
Report date April 05, 2017 · Filed April 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 6,026 |
Reported balance
After 2017-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-05 · Grant · Acquired 906 · Balance 6,026 F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2: Includes 2,613 RSUs. |
| Ordinary Shares, no par valueSEC Table I · non-derivative | IndirectSee Footnote | 1,500 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,500 F3: Shares held by the Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date.
F2: Includes 2,613 RSUs.
F3: Shares held by the Lewis and Rebecca Eggebrecht Living Trust dated 6/21/1997 for which the Reporting Person serves as Trustee.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2018 Filed Dec 18, 2018 17:15 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,121 | $0.00 Strike: $62.47 | $0.00 |
DisclosureSEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · derivative · entry 4 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, $0.001 par value · 5,121 shares Expires 2019-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested over 3 years, with 33.333% vesting on each anniversary of the grant date of April 9, 2014, such that the option fully vested on April 9, 2017. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,000 | $260.81 | $521,620.00 |
DisclosureSEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · nonDerivative · entry 2 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,954 F1 · balance_after: Includes 807 Restricted Stock Units. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 17:15 UTC | Broadcom Inc. AVGO · Entity 2789 | Exercise / conversionCommon Stock, $0.001 par value | 5,121 | $62.47 | $319,908.87 |
DisclosureSEC source: 0001730168-18-000067 · wf-form4_154517133211243.xml · nonDerivative · entry 1 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,954 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 807 Restricted Stock Units. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 16:05 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 807 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-009652 · doc4.xml · nonDerivative · entry 1 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,833 F1 · shares: Grant of Restricted Stock Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2018. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 807 restricted stock units. Read SEC document |
| April 05, 2017 Filed Apr 6, 2017 17:36 UTC | Broadcom Ltd AVGO · Entity 167990 | GrantOrdinary Shares, no par value | 906 | $0.00 | $0.00 |
DisclosureSEC source: 0001649338-17-000080 · wf-form4_149151459696072.xml · nonDerivative · entry 1 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,026 F1 · shares: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2 · balance_after: Includes 2,613 RSUs. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:09 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,120 | $0.00 Strike: $62.47 | $0.00 |
DisclosureSEC source: 0001649338-17-000002 · wf-form4_148374777644685.xml · derivative · entry 4 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,121 Underlying: Ordinary Shares, no par value · 5,120 shares Expires 2019-04-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests over 3 years, with 33.333% vesting on each of the first three anniversaries of April 9, 2014, so that the option will be vested in full on April 9, 2017, subject to the director's continuing service on each vesting date. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:09 UTC | Broadcom Ltd AVGO · Entity 167990 | SaleOrdinary Shares, no par value | 5,120 | $176.98 | $906,158.08 |
DisclosureSEC source: 0001649338-17-000002 · wf-form4_148374777644685.xml · nonDerivative · entry 2 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,120 F1 · balance_after: Includes 1,707 Restricted Share Units. Read SEC document |
| January 04, 2017 Filed Jan 6, 2017 19:09 UTC | Broadcom Ltd AVGO · Entity 167990 | Exercise / conversionOrdinary Shares, no par value | 5,120 | $62.47 | $319,846.40 |
DisclosureSEC source: 0001649338-17-000002 · wf-form4_148374777644685.xml · nonDerivative · entry 1 EGGEBRECHT LEWIS C · CIK 0001213489 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,240 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,707 Restricted Share Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.