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person · Reporting owner

SAMUELI HENRY

Disclosed activity across 3 companies

Tapewire entity
10628
SEC CIK
0001201633

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Broadcom Inc.AVGO · Entity 2789DirectorSeptember 23, 2026September 25, 2026
Broadcom LtdAVGO · Entity 167990Director · Chief Technical OfficerMarch 15, 2018March 16, 2018
Faeth Therapeutics, Inc.SNSE · Entity 502910% ownerFebruary 08, 2021February 10, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Broadcom Inc.

Report date September 23, 2026 · Filed September 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,961,416 Reported balance After 2026-09-23 transaction · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · 2026-09-23 · Sale · Disposed 22,624 · Balance 29,961,416

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,938,470 Reported balance After 2026-09-23 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2026-09-23 · Sale · Disposed 22,946 · Balance 29,938,470

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,928,412 Reported balance After 2026-09-23 transaction · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · 2026-09-23 · Sale · Disposed 10,058 · Balance 29,928,412

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,921,453 Reported balance After 2026-09-23 transaction · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · 2026-09-23 · Sale · Disposed 6,959 · Balance 29,921,453

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,916,893 Reported balance After 2026-09-23 transaction · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · 2026-09-23 · Sale · Disposed 4,560 · Balance 29,916,893

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,914,731 Reported balance After 2026-09-23 transaction · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · 2026-09-23 · Sale · Disposed 2,162 · Balance 29,914,731

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,914,334 Reported balance After 2026-09-23 transaction · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · 2026-09-23 · Sale · Disposed 397 · Balance 29,914,334

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote29,913,822 Reported balance After 2026-09-23 transaction · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · 2026-09-23 · Sale · Disposed 512 · Balance 29,913,822

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote36,327,861 Reported balance After 2026-09-23 transaction · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · 2026-09-23 · Sale · Disposed 186,809 · Balance 36,327,861

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote36,097,830 Reported balance After 2026-09-23 transaction · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · 2026-09-23 · Sale · Disposed 230,031 · Balance 36,097,830

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote36,012,609 Reported balance After 2026-09-23 transaction · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · 2026-09-23 · Sale · Disposed 85,221 · Balance 36,012,609

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,961,611 Reported balance After 2026-09-23 transaction · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · 2026-09-23 · Sale · Disposed 50,998 · Balance 35,961,611

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,916,993 Reported balance After 2026-09-23 transaction · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · 2026-09-23 · Sale · Disposed 44,618 · Balance 35,916,993

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,894,414 Reported balance After 2026-09-23 transaction · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · 2026-09-23 · Sale · Disposed 22,579 · Balance 35,894,414

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,894,007 Reported balance After 2026-09-23 transaction · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · 2026-09-23 · Sale · Disposed 407 · Balance 35,894,007

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,882,698 Reported balance After 2026-09-23 transaction · row 16 Holding and transaction disclosures are not merged.
1 source row

Row 16 · 2026-09-23 · Sale · Disposed 11,309 · Balance 35,882,698

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote35,810,224 Reported balance After 2026-09-23 transaction · row 17 Holding and transaction disclosures are not merged.
1 source row

Row 17 · 2026-09-23 · Gift · Disposed 72,474 · Balance 35,810,224

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote12,272,030 Reported balance Holding disclosure · report date 2026-09-23 · row 19 Holding and transaction disclosures are not merged.
1 source row

Row 19 · Balance 12,272,030

F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeIndirectSee Footnote4,596,900 Reported balance Holding disclosure · report date 2026-09-23 · row 20 Holding and transaction disclosures are not merged.
1 source row

Row 20 · Balance 4,596,900

F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Common Stock, $0.001 par valueSEC Table I · non-derivativeDirect864 Reported balance Holding disclosure · report date 2026-09-23 · row 18 Holding and transaction disclosures are not merged.
1 source row

Row 18 · Balance 864

F18: Includes 864 RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.

F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.

F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.

F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.

F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.

F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.

F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.

F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.

F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.

F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.

F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.

F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.

F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.

F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.

F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.

F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.

F18: Includes 864 RSUs.

F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Broadcom Ltd

Report date March 15, 2018 · Filed March 16, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary Shares, no par valueSEC Table I · non-derivativeDirect200,689 Last balance in matching sequence After 2018-03-15 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rows

Row 1 · 2018-03-15 · Exercise / conversion · Acquired 2,897 · Balance 199,964

F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.

F3: Includes 77,118 Restricted Share Units.

Row 2 · 2018-03-15 · Grant · Acquired 725 · Balance 200,689

F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index.

F3: Includes 77,118 Restricted Share Units.

Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-15Direct5,794 Reported balance After 2018-03-15 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-15 · Exercise / conversion · Disposed 2,897 · Balance 5,794

F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

Filing footnotes · ownership attribution and instrument terms

F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.

F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.

F3: Includes 77,118 Restricted Share Units.

F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index.

Faeth Therapeutics, Inc.

Report date February 08, 2021 · Filed February 10, 2021

Jointly reported with H&S INVESTMENTS I LP, H&S VENTURES LLC, SCHULMAN MICHAEL, SAMUELI SUSAN

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect4,425,998 Reported balance After 2021-02-08 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2021-02-08 · Conversion · Acquired 4,361,835 · Balance 4,425,998

F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date.

F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.

Series AA Convertible Preferred StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-02-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-02-08 · Conversion · Disposed 209,368,245 · Balance 0

F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date.

F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.

Filing footnotes · ownership attribution and instrument terms

F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date.

F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 72,474 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 17

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,810,224

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 11,309 $361.79 $4,091,483.11
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 16

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,882,698

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 407 $361.18 $147,000.26
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 15

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,894,007

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 22,579 $359.44 $8,115,795.76
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 14

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,894,414

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 44,618 $358.42 $15,991,983.56
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 13

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,916,993

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 50,998 $357.52 $18,232,804.96
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 12

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 35,961,611

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 85,221 $356.58 $30,388,104.18
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 11

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,012,609

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 230,031 $355.50 $81,776,020.50
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 10

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,097,830

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 186,809 $354.71 $66,263,020.39
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 9

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,327,861

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.

F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 512 $361.48 $185,077.76
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 8

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,913,822

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 397 $360.76 $143,221.72
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 7

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,914,334

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 2,162 $359.48 $777,195.76
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 6

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,914,731

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 4,560 $358.47 $1,634,623.20
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 5

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,916,893

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 6,959 $357.66 $2,488,955.94
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 4

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,921,453

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 10,058 $356.59 $3,586,582.22
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 3

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,928,412

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 22,946 $355.55 $8,158,450.30
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,938,470

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 20:15 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 22,624 $354.75 $8,025,864.00
Disclosure

SEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,961,416

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.

F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 263,903 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 28

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 29,984,040

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 217 $388.17 $84,232.89
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 27

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,247,943

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F23 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.50 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 6,478 $386.39 $2,503,034.42
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 26

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,248,160

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F22 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.13 to $387.01 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 47,510 $385.61 $18,320,331.10
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 25

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,254,638

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F21 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.13 to $386.12 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 41,290 $384.63 $15,881,372.70
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 24

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,302,148

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.13 to $385.12 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 32,950 $383.69 $12,642,585.50
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 23

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,343,438

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F19 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.13 to $384.12 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 25,134 $382.62 $9,616,771.08
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 22

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,376,388

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F18 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.13 to $383.12 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 34,517 $381.67 $13,174,103.39
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 21

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,401,522

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.13 to $382.12 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 49,805 $380.57 $18,954,288.85
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 20

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,436,039

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 24,073 $379.69 $9,140,277.37
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 19

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,485,844

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.10 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 30,456 $378.50 $11,527,596.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 18

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,509,917

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 21,603 $377.64 $8,158,156.92
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 17

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,540,373

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.06 inclusive.

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 69,498 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 16

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,514,670

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 660 $388.01 $256,086.60
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 15

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,584,168

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.48 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 6,280 $386.39 $2,426,529.20
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 14

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,584,828

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.12 to $387.01 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 53,722 $385.57 $20,713,591.54
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 13

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,591,108

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.12 to $386.09 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 43,302 $384.58 $16,653,083.16
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 12

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,644,830

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.12 to $385.11 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 36,188 $383.69 $13,884,973.72
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 11

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,688,132

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.12 to $384.11 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 26,889 $382.63 $10,288,538.07
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 10

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,724,320

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.12 to $383.11 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 36,661 $381.68 $13,992,770.48
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 9

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,751,209

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.12 to $382.10 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 48,996 $380.57 $18,646,407.72
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 8

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,787,870

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 30,911 $379.76 $11,738,761.36
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 7

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,836,866

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.11 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 33,346 $378.51 $12,621,794.46
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 6

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,867,777

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 24, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 23,253 $377.61 $8,780,565.33
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 5

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 36,901,123

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.07 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 23.

F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 18, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 1,890 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 4

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,561,976

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 18, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 1,890 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 3

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 864

F24 · balance_after: Includes 864 RSUs.

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June 17, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 1,602 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,560,086

F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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June 17, 2026 Filed Jun 26, 2026 22:09 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 1,602 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,754

F24 · balance_after: Includes 864 RSUs.

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April 21, 2026 Filed Apr 23, 2026 20:30 UTC Broadcom Inc. AVGO · Entity 2789 GrantCommon Stock, $0.001 par value 864 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-047737 · tm2612412-1_4seq1.xml · nonDerivative · entry 1

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356

F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The RSUs vest in full on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuing service on the vesting date.

F2 · balance_after: Includes 864 RSUs.

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March 25, 2026 Filed Mar 27, 2026 20:30 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 172,799 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 20

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,558,484

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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March 25, 2026 Filed Mar 27, 2026 20:30 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 9,426 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 19

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,731,283

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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March 25, 2026 Filed Mar 27, 2026 20:30 UTC Broadcom Inc. AVGO · Entity 2789 GiftCommon Stock, $0.001 par value 157,090 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 18

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,740,709

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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March 25, 2026 Filed Mar 27, 2026 20:30 UTC Broadcom Inc. AVGO · Entity 2789 SaleCommon Stock, $0.001 par value 5,753 $323.90 $1,863,396.70
Disclosure

SEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 17

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · See Footnote

Disclosed balance after: 30,897,799

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.

F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.77 to $324.13 inclusive.

F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.