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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2020 Filed Jun 15, 2020 22:17 UTC GiftCommon Stock, $0.001 par value 31,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-20-073473 · tm2022566-1_4.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 5,721,478

F2 · ownership.nature: Directly held by HS Portfolio L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
April 15, 2020 Filed Apr 17, 2020 20:33 UTC
Brazeal Mark DavidChief Legal Officer
Tax withholdingCommon Stock, $0.001 par value 3,100 $257.44 $798,064.00
Disclosure

SEC source: 0001730168-20-000088 · wf-form4_158715557559206.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,077

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person.

F2 · balance_after: Includes 36,000 RSUs.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 20:54 UTC
Brazeal Mark DavidChief Legal Officer
SaleCommon Stock, $0.001 par value 2,000 $257.25 $514,506.00
Disclosure

SEC source: 0001730168-20-000084 · wf-form4_158646566263102.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,177

F1 · price: Transaction executed in multiple trades at prices ranging from $257.18 to $257.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 42,250 restricted stock units.

Read SEC document
April 07, 2020 Filed Apr 9, 2020 21:11 UTC
Kawwas Charlie BSVP & Chief Sales Officer
SaleCommon Stock, $0.001 par value 1,348 $264.39 $356,396.37
Disclosure

SEC source: 0001730168-20-000086 · wf-form4_158646665056951.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,618

F1 · balance_after: Includes 48,125 restricted stock units.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:39 UTC GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000067 · wf-form4_158577356025403.xml · nonDerivative · entry 1

Bryant Diane M · CIK 0001687544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:47 UTC GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000069 · wf-form4_158577405280699.xml · nonDerivative · entry 1

DELLY GAYLA J · CIK 0001218358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:05 UTC GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000073 · wf-form4_158577508601602.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,484

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 20:55 UTC GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000071 · wf-form4_158577453691940.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,064

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 17:12 UTC Tax withholdingCommon Stock, $0.001 par value 59 $240.11 $14,166.49
Disclosure

SEC source: 0001730168-20-000075 · wf-form4_158577553228272.xml · nonDerivative · entry 2

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 17:12 UTC GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000075 · wf-form4_158577553228272.xml · nonDerivative · entry 1

Low Check Kian · CIK 0001692615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,771

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:20 UTC
PAGE JUSTINEDirector
GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000077 · wf-form4_158577598304220.xml · nonDerivative · entry 1

LIEN JUSTINE · CIK 0001359561 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,862

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:29 UTC
You Harry L.Director
GrantCommon Stock, $0.001 par value 949 $0.00 $0.00
Disclosure

SEC source: 0001730168-20-000079 · wf-form4_158577654262237.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,947

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is March 30, 2020. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 949 RSUs.

Read SEC document
March 30, 2020 Filed Apr 1, 2020 21:38 UTC
Spears Kirsten M.Principal Accounting Officer
SaleCommon Stock, $0.001 par value 5,000 $235.50 $1,177,510.00
Disclosure

SEC source: 0001730168-20-000081 · wf-form4_158577707520360.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,278

F1 · price: Transaction executed in multiple trades at prices ranging from $235.21 to $235.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 30,062 restricted stock units.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:23 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Tax withholdingCommon Stock, $0.001 par value 1,553 $234.22 $363,743.66
Disclosure

SEC source: 0001730168-20-000059 · wf-form4_158457740805053.xml · nonDerivative · entry 2

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,966

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 48,125 RSUs and 86 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

Read SEC document
March 17, 2020 Filed Mar 18, 2020 20:31 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 1,557 $234.22 $364,680.54
Disclosure

SEC source: 0001730168-20-000061 · wf-form4_158457788517865.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,366

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 50,875 RSUs.

Read SEC document
March 17, 2020 Filed Mar 19, 2020 00:39 UTC
Spears Kirsten M.Principal Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 943 $234.22 $220,869.46
Disclosure

SEC source: 0001730168-20-000063 · wf-form4_158457832447947.xml · nonDerivative · entry 2

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,278

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 30,062 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:16 UTC
Brazeal Mark DavidChief Legal Officer
Tax withholdingCommon Stock, $0.001 par value 2,802 $234.22 $656,284.44
Disclosure

SEC source: 0001730168-20-000057 · wf-form4_158457696999002.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,177

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units, previously granted to the Reporting Person.

F2 · balance_after: Includes 39,125 RSUs.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:23 UTC
Kawwas Charlie BSVP & Chief Sales Officer
Tax withholdingCommon Stock, $0.001 par value 8,925 $234.22 $2,090,413.50
Disclosure

SEC source: 0001730168-20-000059 · wf-form4_158457740805053.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · SVP & Chief Sales Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,519

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 48,125 RSUs and 86 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

Read SEC document
March 16, 2020 Filed Mar 18, 2020 20:31 UTC
Krause Thomas H.Chief Financial Officer
Tax withholdingCommon Stock, $0.001 par value 7,813 $234.22 $1,829,960.86
Disclosure

SEC source: 0001730168-20-000061 · wf-form4_158457788517865.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,923

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 50,875 RSUs.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:39 UTC
Spears Kirsten M.Principal Accounting Officer
Tax withholdingCommon Stock, $0.001 par value 5,047 $234.22 $1,182,108.34
Disclosure

SEC source: 0001730168-20-000063 · wf-form4_158457832447947.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,221

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including Performance RSUs, previously granted to the Reporting Person.

F2 · balance_after: Includes 30,062 RSUs and 41 shares acquired under the Issuer's Employee Stock Purchase Plan on March 14, 2020.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 73,646 $0.00 Strike: $38.99 $0.00
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · derivative · entry 31

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,228

Underlying: Common Stock, $0.001 par value · 73,646 shares

Expires 2020-09-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F30 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 700 $217.98 $152,586.70
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 30

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,042

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F29 · price: Transaction executed in multiple trades at prices ranging from $217.73 to $218.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 400 $213.42 $85,367.20
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 29

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,742

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F28 · price: Transaction executed in multiple trades at prices ranging from $213.31 to $213.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 100 $211.92 $21,191.50
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 28

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,142

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 200 $209.95 $41,989.00
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 27

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,242

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F27 · price: Transaction executed in multiple trades at prices ranging from $209.94 to $209.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,100 $209.27 $230,195.90
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 26

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,442

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F26 · price: Transaction executed in multiple trades at prices ranging from $208.76 to $209.58 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,102 $208.16 $437,546.01
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 25

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,542

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F25 · price: Transaction executed in multiple trades at prices ranging from $207.75 to $208.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,827 $207.16 $792,782.19
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 24

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,644

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F24 · price: Transaction executed in multiple trades at prices ranging from $206.74 to $207.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,564 $206.10 $1,146,723.71
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 23

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,471

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F23 · price: Transaction executed in multiple trades at prices ranging from $205.70 to $206.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,104 $205.19 $1,047,299.97
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 22

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,035

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F22 · price: Transaction executed in multiple trades at prices ranging from $204.70 to $205.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,047 $204.12 $1,030,203.73
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 21

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,139

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F21 · price: Transaction executed in multiple trades at prices ranging from $203.70 to $204.69 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 3,097 $203.33 $629,709.91
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 20

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,186

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F20 · price: Transaction executed in multiple trades at prices ranging from $202.70 to $203.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,246 $202.14 $454,006.44
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 19

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,283

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F19 · price: Transaction executed in multiple trades at prices ranging from $201.64 to $202.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,100 $200.98 $422,051.70
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 18

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,529

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F18 · price: Transaction executed in multiple trades at prices ranging from $200.49 to $201.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,323 $199.88 $264,439.92
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 17

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,629

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F17 · price: Transaction executed in multiple trades at prices ranging from $199.37 to $200.27 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,300 $198.90 $258,564.80
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 16

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,952

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F16 · price: Transaction executed in multiple trades at prices ranging from $198.36 to $199.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,000 $197.79 $395,576.00
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 15

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,252

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F15 · price: Transaction executed in multiple trades at prices ranging from $197.27 to $198.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 7,057 $196.45 $1,386,375.88
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 14

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,252

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: Transaction executed in multiple trades at prices ranging from $196.15 to $197.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,975 $195.85 $386,801.78
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 13

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,309

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: Transaction executed in multiple trades at prices ranging from $195.15 to $196.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,965 $194.51 $576,710.29
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 12

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,284

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $194.15 to $195.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,700 $193.39 $522,144.90
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 11

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,249

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $193.06 to $193.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 2,047 $192.26 $393,545.99
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 10

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,949

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $191.94 to $192.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 6,823 $191.25 $1,304,905.57
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 9

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,996

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $190.92 to $191.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 5,656 $190.28 $1,076,240.65
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,819

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $189.81 to $190.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 4,051 $189.34 $767,028.49
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,475

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $188.76 to $189.73 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,200 $188.05 $225,661.20
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,526

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $187.76 to $188.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,062 $187.25 $198,854.19
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,726

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $186.76 to $187.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 400 $185.07 $74,027.20
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,788

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $184.78 to $185.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 100 $183.63 $18,363.00
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,188

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document
March 16, 2020 Filed Mar 19, 2020 00:44 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 1,400 $181.64 $254,293.20
Disclosure

SEC source: 0001730168-20-000065 · wf-form4_158457863111625.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,288

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $181.50 to $181.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 1,502 Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.