Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Broadcom Inc.AVGO · Entity 2789 | Director | September 23, 2026 | September 25, 2026 |
| Broadcom LtdAVGO · Entity 167990 | Director · Chief Technical Officer | March 15, 2018 | March 16, 2018 |
| Faeth Therapeutics, Inc.SNSE · Entity 5029 | 10% owner | February 08, 2021 | February 10, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Broadcom Inc.
Report date September 23, 2026 · Filed September 25, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,961,416 |
Reported balance
After 2026-09-23 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-09-23 · Sale · Disposed 22,624 · Balance 29,961,416 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,938,470 |
Reported balance
After 2026-09-23 transaction · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · 2026-09-23 · Sale · Disposed 22,946 · Balance 29,938,470 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,928,412 |
Reported balance
After 2026-09-23 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-09-23 · Sale · Disposed 10,058 · Balance 29,928,412 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,921,453 |
Reported balance
After 2026-09-23 transaction · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · 2026-09-23 · Sale · Disposed 6,959 · Balance 29,921,453 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,916,893 |
Reported balance
After 2026-09-23 transaction · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · 2026-09-23 · Sale · Disposed 4,560 · Balance 29,916,893 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,914,731 |
Reported balance
After 2026-09-23 transaction · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · 2026-09-23 · Sale · Disposed 2,162 · Balance 29,914,731 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,914,334 |
Reported balance
After 2026-09-23 transaction · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · 2026-09-23 · Sale · Disposed 397 · Balance 29,914,334 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 29,913,822 |
Reported balance
After 2026-09-23 transaction · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · 2026-09-23 · Sale · Disposed 512 · Balance 29,913,822 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive. F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 36,327,861 |
Reported balance
After 2026-09-23 transaction · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · 2026-09-23 · Sale · Disposed 186,809 · Balance 36,327,861 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 36,097,830 |
Reported balance
After 2026-09-23 transaction · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · 2026-09-23 · Sale · Disposed 230,031 · Balance 36,097,830 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 36,012,609 |
Reported balance
After 2026-09-23 transaction · row 11
Holding and transaction disclosures are not merged.
1 source rowRow 11 · 2026-09-23 · Sale · Disposed 85,221 · Balance 36,012,609 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,961,611 |
Reported balance
After 2026-09-23 transaction · row 12
Holding and transaction disclosures are not merged.
1 source rowRow 12 · 2026-09-23 · Sale · Disposed 50,998 · Balance 35,961,611 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,916,993 |
Reported balance
After 2026-09-23 transaction · row 13
Holding and transaction disclosures are not merged.
1 source rowRow 13 · 2026-09-23 · Sale · Disposed 44,618 · Balance 35,916,993 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,894,414 |
Reported balance
After 2026-09-23 transaction · row 14
Holding and transaction disclosures are not merged.
1 source rowRow 14 · 2026-09-23 · Sale · Disposed 22,579 · Balance 35,894,414 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,894,007 |
Reported balance
After 2026-09-23 transaction · row 15
Holding and transaction disclosures are not merged.
1 source rowRow 15 · 2026-09-23 · Sale · Disposed 407 · Balance 35,894,007 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,882,698 |
Reported balance
After 2026-09-23 transaction · row 16
Holding and transaction disclosures are not merged.
1 source rowRow 16 · 2026-09-23 · Sale · Disposed 11,309 · Balance 35,882,698 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 35,810,224 |
Reported balance
After 2026-09-23 transaction · row 17
Holding and transaction disclosures are not merged.
1 source rowRow 17 · 2026-09-23 · Gift · Disposed 72,474 · Balance 35,810,224 F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 12,272,030 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 19
Holding and transaction disclosures are not merged.
1 source rowRow 19 · Balance 12,272,030 F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 4,596,900 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 20
Holding and transaction disclosures are not merged.
1 source rowRow 20 · Balance 4,596,900 F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 864 |
Reported balance
Holding disclosure · report date 2026-09-23 · row 18
Holding and transaction disclosures are not merged.
1 source rowRow 18 · Balance 864 F18: Includes 864 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person.
F2: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17.
F3: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive.
F4: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive.
F5: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive.
F6: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive.
F7: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive.
F8: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive.
F9: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive.
F10: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive.
F11: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive.
F12: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive.
F13: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive.
F14: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive.
F15: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive.
F16: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive.
F17: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive.
F18: Includes 864 RSUs.
F19: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F20: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F21: Directly held by E95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F22: Directly held by H&S Portfolio II, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Broadcom Ltd
Report date March 15, 2018 · Filed March 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 200,689 |
Last balance in matching sequence
After 2018-03-15 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-03-15 · Exercise / conversion · Acquired 2,897 · Balance 199,964 F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date. F3: Includes 77,118 Restricted Share Units. Row 2 · 2018-03-15 · Grant · Acquired 725 · Balance 200,689 F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index. F3: Includes 77,118 Restricted Share Units. |
| Performance Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2020-03-15 | Direct | 5,794 |
Reported balance
After 2018-03-15 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-15 · Exercise / conversion · Disposed 2,897 · Balance 5,794 F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares vested pursuant to a share price performance restricted share unit award (the "Performance RSU") granted pursuant to the Broadcom Corporation 2012 Stock Incentive Plan (the "Broadcom Corporation Plan") on March 15, 2016. The Performance RSU is scheduled to vest over four years, with 25% vesting on each anniversary of the date of grant, such that the Performance RSU will fully vest on March 15, 2020, subject to the Reporting Person's continued service through such date; and provided, however, that no portion of the Performance RSU may vest unless the average of the closing prices of the Issuer's ordinary shares (as reported on the stock exchange on which the shares are listed), over a twenty consecutive trading day period is equal to or greater than 120% of the fair market value of the Issuer's ordinary shares on the date of grant (the "Price Contingency"). On January 5, 2017, the Price Contingency was met, and on March 15, 2018, the second 25% of the Performance RSU vested.
F2: Each Performance RSU represents the right to receive, at settlement, one ordinary share of the Issuer. This transaction represents the settlement of the Performance RSU in the Issuer's ordinary shares on the scheduled vesting date.
F3: Includes 77,118 Restricted Share Units.
F4: On March 15, 2018, the Compensation Committee of the Issuer determined that the number of ordinary shares vested for the first of four performance periods pursuant to a performance share unit award granted on March 15, 2017 under the Broadcom Corporation Plan upon the attainment of certain performance criteria based on the Issuer's compound annual total shareholder return relative to the S&P 500 Index.
Faeth Therapeutics, Inc.
Report date February 08, 2021 · Filed February 10, 2021
Jointly reported with H&S INVESTMENTS I LP, H&S VENTURES LLC, SCHULMAN MICHAEL, SAMUELI SUSAN
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,425,998 |
Reported balance
After 2021-02-08 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-02-08 · Conversion · Acquired 4,361,835 · Balance 4,425,998 F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments. |
| Series AA Convertible Preferred StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-02-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-02-08 · Conversion · Disposed 209,368,245 · Balance 0 F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date. F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of the Series AA Preferred Stock and Series BB Preferred Stock converted to 0.0208333 shares of the Issuer's common stock, effective immediately prior to the closing of the Issuer's initial public offering of its common stock. The Series AA Preferred Stock and Series BB Preferred Stock had no expiration date.
F2: The shares are held by H&S Investments I, L.P ("H&S Investments"), H&S Ventures, LLC ("H&S Ventures"), its general partner, and Michael Shulman, manager of H&S Ventures may be deemed to have voting and dispositive power with respect to the shares held. Henry Samueli and Susan Samueli are the non-managing members of H&S Ventures and each have the right to replace the managing member of H&S Ventures at any time. Henry Samueli and Susan Samueli may be deemed to beneficially own any shares directly owned by H&S Investments.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 72,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 17 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,810,224 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 11,309 | $361.79 | $4,091,483.11 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 16 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,882,698 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.46 to $362.27 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 407 | $361.18 | $147,000.26 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 15 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,894,007 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.29 to $361.27 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 22,579 | $359.44 | $8,115,795.76 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 14 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,894,414 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.11 to $360.08 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 44,618 | $358.42 | $15,991,983.56 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 13 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,916,993 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.10 to $359.09 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 50,998 | $357.52 | $18,232,804.96 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 12 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 35,961,611 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.10 to $358.07 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 85,221 | $356.58 | $30,388,104.18 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 11 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,012,609 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.10 to $357.09 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 230,031 | $355.50 | $81,776,020.50 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 10 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,097,830 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.10 to $356.09 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 186,809 | $354.71 | $66,263,020.39 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 9 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,327,861 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.10 to $355.09 inclusive. F20 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 512 | $361.48 | $185,077.76 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 8 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,913,822 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $361.33 to $361.82 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 397 | $360.76 | $143,221.72 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,914,334 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $360.20 to $361.17 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 2,162 | $359.48 | $777,195.76 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,914,731 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $359.15 to $360.13 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,560 | $358.47 | $1,634,623.20 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,916,893 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $358.15 to $359.14 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,959 | $357.66 | $2,488,955.94 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,921,453 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $357.15 to $358.12 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 10,058 | $356.59 | $3,586,582.22 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,928,412 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $356.15 to $357.14 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 22,946 | $355.55 | $8,158,450.30 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,938,470 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $355.15 to $356.14 inclusive. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| September 23, 2026 Filed Sep 25, 2026 20:15 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 22,624 | $354.75 | $8,025,864.00 |
DisclosureSEC source: 0001104659-26-110983 · tm2626134-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,961,416 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $354.15 to $355.14 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 17. F19 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 263,903 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 28 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 29,984,040 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 217 | $388.17 | $84,232.89 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 27 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,247,943 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F23 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.50 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,478 | $386.39 | $2,503,034.42 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 26 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,248,160 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F22 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.13 to $387.01 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 47,510 | $385.61 | $18,320,331.10 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 25 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,254,638 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F21 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.13 to $386.12 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 41,290 | $384.63 | $15,881,372.70 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 24 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,302,148 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.13 to $385.12 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 32,950 | $383.69 | $12,642,585.50 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 23 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,343,438 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F19 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.13 to $384.12 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 25,134 | $382.62 | $9,616,771.08 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 22 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,376,388 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F18 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.13 to $383.12 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 34,517 | $381.67 | $13,174,103.39 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 21 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,401,522 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.13 to $382.12 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 49,805 | $380.57 | $18,954,288.85 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 20 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,436,039 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F16 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 24,073 | $379.69 | $9,140,277.37 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 19 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,485,844 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F15 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.10 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30,456 | $378.50 | $11,527,596.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 18 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,509,917 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F14 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 21,603 | $377.64 | $8,158,156.92 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 17 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,540,373 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F13 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.06 inclusive. F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 69,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 16 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,514,670 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 660 | $388.01 | $256,086.60 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 15 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,584,168 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F12 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $387.95 to $388.48 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 6,280 | $386.39 | $2,426,529.20 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 14 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,584,828 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F11 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $386.12 to $387.01 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 53,722 | $385.57 | $20,713,591.54 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 13 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,591,108 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F10 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $385.12 to $386.09 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 43,302 | $384.58 | $16,653,083.16 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 12 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,644,830 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F9 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $384.12 to $385.11 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36,188 | $383.69 | $13,884,973.72 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 11 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,688,132 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F8 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $383.12 to $384.11 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 26,889 | $382.63 | $10,288,538.07 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 10 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,724,320 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F7 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $382.12 to $383.11 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 36,661 | $381.68 | $13,992,770.48 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 9 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,751,209 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F6 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $381.12 to $382.10 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 48,996 | $380.57 | $18,646,407.72 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 8 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,787,870 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F5 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $380.12 to $381.11 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 30,911 | $379.76 | $11,738,761.36 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,836,866 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $379.12 to $380.11 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 33,346 | $378.51 | $12,621,794.46 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,867,777 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $378.10 to $379.09 inclusive. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 23,253 | $377.61 | $8,780,565.33 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 36,901,123 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $377.10 to $378.07 inclusive. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected within the ranges set forth in footnotes 2 to 23. F26 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 18, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,561,976 F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 18, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 864 F24 · balance_after: Includes 864 RSUs. Read SEC document |
| June 17, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,560,086 F25 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 17, 2026 Filed Jun 26, 2026 22:09 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-078348 · tm2619044-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 2,754 F24 · balance_after: Includes 864 RSUs. Read SEC document |
| April 21, 2026 Filed Apr 23, 2026 20:30 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 864 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-047737 · tm2612412-1_4seq1.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,356 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The RSUs vest in full on the earlier of (i) April 19, 2027 or (ii) the date of the Issuer's 2027 annual meeting of stockholders, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 864 RSUs. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:30 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 172,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 20 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,558,484 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:30 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 9,426 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 19 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,731,283 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:30 UTC | Broadcom Inc. AVGO · Entity 2789 | GiftCommon Stock, $0.001 par value | 157,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 18 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,740,709 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 25, 2026 Filed Mar 27, 2026 20:30 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 5,753 | $323.90 | $1,863,396.70 |
DisclosureSEC source: 0001104659-26-036164 · tm269946-1_4seq1.xml · nonDerivative · entry 17 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Plan reported Ownership: Indirect · See Footnote Disclosed balance after: 30,897,799 F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on December 16, 2025 by the Reporting Person. F17 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transaction prices ranging from $323.77 to $324.13 inclusive. F20 · ownership.nature: Directly held by H&S Investments I, L.P. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.