Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Berto Acquisition Corp.TACO · Entity 5656 | Director · Interim CFO · 10% owner | April 29, 2025 | April 29, 2025 |
| Berto Acquisition Corp. IIGUAC · Entity 5670 | 10% owner | May 15, 2026 | May 16, 2026 |
| Broadcom Inc.AVGO · Entity 2789 | Director | June 11, 2026 | June 15, 2026 |
| Coliseum Acquisition Corp.MITA · Entity 84507 | Director · 10% owner | December 31, 2024 | January 03, 2025 |
| Coupang, Inc.CPNG · Entity 3157 | Director | March 15, 2021 | March 15, 2021 |
| Horizon Quantum Holdings Ltd.HQ · Entity 5127 | Director · 10% owner | March 19, 2026 | March 20, 2026 |
| IonQ, Inc.IONQ · Entity 3350 | Director | June 06, 2024 | June 10, 2024 |
| Planet Labs PBCDMYQ · Entity 3716 | Director · Chairman · 10% owner | March 04, 2021 | March 05, 2021 |
| Rain Enhancement Technologies Holdco, Inc.RAIN · Entity 7988 | Director · 10% owner | June 05, 2026 | June 09, 2026 |
| Rush Street Interactive, Inc.RSI · Entity 2291 | Director | May 26, 2021 | May 29, 2021 |
| dMY Technology Group, Inc. IIDMYD · Entity 147234 | Director · 10% owner | August 13, 2020 | August 13, 2020 |
| dMY Technology Group, Inc. VIDMYS · Entity 134993 | Director · Chairman · 10% owner | October 04, 2021 | October 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Berto Acquisition Corp.
Report date April 29, 2025 · Filed April 29, 2025
Jointly reported with Berto Acquisition Sponsor LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,401,200 |
Reported balance
Holding disclosure · report date 2025-04-29 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,401,200 F1: The ordinary shares reported herein include up to 313,200 ordinary shares subject to forfeiture to Berto Acquisition Corp. (the "Issuer") depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-286023) (the "Registration Statement"). |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote. | 2,688,300 |
Reported balance
Holding disclosure · report date 2025-04-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,688,300 F2: The ordinary shares reported herein include up to 391,500 ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F3: Berto Acquisition Sponsor, LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares reported herein include up to 313,200 ordinary shares subject to forfeiture to Berto Acquisition Corp. (the "Issuer") depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-286023) (the "Registration Statement").
F2: The ordinary shares reported herein include up to 391,500 ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F3: Berto Acquisition Sponsor, LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
Berto Acquisition Corp. II
Report date May 15, 2026 · Filed May 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 2,532,102 |
Reported balance
After 2026-05-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-15 · Other · Acquired 232,102 · Balance 2,532,102 F1: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F2: The ordinary shares reported herein include up to 30,247 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-295343) (the "Registration Statement"). F3: The ordinary shares reported herein include up to 345,631 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. |
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote. | 2,779,808 |
Reported balance
After 2026-05-15 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-05-15 · Other · Acquired 254,808 · Balance 2,779,808 F1: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F4: The ordinary shares reported herein include up to 33,236 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. F5: Berto Acquisition Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F6: The ordinary shares reported herein include up to 379,442 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. |
Filing footnotes · ownership attribution and instrument terms
F1: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein.
F2: The ordinary shares reported herein include up to 30,247 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-295343) (the "Registration Statement").
F3: The ordinary shares reported herein include up to 345,631 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement.
F4: The ordinary shares reported herein include up to 33,236 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement.
F5: Berto Acquisition Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F6: The ordinary shares reported herein include up to 379,442 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement.
Broadcom Inc.
Report date June 11, 2026 · Filed June 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 38,466 |
Reported balance
After 2026-06-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-11 · Purchase · Acquired 1,000 · Balance 38,466 F1: Includes 864 restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 864 restricted stock units.
Coliseum Acquisition Corp.
Report date December 31, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 650,120 |
Ending reported balance
After 2024-12-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-31 · Exercise / conversion · Acquired 1 · Balance 1,075,000 F1: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. Row 2 · 2024-12-31 · Disposition to issuer · Disposed 424,880 · Balance 650,120 F2: In connection with the consummation of the Business Combination, Harry L. You forfeited 424,880 Coliseum Class A Ordinary Shares for no consideration pursuant to the terms of the Non-Redemption Agreements dated November 22, 2023, between Mr. You, Coliseum, and the other parties thereto. |
| Class B Ordinary ShareSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-31 · Exercise / conversion · Disposed 1 · Balance 0 F1: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. |
| Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectBy Berto, LLC | 0 |
Reported balance
After 2024-12-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2024-12-31 · Disposition to issuer · Disposed 2,257,500 · Balance 0 F3: In connection with the Business Combination, Berto LLC ("Berto") agreed to exchange the 2,257,500 private placement warrants held by it for an aggregate of 564,375 shares of Holdco Class A common stock, par value $0.0001 per share. F4: Each such private placement warrant entitled the holder to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment, 30 days after the consummation of the Business Combination. F5: Mr. You is the sole member of Berto and has voting and investment discretion with respect to the securities held of record by Berto. Mr. You disclaims beneficial ownership of the securities held by Berto, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date.
F2: In connection with the consummation of the Business Combination, Harry L. You forfeited 424,880 Coliseum Class A Ordinary Shares for no consideration pursuant to the terms of the Non-Redemption Agreements dated November 22, 2023, between Mr. You, Coliseum, and the other parties thereto.
F3: In connection with the Business Combination, Berto LLC ("Berto") agreed to exchange the 2,257,500 private placement warrants held by it for an aggregate of 564,375 shares of Holdco Class A common stock, par value $0.0001 per share.
F4: Each such private placement warrant entitled the holder to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment, 30 days after the consummation of the Business Combination.
F5: Mr. You is the sole member of Berto and has voting and investment discretion with respect to the securities held of record by Berto. Mr. You disclaims beneficial ownership of the securities held by Berto, except to the extent of his pecuniary interest therein.
Coupang, Inc.
Report date March 15, 2021 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 236,131 |
Reported balance
After 2021-03-15 transaction · row 1
1 source rowRow 1 · 2021-03-15 · Purchase · Acquired 28,571 · Balance 236,131 |
Horizon Quantum Holdings Ltd.
Report date March 19, 2026 · Filed March 20, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 1,163,484 |
Reported balance
After 2026-03-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-03-19 · Grant · Acquired 1,163,484 · Balance 1,163,484 F1: In connection with the closing of the business combination (the "Business Combination") among Horizon Quantum Holdings Ltd. (the "Issuer"), Horizon Quantum Computing Pte. Ltd. ("Horizon"), and dMY Squared Technology Group, Inc. ("DMY"), these Class A ordinary shares of the Issuer were issued pursuant to the terms of the Business Combination Agreement, dated as of September 9, 2025, by and among the Issuer, Horizon, and DMY (the "Business Combination Agreement") upon the exchange of 1,163,484 shares of Class A common stock of DMY. On the effective date of the Business Combination, the closing price of DMY's Class A common stock was $13.50. F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". |
| WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 · Expires 2031-03-19 | IndirectSee footnote | 2,884,660 |
Reported balance
After 2026-03-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-03-19 · Grant · Acquired 2,884,660 · Balance 2,884,660 F2: In connection with the closing of the Business Combination, these warrants of the Issuer were issued pursuant to the terms of the Business Combination Agreement upon the exchange of 2,884,660 warrants of DMY. On the effective date of the Business Combination, the closing price of DMY's warrants was $2.69. F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". |
| Class A Ordinary SharesSEC Table I · non-derivative | Direct | 49,214 |
Reported balance
Holding disclosure · report date 2026-03-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 49,214 |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the closing of the business combination (the "Business Combination") among Horizon Quantum Holdings Ltd. (the "Issuer"), Horizon Quantum Computing Pte. Ltd. ("Horizon"), and dMY Squared Technology Group, Inc. ("DMY"), these Class A ordinary shares of the Issuer were issued pursuant to the terms of the Business Combination Agreement, dated as of September 9, 2025, by and among the Issuer, Horizon, and DMY (the "Business Combination Agreement") upon the exchange of 1,163,484 shares of Class A common stock of DMY. On the effective date of the Business Combination, the closing price of DMY's Class A common stock was $13.50.
F2: In connection with the closing of the Business Combination, these warrants of the Issuer were issued pursuant to the terms of the Business Combination Agreement upon the exchange of 2,884,660 warrants of DMY. On the effective date of the Business Combination, the closing price of DMY's warrants was $2.69.
F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".
IonQ, Inc.
Report date June 06, 2024 · Filed June 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 168,041 |
Reported balance
After 2024-06-06 transaction · row 1
1 source rowRow 1 · 2024-06-06 · Grant · Acquired 23,391 · Balance 168,041 F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2025 Annual Meeting (or the date immediately prior to the 2025 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 6, 2025, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 2,597,500 |
Reported balance
Holding disclosure · report date 2024-06-06 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,597,500 F2: The securities are held by RHY 2021 Irrevocable Trust (the "Trust"). The Reporting Person is the investment advisor of the Trust and has voting and investment discretion with respect to the securities held by the Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2025 Annual Meeting (or the date immediately prior to the 2025 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 6, 2025, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date.
F2: The securities are held by RHY 2021 Irrevocable Trust (the "Trust"). The Reporting Person is the investment advisor of the Trust and has voting and investment discretion with respect to the securities held by the Trust.
Planet Labs PBC
Report date March 04, 2021 · Filed March 05, 2021
Jointly reported with dMY Sponsor IV, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-03-04 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253209) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,125,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: dMY Sponsor IV, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor IV, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor IV, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253209) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 1,125,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: dMY Sponsor IV, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor IV, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor IV, LLC.
Rain Enhancement Technologies Holdco, Inc.
Report date June 05, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy RHY Management, LLC | 1,612,903 |
Reported balance
After 2026-06-05 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 1,612,903 · Balance 1,612,903 F1: RHY Management, LLC ("RHY") exchanged an aggregate of $4,000,000 of indebtedness owed by the Company to RHY into 1,612,903 shares of the Issuer's Class A common stock, par value $0.0001 per share. F2: Mr. You is the sole member of RHY and may be deemed to have a pecuniary interest in the securities held by RHY. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | Direct | 650,120 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 650,120 |
| Class A Common StockSEC Table I · non-derivative | IndirectBy trust | 237,956 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 237,956 F3: Represents shares held by RHY 2021 Irrevocable Trust (the "Trust"). Mr. You is the settlor and investment officer of the Trust, and his son is the beneficiary of the Trust. Accordingly, Mr. You may be deemed to have a pecuniary interest in the securities held by the Trust. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Berto LLC | 564,375 |
Reported balance
Holding disclosure · report date 2026-06-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 564,375 F4: Mr. You is the sole member of Berto LLC and has voting and investment discretion with respect to the securities held of record by Berto LLC. Mr. You disclaims beneficial ownership of the securities held by Berto LLC, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: RHY Management, LLC ("RHY") exchanged an aggregate of $4,000,000 of indebtedness owed by the Company to RHY into 1,612,903 shares of the Issuer's Class A common stock, par value $0.0001 per share.
F2: Mr. You is the sole member of RHY and may be deemed to have a pecuniary interest in the securities held by RHY. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F3: Represents shares held by RHY 2021 Irrevocable Trust (the "Trust"). Mr. You is the settlor and investment officer of the Trust, and his son is the beneficiary of the Trust. Accordingly, Mr. You may be deemed to have a pecuniary interest in the securities held by the Trust. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
F4: Mr. You is the sole member of Berto LLC and has voting and investment discretion with respect to the securities held of record by Berto LLC. Mr. You disclaims beneficial ownership of the securities held by Berto LLC, except to the extent of his pecuniary interest therein.
Rush Street Interactive, Inc.
Report date May 26, 2021 · Filed May 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | IndirectSee Footnote | 0 |
Last balance in matching sequence
After 2021-05-27 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2021-05-26 · Sale · Disposed 232,500 · Balance 430,904 F1: As previously disclosed on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission (the "SEC") on March 31, 2021, these shares were acquired on March 29, 2021, when the Reporting Person, exercised 3,337,500 warrants (the "Private Placement Warrants"), on a cashless basis pursuant to the Warrant Agreement, dated as of February 20, 2020, by and between the Issuer and Continental Stock Transfer & Trust Company, with each Private Placement Warrant exercisable for one share of Class A common stock per Private Placement Warrant at a price of $11.50 per share. F2: The Class A common stock was sold by RHY 2021 Irrevocable Trust (the "Trust") in open market transactions on the transaction date, with a volume weighted average price of $12.5002. The range of the sale price on the transaction date was $12.3472 to $12.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. F3: These shares are held directly by the Trust of which the Reporting Person is the Investment Advisor. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by the Trust. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose. Row 2 · 2021-05-27 · Sale · Disposed 430,904 · Balance 0 F1: As previously disclosed on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission (the "SEC") on March 31, 2021, these shares were acquired on March 29, 2021, when the Reporting Person, exercised 3,337,500 warrants (the "Private Placement Warrants"), on a cashless basis pursuant to the Warrant Agreement, dated as of February 20, 2020, by and between the Issuer and Continental Stock Transfer & Trust Company, with each Private Placement Warrant exercisable for one share of Class A common stock per Private Placement Warrant at a price of $11.50 per share. F4: The Class A common stock was sold by the Trust in open market transactions on the transaction date, with a weighted average price of $12.0367. The range of the sale price on the transaction date was $12.00 to $12.40 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price. F3: These shares are held directly by the Trust of which the Reporting Person is the Investment Advisor. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by the Trust. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: As previously disclosed on the Reporting Person's Form 4 filed with the U.S. Securities and Exchange Commission (the "SEC") on March 31, 2021, these shares were acquired on March 29, 2021, when the Reporting Person, exercised 3,337,500 warrants (the "Private Placement Warrants"), on a cashless basis pursuant to the Warrant Agreement, dated as of February 20, 2020, by and between the Issuer and Continental Stock Transfer & Trust Company, with each Private Placement Warrant exercisable for one share of Class A common stock per Private Placement Warrant at a price of $11.50 per share.
F2: The Class A common stock was sold by RHY 2021 Irrevocable Trust (the "Trust") in open market transactions on the transaction date, with a volume weighted average price of $12.5002. The range of the sale price on the transaction date was $12.3472 to $12.72 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
F3: These shares are held directly by the Trust of which the Reporting Person is the Investment Advisor. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by the Trust. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
F4: The Class A common stock was sold by the Trust in open market transactions on the transaction date, with a weighted average price of $12.0367. The range of the sale price on the transaction date was $12.00 to $12.40 per share. The Reporting Person undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
dMY Technology Group, Inc. II
Report date August 13, 2020 · Filed August 13, 2020
Jointly reported with dMY Sponsor II, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-08-13 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-239508) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 900,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: dMY Sponsor II, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor II, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor II, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-239508) (the "Registration Statement") and have no expiration date. The shares of Class B common stock beneficially owned by the Reporting Persons include up to 900,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: dMY Sponsor II, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor II, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor II, LLC.
dMY Technology Group, Inc. VI
Report date October 04, 2021 · Filed October 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 6,037,500 |
Reported balance
After 2021-10-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-10-04 · Purchase · Acquired 1,006,250 · Balance 6,037,500 F1: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-257379) (the "Registration Statement") and have no expiration date. F2: Adjusted to reflect an increase in the amount of securities owned resulting from a 1:1.2 stock split effective on October 4, 2021. F3: dMY Sponsor VI, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor VI, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor VI, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-257379) (the "Registration Statement") and have no expiration date.
F2: Adjusted to reflect an increase in the amount of securities owned resulting from a 1:1.2 stock split effective on October 4, 2021.
F3: dMY Sponsor VI, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor VI, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor VI, LLC.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
EMC CORP
Report date September 06, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2016-09-07 transaction · row 16
16 source rows · reconciled sequenceRow 1 · 2016-09-06 · Exercise / conversion · Acquired 3,350 · Balance 217,936 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 2 · 2016-09-06 · Tax withholding · Disposed 2,839 · Balance 215,097 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 3 · 2016-09-06 · Exercise / conversion · Acquired 13,693 · Balance 228,790 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 4 · 2016-09-06 · Tax withholding · Disposed 12,753 · Balance 216,037 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 5 · 2016-09-06 · Exercise / conversion · Acquired 19,684 · Balance 235,721 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 6 · 2016-09-06 · Tax withholding · Disposed 18,333 · Balance 217,388 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 7 · 2016-09-06 · Exercise / conversion · Acquired 11,171 · Balance 228,559 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 8 · 2016-09-06 · Tax withholding · Disposed 10,766 · Balance 217,793 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 9 · 2016-09-06 · Exercise / conversion · Acquired 8,481 · Balance 226,274 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 10 · 2016-09-06 · Tax withholding · Disposed 8,174 · Balance 218,100 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 11 · 2016-09-06 · Exercise / conversion · Acquired 6,650 · Balance 224,750 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 12 · 2016-09-06 · Tax withholding · Disposed 6,435 · Balance 218,315 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 13 · 2016-09-06 · Exercise / conversion · Acquired 5,049 · Balance 223,364 F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). Row 14 · 2016-09-06 · Tax withholding · Disposed 4,886 · Balance 218,478 F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above. Row 15 · 2016-09-06 · Tax withholding · Disposed 58,840 · Balance 159,638 F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units. Row 16 · 2016-09-07 · Disposition to issuer · Disposed 159,638 · Balance 0 F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 0 |
Reported balance
After 2016-09-07 transaction · row 17
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 17 · 2016-09-07 · Disposition to issuer · Disposed 78,000 · Balance 0 F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $20.47 · Expires 2020-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2016-09-06 · Exercise / conversion · Disposed 3,350 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2016-09-06 · Exercise / conversion · Disposed 13,693 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $25.04 · Expires 2021-08-03 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2016-09-06 · Exercise / conversion · Disposed 19,684 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2016-09-06 · Exercise / conversion · Disposed 11,171 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F6: In connection with the Merger, 2,792 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $26.80 · Expires 2022-08-08 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2016-09-06 · Exercise / conversion · Disposed 8,481 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F7: In connection with the Merger, 1,697 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.01 · Expires 2022-08-09 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2016-09-06 · Exercise / conversion · Disposed 6,650 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F8: In connection with the Merger, 1,662 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
| Stock Option Right To BuySEC Table II · derivative / convertible security · Conversion / exercise price $27.01 · Expires 2022-08-09 | Direct | 0 |
Reported balance
After 2016-09-06 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2016-09-06 · Exercise / conversion · Disposed 5,049 · Balance 0 F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time"). F9: In connection with the Merger, 1,010 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016. |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these shares were acquired pursuant to the automatic net exercise of stock options occurring immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F2: Consists of shares withheld by EMC to satisfy the applicable exercise price upon exercise of options and associated tax withholding obligations related to the automatic net exercise of options immediately prior to the Vesting Effective Time described in footnote 1 above.
F3: Shares withheld by EMC to satisfy certain taxes payable in connection with the vesting of previously awarded restricted stock units.
F4: In connection with the Merger, at the effective time of the Merger, each outstanding share of EMC Corporation common stock beneficially owned by the reporting person was automatically canceled and converted into the right to receive (i) $24.05 in cash and (ii) 0.11146 of a share of Class V Common Stock of Dell Technologies Inc. (f/k/a Denali Holding Inc.).
F5: In connection with the merger (the "Merger") of Universal Acquisition Co. with and into EMC Corporation on September 7, 2016, these stock options were automatically net exercised immediately prior to 11:59 p.m., New York City time on September 6, 2016 (the "Vesting Effective Time").
F6: In connection with the Merger, 2,792 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F7: In connection with the Merger, 1,697 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F8: In connection with the Merger, 1,662 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
F9: In connection with the Merger, 1,010 of these stock options were accelerated and became fully vested and exercisable on August 17, 2016.
GTY Technology Holdings Inc.
Report date July 07, 2022 · Filed July 12, 2022
Section 16 reporting ended · disclosed 2022-07-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2022-07-07 transaction · row 1
1 source rowRow 1 · 2022-07-07 · Disposition to issuer · Disposed 3,743,190 · Balance 0 F1: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Friends of GTY, LLC | 0 |
Reported balance
After 2022-07-07 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2022-07-07 · Disposition to issuer · Disposed 92,873 · Balance 0 F1: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration"). F2: These shares of common stock are held directly by Friends of GTY, LLC, of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by Friends of GTY, LLC. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration").
F2: These shares of common stock are held directly by Friends of GTY, LLC, of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by Friends of GTY, LLC. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose.
dMY Squared Technology Group, Inc.
Report date March 19, 2026 · Filed March 20, 2026
Jointly reported with dMY Squared Sponsor, LLC
Section 16 reporting ended · disclosed 2026-03-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,163,484 |
Reported balance
After 2026-03-19 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2026-03-19 · Conversion · Acquired 1,163,484 · Balance 1,163,484 F2: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization. F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-03-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-03-19 · Conversion · Disposed 1,163,484 · Balance 0 F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), are convertible into shares of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F2: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization. F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), are convertible into shares of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date.
F2: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization.
F3: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization".
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2026 Filed Jun 15, 2026 21:11 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 1,000 | $373.57 | $373,570.00 |
DisclosureSEC source: 0001730168-26-000056 · wk-form4_1781557916.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,466 F1 · balance_after: Includes 864 restricted stock units. Read SEC document |
| June 05, 2026 Filed Jun 9, 2026 22:16 UTC | Rain Enhancement Technologies Holdco, Inc. RAIN · Entity 7988 | GrantClass A Common Stock | 1,612,903 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-26-066921 · ownership.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By RHY Management, LLC Disclosed balance after: 1,612,903 F1 · price: RHY Management, LLC ("RHY") exchanged an aggregate of $4,000,000 of indebtedness owed by the Company to RHY into 1,612,903 shares of the Issuer's Class A common stock, par value $0.0001 per share. F2 · ownership.nature: Mr. You is the sole member of RHY and may be deemed to have a pecuniary interest in the securities held by RHY. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2026 Filed May 16, 2026 01:00 UTC | Berto Acquisition Corp. II GUAC · Entity 5670 | OtherOrdinary Shares | 254,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-26-005384 · ownership.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote. Disclosed balance after: 2,779,808 F1 · kind: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F1 · shares: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F4 · shares: The ordinary shares reported herein include up to 33,236 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. F5 · shares: Berto Acquisition Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F1 · price: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F5 · balance_after: Berto Acquisition Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F6 · balance_after: The ordinary shares reported herein include up to 379,442 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. F5 · ownership.direct: Berto Acquisition Sponsor II LLC (the "Sponsor") is the record holder of the securities reported herein. Harry L. You is the sole managing member of the Sponsor and has voting and investment discretion with respect to the ordinary shares held of record by the Sponsor. Harry L. You disclaims any beneficial ownership of the securities held by the Sponsor other than to the extent of any pecuniary interest he may have therein, directly or indirectly. F6 · ownership.nature: The ordinary shares reported herein include up to 379,442 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. Read SEC document |
| May 15, 2026 Filed May 16, 2026 01:00 UTC | Berto Acquisition Corp. II GUAC · Entity 5670 | OtherOrdinary Shares | 232,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-26-005384 · ownership.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,532,102 F1 · kind: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F1 · shares: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F2 · shares: The ordinary shares reported herein include up to 30,247 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-295343) (the "Registration Statement"). F1 · price: On May 15, 2026, Berto Acquisition Corp. II (the "Issuer") effected a share capitalization, resulting in the issue and allotment of 203,090 ordinary shares to the Reporting Person herein. F3 · balance_after: The ordinary shares reported herein include up to 345,631 ordinary shares subject to forfeiture to Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Issuer's Registration Statement. Read SEC document |
| April 20, 2026 Filed Apr 22, 2026 20:58 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-26-000043 · wk-form4_1776891530.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,466 F1 · shares: Restricted stock unit ("RSU") award fully vests on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continued service on the vesting date. F2 · balance_after: Includes 864 RSUs. Read SEC document |
| March 19, 2026 Filed Mar 20, 2026 20:35 UTC | Horizon Quantum Holdings Ltd. HQ · Entity 5127 | GrantWarrants · Derivative | 2,884,660 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001829126-26-002587 · ownership.xml · derivative · entry 3 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 2,884,660 Underlying: Class A Ordinary Shares · 2,884,660 shares Expires 2031-03-19 F2 · price: In connection with the closing of the Business Combination, these warrants of the Issuer were issued pursuant to the terms of the Business Combination Agreement upon the exchange of 2,884,660 warrants of DMY. On the effective date of the Business Combination, the closing price of DMY's warrants was $2.69. F3 · ownership.nature: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". Read SEC document |
| March 19, 2026 Filed Mar 20, 2026 20:35 UTC | Horizon Quantum Holdings Ltd. HQ · Entity 5127 | GrantClass A Ordinary Shares | 1,163,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-26-002587 · ownership.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 1,163,484 F1 · price: In connection with the closing of the business combination (the "Business Combination") among Horizon Quantum Holdings Ltd. (the "Issuer"), Horizon Quantum Computing Pte. Ltd. ("Horizon"), and dMY Squared Technology Group, Inc. ("DMY"), these Class A ordinary shares of the Issuer were issued pursuant to the terms of the Business Combination Agreement, dated as of September 9, 2025, by and among the Issuer, Horizon, and DMY (the "Business Combination Agreement") upon the exchange of 1,163,484 shares of Class A common stock of DMY. On the effective date of the Business Combination, the closing price of DMY's Class A common stock was $13.50. F3 · ownership.nature: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". Read SEC document |
| March 19, 2026 Filed Mar 20, 2026 20:20 UTC | dMY Squared Technology Group, Inc. DMYY · Entity 56821 | ConversionClass B Common Stock · Derivative | 1,163,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-26-002583 · ownership.xml · derivative · entry 2 dMY Squared Sponsor, LLC · CIK 0001915397 · Director · 10% owner You Harry L. · CIK 0001432602 · Director · CEO, CFO & Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,163,484 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), are convertible into shares of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F2 · kind: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization. F1 · derivative.exercise_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), are convertible into shares of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock"), are convertible into shares of the issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock"), at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F3 · ownership.direct: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". Read SEC document |
| March 19, 2026 Filed Mar 20, 2026 20:20 UTC | dMY Squared Technology Group, Inc. DMYY · Entity 56821 | ConversionClass A Common Stock | 1,163,484 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001829126-26-002583 · ownership.xml · nonDerivative · entry 1 dMY Squared Sponsor, LLC · CIK 0001915397 · Director · 10% owner You Harry L. · CIK 0001432602 · Director · CEO, CFO & Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,163,484 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization. F2 · price: In connection with and immediately prior to the closing of the business combination ("Business Combination") between dMY Squared Technology Group, Inc., Horizon Quantum Computing Pte. Ltd., and Horizon Quantum Holdings Ltd., all of the outstanding shares of Class B Common Stock were converted on a one-for-one basis into shares of Class A Common Stock in accordance with the issuer's Amended and Restated Articles of Organization. F3 · ownership.direct: dMY Squared Sponsor, LLC (the "Sponsor") Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". Read SEC document |
| December 18, 2025 Filed Dec 22, 2025 22:34 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 1,000 | $325.13 | $325,129.00 |
DisclosureSEC source: 0001432602-25-000006 · wk-form4_1766442877.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,602 F1 · balance_after: Includes 1,602 restricted stock units. Read SEC document |
| September 15, 2025 Filed Sep 17, 2025 20:15 UTC | dMY Squared Technology Group, Inc. DMYY · Entity 56821 | OtherClass B Common Stock · Derivative | 416,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001829126-25-007450 · ownership.xml · derivative · entry 1 dMY Squared Sponsor, LLC · CIK 0001915397 · Director · 10% owner You Harry L. · CIK 0001432602 · Director · CEO, CFO & Chairman · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,163,484 Underlying: Class A Common Stock · 416,266 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock, par value $0.0001 per share, are convertible for shares of the issuer's Class A common stock, par value $0.0001 per share, at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F2 · kind: dMY Squared Sponsor, LLC (the "Sponsor") distributed these shares to one of its members, pro rata, for no consideration. F1 · derivative.exercise_date: The shares of Class B common stock, par value $0.0001 per share, are convertible for shares of the issuer's Class A common stock, par value $0.0001 per share, at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock, par value $0.0001 per share, are convertible for shares of the issuer's Class A common stock, par value $0.0001 per share, at the holder's election at any time and automatically at the time of the closing of the issuer's initial business combination, on a one-for-one basis, subject to adjustment pursuant to certain antidilution rights and have no expiration date. F3 · ownership.direct: The Sponsor is the record holder of the securities reported herein. Harry L. You is the managing member of the Sponsor and has voting and investment discretion with respect to the securities held of record by the Sponsor. Each of the Sponsor and Mr. You is a "Reporting Person" and may be deemed to beneficially own the securities reported herein; however, each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, each Reporting Person may be deemed a "director by deputization". Read SEC document |
| September 10, 2025 Filed Sep 11, 2025 01:07 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 500 | $363.38 | $181,687.50 |
DisclosureSEC source: 0001730168-25-000100 · wk-form4_1757552852.xml · nonDerivative · entry 3 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,602 F1 · balance_after: Includes 1,602 restricted stock units. Read SEC document |
| September 09, 2025 Filed Sep 11, 2025 01:07 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 1,000 | $339.39 | $339,385.00 |
DisclosureSEC source: 0001730168-25-000100 · wk-form4_1757552852.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,102 F1 · balance_after: Includes 1,602 restricted stock units. Read SEC document |
| September 08, 2025 Filed Sep 11, 2025 01:07 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 2,050 | $344.78 | $706,797.77 |
DisclosureSEC source: 0001730168-25-000100 · wk-form4_1757552852.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,102 F1 · balance_after: Includes 1,602 restricted stock units. Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 21:16 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000049 · wk-form4_1745442995.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,052 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 1,602 RSUs. Read SEC document |
| January 29, 2025 Filed Feb 1, 2025 01:19 UTC | Rain Enhancement Technologies Holdco, Inc. RAIN · Entity 7988 | GrantClass A Common Stock | 43,910 | $11.39 | $500,134.90 |
DisclosureSEC source: 0001213900-25-009031 · ownership.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By trust Disclosed balance after: 237,956 F1 · kind: In connection with the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc. ("RET"), and Rain Enhancement Technologies Holdco, Inc. (the "Issuer"), Mr. You subscribed to purchase an aggregate of 43,910 shares of the Issuer's Class A common stock, par value $0.0001 per share ("Class A Common Stock") at a price of approximately $11.39 per share in a private placement pursuant to a Subscription Agreement dated as of December 23, 2024, by and among Mr. You and the Issuer. Such subscription closed on January 29, 2025. F2 · ownership.nature: Represents shares held by RHY 2021 Irrevocable Trust (the "Trust"). Mr. You is the settlor and investment officer of the Trust, and his son is the beneficiary of the Trust. Accordingly, Mr. You may be deemed to have a pecuniary interest in the securities held by the Trust. Mr. You disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2024 Filed Jan 4, 2025 02:07 UTC | Rain Enhancement Technologies Holdco, Inc. RAIN · Entity 7988 | GrantClass A Common Stock | 564,375 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-000972 · tm2431814-6_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Berto LLC Disclosed balance after: 564,375 F1 · kind: In connection with the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc. ("RET"), and Rain Enhancement Technologies Holdco, Inc. (the "Issuer"), Berto LLC ("Berto") agreed to exchange 2,257,500 Coliseum private placement warrants held by it for an aggregate of 564,375 shares of the Issuer's Class A common stock, par value $0.0001 per share. F1 · price: In connection with the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc. ("RET"), and Rain Enhancement Technologies Holdco, Inc. (the "Issuer"), Berto LLC ("Berto") agreed to exchange 2,257,500 Coliseum private placement warrants held by it for an aggregate of 564,375 shares of the Issuer's Class A common stock, par value $0.0001 per share. F2 · ownership.nature: Mr. You is the sole member of Berto and has voting and investment discretion with respect to the securities held of record by Berto. Mr. You disclaims beneficial ownership of the securities held by Berto, except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:22 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | Disposition to issuerPrivate Placement Warrants · Derivative | 2,257,500 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001104659-25-000919 · tm2432278-1_4seq1.xml · derivative · entry 4 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Berto, LLC Disclosed balance after: 0 Underlying: Class A Ordinary Share · 2,257,500 shares Expires not disclosed F3 · kind: In connection with the Business Combination, Berto LLC ("Berto") agreed to exchange the 2,257,500 private placement warrants held by it for an aggregate of 564,375 shares of Holdco Class A common stock, par value $0.0001 per share. F3 · shares: In connection with the Business Combination, Berto LLC ("Berto") agreed to exchange the 2,257,500 private placement warrants held by it for an aggregate of 564,375 shares of Holdco Class A common stock, par value $0.0001 per share. F4 · price: Each such private placement warrant entitled the holder to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment, 30 days after the consummation of the Business Combination. F4 · derivative.exercise_date: Each such private placement warrant entitled the holder to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment, 30 days after the consummation of the Business Combination. F4 · derivative.expiration_date: Each such private placement warrant entitled the holder to purchase one Class A Ordinary Share at a price of $11.50 per share, subject to adjustment, 30 days after the consummation of the Business Combination. F5 · ownership.nature: Mr. You is the sole member of Berto and has voting and investment discretion with respect to the securities held of record by Berto. Mr. You disclaims beneficial ownership of the securities held by Berto, except to the extent of his pecuniary interest therein. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:22 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | Exercise / conversionClass B Ordinary Share · Derivative | 1 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-000919 · tm2432278-1_4seq1.xml · derivative · entry 3 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Ordinary Share · 1 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. F1 · kind: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. F1 · derivative.exercise_date: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. F1 · derivative.expiration_date: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:22 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | Disposition to issuerClass A Ordinary Shares | 424,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-000919 · tm2432278-1_4seq1.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,120 F2 · kind: In connection with the consummation of the Business Combination, Harry L. You forfeited 424,880 Coliseum Class A Ordinary Shares for no consideration pursuant to the terms of the Non-Redemption Agreements dated November 22, 2023, between Mr. You, Coliseum, and the other parties thereto. Read SEC document |
| December 31, 2024 Filed Jan 3, 2025 23:22 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | Exercise / conversionClass A Ordinary Shares | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-25-000919 · tm2432278-1_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. F1 · price: In connection with and immediately prior to the closing of the business combination ("Business Combination") between Coliseum Acquisition Corp. ("Coliseum"), Rain Enhancement Technologies, Inc., and Rain Enhancement Technologies Holdco, Inc. ("Holdco"), the sole outstanding Coliseum Class B ordinary share, par value $0.001 per share ("Class B Ordinary Share"), was converted into one Class A ordinary share, par value $0.001 per share, of Coliseum ("Coliseum Class A Ordinary Shares") in accordance with Coliseum's Amended and Restated Memorandum and Articles of Association. Prior to such conversion, the Coliseum Class B Ordinary Share had no expiration date. Read SEC document |
| December 20, 2024 Filed Dec 27, 2024 02:45 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | GiftClass A Ordinary Shares | 1,550,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-24-131804 · tm2431947d1_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,074,999 Read SEC document |
| December 17, 2024 Filed Dec 19, 2024 23:13 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,540 | $240.00 | $1,569,626.16 |
DisclosureSEC source: 0001730168-24-000133 · wk-form4_1734650032.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,450 F1 · price: Transaction executed in multiple trades at prices ranging from $240.00 to $240.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 23:14 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 23,391 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016288 · form4-06102024_110659.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,041 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2025 Annual Meeting (or the date immediately prior to the 2025 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 6, 2025, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 22:56 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000069 · wk-form4_1713999403.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,699 F1 · shares: Grant of Restricted Stock Units ("RSUs "). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 189 RSUs. Read SEC document |
| March 05, 2024 Filed Mar 6, 2024 21:26 UTC | IonQ, Inc. IONQ · Entity 3350 | PurchaseCommon Stock | 115,000 | $9.28 | $1,067,200.00 |
DisclosureSEC source: 0001415889-24-007035 · form4-03062024_090334.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,650 Read SEC document |
| September 15, 2023 Filed Sep 19, 2023 21:09 UTC | Broadcom Inc. AVGO · Entity 2789 | PurchaseCommon Stock, $0.001 par value | 1,000 | $858.96 | $858,958.20 |
DisclosureSEC source: 0001730168-23-000083 · wk-form4_1695157759.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,510 F1 · balance_after: Includes 397 restricted stock units. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:39 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantStock Option (right to buy) · Derivative | 14,860 | $0.00 Strike: $13.53 | $0.00 |
DisclosureSEC source: 0001209191-23-040614 · doc4.xml · derivative · entry 3 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,860 Underlying: Common Stock · 14,860 shares Expires 2033-06-30 F3 · derivative.exercise_date: The option will vest in full on the earlier of (i) the date of the 2024 Annual Meeting (or the date immediately prior to the 2024 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 30, 2024, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:39 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 9,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-040614 · doc4.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,650 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2024 Annual Meeting (or the date immediately prior to the 2024 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) June 30, 2024, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 20:56 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | OtherClass B Ordinary Shares · Derivative | 1 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-075316 · tm2319757-2_4seq1.xml · derivative · entry 2 You Harry L. · CIK 0001432602 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1 Underlying: Class A Ordinary Shares · 1 shares Expires not disclosed F1 · derivative.exercise_price: Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254513), as amended, and have no expiration date. F2 · kind: The 2,624,999 Class A ordinary shares and 1 Class B ordinary share reported herein (collectively, the "Shares") were acquired by the Reporting Person pursuant to the Purchase Agreement, dated as of June 15, 2023 ("Purchase Agreement"), by and between the Issuer, Coliseum Acquisition Sponsor LLC, and Berto LLC, an affiliate of the Reporting Person. On June 26, 2023, the transactions contemplated by the Purchase Agreement were consummated and the Reporting Person purchased the Shares for an aggregate purchase price of $1.00 plus Berto LLC's agreement to advance funds to the Issuer in connection with the shareholder vote to approve an extension to the time that the Issuer has to complete an initial business combination. F2 · price: The 2,624,999 Class A ordinary shares and 1 Class B ordinary share reported herein (collectively, the "Shares") were acquired by the Reporting Person pursuant to the Purchase Agreement, dated as of June 15, 2023 ("Purchase Agreement"), by and between the Issuer, Coliseum Acquisition Sponsor LLC, and Berto LLC, an affiliate of the Reporting Person. On June 26, 2023, the transactions contemplated by the Purchase Agreement were consummated and the Reporting Person purchased the Shares for an aggregate purchase price of $1.00 plus Berto LLC's agreement to advance funds to the Issuer in connection with the shareholder vote to approve an extension to the time that the Issuer has to complete an initial business combination. F1 · derivative.exercise_date: Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254513), as amended, and have no expiration date. F1 · derivative.expiration_date: Class B ordinary shares of the Issuer are convertible into the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254513), as amended, and have no expiration date. Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 20:56 UTC | Coliseum Acquisition Corp. MITA · Entity 84507 | OtherClass A Ordinary Shares | 2,624,999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-23-075316 · tm2319757-2_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director · See Remarks · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,624,999 F2 · kind: The 2,624,999 Class A ordinary shares and 1 Class B ordinary share reported herein (collectively, the "Shares") were acquired by the Reporting Person pursuant to the Purchase Agreement, dated as of June 15, 2023 ("Purchase Agreement"), by and between the Issuer, Coliseum Acquisition Sponsor LLC, and Berto LLC, an affiliate of the Reporting Person. On June 26, 2023, the transactions contemplated by the Purchase Agreement were consummated and the Reporting Person purchased the Shares for an aggregate purchase price of $1.00 plus Berto LLC's agreement to advance funds to the Issuer in connection with the shareholder vote to approve an extension to the time that the Issuer has to complete an initial business combination. F2 · price: The 2,624,999 Class A ordinary shares and 1 Class B ordinary share reported herein (collectively, the "Shares") were acquired by the Reporting Person pursuant to the Purchase Agreement, dated as of June 15, 2023 ("Purchase Agreement"), by and between the Issuer, Coliseum Acquisition Sponsor LLC, and Berto LLC, an affiliate of the Reporting Person. On June 26, 2023, the transactions contemplated by the Purchase Agreement were consummated and the Reporting Person purchased the Shares for an aggregate purchase price of $1.00 plus Berto LLC's agreement to advance funds to the Issuer in connection with the shareholder vote to approve an extension to the time that the Issuer has to complete an initial business combination. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 21:37 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 397 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-23-000047 · wf-form4_168073066168512.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,510 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 3, 2023. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 397 RSUs. Read SEC document |
| September 29, 2022 Filed Sep 30, 2022 20:16 UTC | dMY Squared Technology Group, Inc. DMYY · Entity 56821 | PurchaseClass B Common Stock · Derivative | 431,250 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-22-032300 · doc4.xml · derivative · entry 1 You Harry L. · CIK 0001432602 · Director · See Remarks · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,725,000 Underlying: Class A Common Stock · 431,250 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-267381)(the "Registration Statement") and have no expiration date. F1 · price: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-267381)(the "Registration Statement") and have no expiration date. F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-267381)(the "Registration Statement") and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the issuer's Class A common stock as described under the heading "Description of Securities" in the issuer's Registration Statement on Form S-1 (File No. 333-267381)(the "Registration Statement") and have no expiration date. F2 · balance_after: Adjusted to reflect the forfeiture of 431,250 shares of Class B common stock by dMY Squared Sponsor, LLC on September 29, 2022 as further describe in the issuer's Form 8-K filed on September 30, 2022 and the Exhibit 10.1 thereto. The shares of Class B common stock beneficially owned by the Reporting Person includes up to 225,000 shares of Class B common stock subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F3 · ownership.direct: dMY Squared Sponsor, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Squared Sponsor, LLC and has voting and investment discretion with respect to the securities held of record by dMY Squared Sponsor, LLC. Read SEC document |
| July 07, 2022 Filed Jul 12, 2022 00:16 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | Disposition to issuerCommon Stock | 92,873 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-078930 · tm2220684-2_4seq1.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Friends of GTY, LLC Disclosed balance after: 0 F1 · price: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration"). F2 · ownership.nature: These shares of common stock are held directly by Friends of GTY, LLC, of which the Reporting Person is the Managing Member. The Reporting Person may be deemed to have beneficial ownership of the shares held directly by Friends of GTY, LLC. The Reporting Person disclaims beneficial ownership of such shares, and this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose. Read SEC document |
| July 07, 2022 Filed Jul 12, 2022 00:16 UTC | GTY Technology Holdings Inc. GTYH · Entity 125445 | Disposition to issuerCommon Stock | 3,743,190 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-22-078930 · tm2220684-2_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On July 7, 2022, pursuant to the agreement and plan of merger by and among the issuer, GI Georgia Midco, Inc. ("Parent") and GI Georgia Merger Sub Inc. ("Merger Sub"), dated as of April 28, 2022 (the "merger agreement"), Merger Sub merged with and into the issuer (the "merger"), with the issuer surviving the merger as a wholly owned subsidiary of Parent. Pursuant to the merger agreement, at the effective time of the merger, the shares of the issuer's common stock converted into the right to receive $6.30 per share in cash (the "merger consideration"). Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:22 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantStock Option (right to buy) · Derivative | 32,050 | $0.00 Strike: $5.76 | $0.00 |
DisclosureSEC source: 0001209191-22-032660 · doc4.xml · derivative · entry 3 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,050 Underlying: Common Stock · 32,050 shares Expires 2032-05-26 F3 · derivative.exercise_date: The option will vest in full on the earlier of (i) the date of the 2023 Annual Meeting (or the date immediately prior to the 2023 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) May 26, 2023, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| May 26, 2022 Filed May 27, 2022 21:22 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 16,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032660 · doc4.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,960 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2023 Annual Meeting (or the date immediately prior to the 2023 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting), or (ii) May 26, 2023, subject in all cases to the Reporting Person's continued service as a member of the Board of Directors through such vesting date. Read SEC document |
| May 06, 2022 Filed May 10, 2022 22:39 UTC | IonQ, Inc. IONQ · Entity 3350 | OtherCommon Stock | 2,597,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028153 · doc4.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,597,500 F1 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by dMY Sponsor III, LLC to its members without additional consideration. F3 · ownership.nature: The securities are held by RHY 2021 Irrevocable Trust (the "Trust"). The Reporting Person is the investment advisor of the Trust and has voting and investment discretion with respect to the securities held by the Trust. Read SEC document |
| May 06, 2022 Filed May 10, 2022 22:39 UTC | IonQ, Inc. IONQ · Entity 3350 | OtherCommon Stock | 7,425,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028153 · doc4.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · kind: Represents a pro rata distribution, and not a purchase or sale of securities, by dMY Sponsor III, LLC to its members without additional consideration. F2 · ownership.direct: dMY Sponsor III, LLC was the record holder 7,425,000 of the securities reported herein. All of which were distributed to its members. Harry L. You is the manager of dMY Sponsor III, LLC and had voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| April 04, 2022 Filed Apr 6, 2022 20:59 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-22-000073 · wf-form4_164927874460618.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,113 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 413 RSUs. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:37 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantStock Option (right to buy) · Derivative | 8,320 | $0.00 Strike: $12.93 | $0.00 |
DisclosureSEC source: 0001209191-22-003738 · doc4.xml · derivative · entry 2 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,320 Underlying: Common Stock · 8,320 shares Expires 2032-01-14 F3 · derivative.exercise_date: The option will vest in full on the earlier of (i) the date of the 2022 Annual Meeting (or the date immediately prior to the 2022 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election), or (ii) January 14, 2023, subject in all cases to the Reporting Person's continued service as a member of the Board of Director through such vesting date. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 21:37 UTC | IonQ, Inc. IONQ · Entity 3350 | GrantCommon Stock | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003738 · doc4.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,428,750 F1 · shares: Represents a restricted stock unit ("RSU") award. The RSUs will vest in full on the earlier of (i) the date of the 2022 Annual Meeting (or the date immediately prior to the 2022 Annual Meeting if the Reporting Person's service as a director ends at such Annual Meeting due to the Reporting Person's failure to be re-elected or the director not standing for re-election), or (ii) January 14, 2023, subject in all cases to the Reporting Person's continued service as a member of the Board of Director through such vesting date. F2 · balance_after: dMY Sponsor III, LLC is the record holder 7,425,000 of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder 7,425,000 of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:04 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 276 | $621.53 | $171,540.90 |
DisclosureSEC source: 0001730168-21-000155 · wf-form4_163977864198753.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 89,388 | $22.11 | $1,976,368.68 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 6 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,425,000 F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.32. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 234,225 | $21.45 | $5,024,126.25 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 5 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,514,388 F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.00 to $21.99. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 251,673 | $20.37 | $5,126,579.01 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 4 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,748,613 F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.97. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 09, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 749,714 | $18.78 | $14,079,628.92 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 3 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000,286 F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.51 to $19.47. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 167,481 | $21.73 | $3,639,362.13 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 2 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,750,000 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.52 to $22.15. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 08, 2021 Filed Dec 11, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | SaleCommon Stock | 734,879 | $21.12 | $15,520,644.48 |
DisclosureSEC source: 0001104659-21-148746 · tm2135176d1_4seq1.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,917,481 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.52 to $21.51. The reporting person undertakes to provide to IonQ, Inc., any security holder of IonQ, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
| December 03, 2021 Filed Dec 8, 2021 01:00 UTC | IonQ, Inc. IONQ · Entity 3350 | OtherWarrant (right to buy) · Derivative | 4,000,000 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001104659-21-147318 · tm2134855-1_4seq1.xml · derivative · entry 3 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,000,000 shares Expires 2026-09-30 F2 · ownership.direct: dMY Sponsor III, LLC is the record holder of the securities reported herein. Harry L. You is the manager of dMY Sponsor III, LLC and has voting and investment discretion with respect to the securities held of record by dMY Sponsor III, LLC. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.