Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALTABA INC.YHOO · Entity 13268 | Director | December 31, 2016 | January 04, 2017 |
| Broadcom Inc.AVGO · Entity 2789 | Director | April 21, 2025 | April 23, 2025 |
| Broadcom LtdAVGO · Entity 167990 | Director | April 05, 2017 | April 06, 2017 |
| SIRIUS XM HOLDINGS INC.(SIRI) · Entity 3564 | Director | September 09, 2026 | September 10, 2026 |
| Tribune Publishing CoTPCO · Entity 138878 | Director | May 15, 2019 | May 17, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALTABA INC.
Report date December 31, 2016 · Filed January 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,629 |
Reported balance
After 2016-12-31 transaction · row 1
1 source rowRow 1 · 2016-12-31 · Grant · Acquired 452 · Balance 8,629 F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent an automatic grant of restricted stock units under the Yahoo! Inc. Directors' Stock Plan (which permits directors to elect to receive payment of quarterly directors' fees in the form of restricted stock units). This grant was made in lieu of cash fees of $17,500.00. Each restricted stock unit represents the right to receive one share of Yahoo! Inc. common stock. These units are fully vested on the date of grant. Vested shares will generally be delivered on the earlier of the date the director's service terminates or the first anniversary of the date of grant, subject to any election by the reporting person to defer payment.
Broadcom Inc.
Report date April 21, 2025 · Filed April 23, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 3,492 |
Reported balance
After 2025-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-21 · Grant · Acquired 1,602 · Balance 3,492 F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2: Includes 1,602 RSUs. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 46,400 |
Reported balance
Holding disclosure · report date 2025-04-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 46,400 F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date.
F2: Includes 1,602 RSUs.
F3: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
Broadcom Ltd
Report date April 05, 2017 · Filed April 06, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, no par valueSEC Table I · non-derivative | Direct | 34,141 |
Reported balance
After 2017-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-05 · Grant · Acquired 906 · Balance 34,141 F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date. F2: Includes 906 RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of Restricted Share Units ("RSUs") pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan (the "Avago Plan"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) Ordinary Share for each one (1) RSU. The Vesting Commencement Date is April 5, 2017. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual general meeting of Company shareholders immediately following the Vesting Commencement Date is held, subject to the director's continuing service on the vesting date.
F2: Includes 906 RSUs.
SIRIUS XM HOLDINGS INC.
Report date September 09, 2026 · Filed September 10, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,835 |
Reported balance
After 2026-09-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-09 · Gift · Disposed 8,193 · Balance 6,835 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 37,117 |
Reported balance
After 2026-09-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-09 · Gift · Acquired 8,193 · Balance 37,117 F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust.
Tribune Publishing Co
Report date May 15, 2019 · Filed May 17, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 105,560 |
Reported balance
After 2019-05-15 transaction · row 1
1 source rowRow 1 · 2019-05-15 · Grant · Acquired 12,833 · Balance 105,560 F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events. |
Filing footnotes · ownership attribution and instrument terms
F1: This award will vest on May 15, 2020 if the reporting person provides service through such date or, if earlier, the date immediately preceding the Issuer's next annual meeting of stockholders, subject to acceleration upon certain events.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rovi Corp
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 48,087 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock.
TiVo Corp
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 11,896 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2020-06-01 · Disposition to issuer · Disposed 21,709 · Balance 0 F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. |
| Common StockSEC Table I · non-derivative | IndirectBy Hartenstein Family Trust | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 64,775 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares.
F2: Shares of common stock of the Issuer, subject to a restricted stock award, were vested and converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2026 Filed Sep 10, 2026 20:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 8,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007725 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 37,117 F1 · ownership.direct: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. Read SEC document |
| September 09, 2026 Filed Sep 10, 2026 20:09 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 8,193 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007725 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,835 F1 · ownership.direct: The reporting person transferred 8,193 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 16:06 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 60 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-007366 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,028 F1 · shares: On August 26, 2026, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 10, 2026. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| July 13, 2026 Filed Jul 14, 2026 20:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 6,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006603 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 28,924 F1 · ownership.direct: The reporting person transferred 6,688 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. Read SEC document |
| July 13, 2026 Filed Jul 14, 2026 20:28 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 6,688 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-006603 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,968 F1 · ownership.direct: The reporting person transferred 6,688 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remans the beneficial owner of the securities held by the trust. Read SEC document |
| May 29, 2026 Filed Jun 2, 2026 20:12 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 6,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005716 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,656 F1 · shares: Restricted Stock Units will vest on May 29, 2027. Read SEC document |
| May 27, 2026 Filed May 28, 2026 20:15 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-005613 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,881 F1 · shares: On May 27, 2026, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 11, 2026. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| February 27, 2026 Filed Mar 2, 2026 21:47 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-26-002865 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,798 F1 · shares: On February 27, 2026, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 11, 2026. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| November 21, 2025 Filed Nov 25, 2025 21:08 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-009437 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,694 F1 · shares: On November 21, 2025, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 5, 2025. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| August 27, 2025 Filed Aug 28, 2025 20:10 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-007520 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,596 F1 · shares: On August 27, 2025, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.27 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 8, 2025. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 20:33 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 7,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005620 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,504 F1 · shares: Restricted stock units will vest on May 29, 2026. Read SEC document |
| May 28, 2025 Filed May 29, 2025 20:15 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005520 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,688 F1 · shares: On May 28, 2025, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.027 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 9, 2025. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:25 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 5,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005032 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 22,236 F1 · ownership.direct: The reporting person transferred 5,182 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| May 09, 2025 Filed May 13, 2025 20:25 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GiftCommon Stock | 5,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-005032 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,602 F1 · ownership.direct: The reporting person transferred 5,182 shares of SIRI common stock to the Hartenstein Family Trust and the reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person remains the beneficial owner of the securities held by the trust. Read SEC document |
| April 21, 2025 Filed Apr 23, 2025 21:00 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-25-000043 · wk-form4_1745442047.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,492 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 21, 2025. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 1,602 RSUs. Read SEC document |
| February 25, 2025 Filed Feb 26, 2025 21:07 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-25-002460 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,784 F1 · shares: On February 25, 2025, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.027 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 7, 2025. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 22:41 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 4,000 | $229.64 | $918,548.00 |
DisclosureSEC source: 0001730168-25-000006 · wk-form4_1736548903.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 46,400 F1 · price: Transaction executed in multiple trades at prices ranging from $229.50 to $229.91 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 3,970 shares transferred to the Hartenstein family trust from the Reporting Person for no consideration and adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024. F3 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 21:05 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 66 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010165 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,706 F1 · shares: On November 21, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.027 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 5, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 2,470 | Not disclosed Strike: $68.10 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 12 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,470 Underlying: Common Stock · 2,470 shares Expires 2028-06-05 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 7,950 | Not disclosed Strike: $37.10 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 11 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,950 Underlying: Common Stock · 7,950 shares Expires 2026-05-25 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 7,610 | Not disclosed Strike: $36.50 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 10 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,610 Underlying: Common Stock · 7,610 shares Expires 2025-05-20 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantStock Option (Right to Buy) · Derivative | 3,660 | Not disclosed Strike: $46.10 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 9 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,660 Underlying: Common Stock · 3,660 shares Expires 2027-05-19 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerStock Option (Right to Buy) · Derivative | 24,700 | Not disclosed Strike: $6.81 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 8 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,700 shares Expires 2028-06-05 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerStock Option (Right to Buy) · Derivative | 79,500 | Not disclosed Strike: $3.71 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 7 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 79,500 shares Expires 2026-05-25 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerStock Option (Right to Buy) · Derivative | 76,100 | Not disclosed Strike: $3.65 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,100 shares Expires 2025-05-20 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerStock Option (Right to Buy) · Derivative | 36,600 | Not disclosed Strike: $4.61 | Not disclosed |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · derivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,600 shares Expires 2027-05-19 F4 · kind: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. F4 · price: Disposition of options to acquire shares of common stock of Old Sirius XM outstanding prior to the closing of the Merger and the acquisition of options to acquire shares of common stock of New Sirius XM in connection with the Merger. Each ten (10) options to acquire shares of common stock of Old Sirius XM resulted in the issuance of one (1) option to acquire shares of common stock of New Sirius XM, rounded down to the nearest whole option. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerCommon Stock | 17,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 17,054 F1 · security: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · kind: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · price: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F2 · balance_after: Represents the number of shares of common stock beneficially owned following the transactions described herein. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 17,038 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 34,262 F1 · price: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F3 · balance_after: Amount also includes 16 shares of common stock of New Sirius XM received in connection with the Merger resulting from the redemption of Liberty Media Corporation's Series C Liberty SiriusXM common stock, par value $0.01 per share in exchange for 0.83750 (the "Exchange Ratio") shares of New Sirius XM common stock. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Disposition to issuerCommon Stock | 269,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,640 F1 · security: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · kind: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · price: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F2 · balance_after: Represents the number of shares of common stock beneficially owned following the transactions described herein. Read SEC document |
| September 09, 2024 Filed Sep 12, 2024 00:42 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 11,640 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008610 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,233 F1 · security: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · kind: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. F1 · price: Represents disposition of common stock of Sirius XM Holdings Inc. ("Old Sirius XM") and acquisition of common stock of Liberty Sirius XM Holdings Inc. ("New Sirius XM") at an exchange rate of ten (10) shares of Old Sirius XM common stock to one (1) New Sirius XM share of common stock, rounded down to the nearest whole share, in connection with the September 9, 2024 merger of Radio Merger Sub, LLC with and into Old Sirius XM, with Old Sirius XM continuing as the surviving company (the "Merger") pursuant to the Agreement and Plan of Merger, dated as of December 11, 2023, as amended (the "Merger Agreement"). Includes the disposition of restricted stock units associated with shares of common stock of Old Sirius XM and acquisition of restricted stock units associated with shares of common stock of New Sirius XM in connection with the Merger. Following the closing of the Merger, New Sirius XM changed its name to Sirius XM Holdings Inc and Old Sirius XM changed its name to Sirius XM Inc. Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 20:07 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 486 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-008265 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,593 F1 · shares: On August 26, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 9, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 29, 2024 Filed May 30, 2024 22:54 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006454 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,107 F1 · shares: On May 29, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 10, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:21 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 64,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-006356 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 268,681 F1 · shares: Restricted stock units will vest on May 23, 2025. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:16 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 61,634 | $2.91 Strike: $2.91 | $179,046.77 |
DisclosureSEC source: 0001225208-24-006304 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,634 shares Expires 2024-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:16 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 59,882 | $2.99 | $179,047.18 |
DisclosureSEC source: 0001225208-24-006304 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,578 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| May 20, 2024 Filed May 22, 2024 21:16 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 61,634 | $2.91 | $179,046.77 |
DisclosureSEC source: 0001225208-24-006304 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 264,460 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 22, 2024 Filed Apr 24, 2024 22:14 UTC | Broadcom Inc. AVGO · Entity 2789 | GrantCommon Stock, $0.001 par value | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-24-000061 · wk-form4_1713996855.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 586 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of the Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 22, 2024. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of the Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to the Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 189 RSUs. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:37 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,989 | $1,290.62 | $2,567,051.14 |
DisclosureSEC source: 0001730168-24-000025 · wk-form4_1710452232.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 4,643 F4 · price: Transaction executed in multiple trades at prices ranging from $1,290.23 to $1,291.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes shares transferred to the Hartenstein family trust from the Reporting Person for no consideration. F3 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| March 12, 2024 Filed Mar 14, 2024 21:37 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 1,161 | $1,289.86 | $1,497,532.10 |
DisclosureSEC source: 0001730168-24-000025 · wk-form4_1710452232.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 6,632 F1 · price: Transaction executed in multiple trades at prices ranging from $1,289.21 to $1,290.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes shares transferred to the Hartenstein family trust from the Reporting Person for no consideration. F3 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 02:11 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-002999 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,826 F1 · shares: On February 23, 2024, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, February 9, 2024. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| December 20, 2023 Filed Dec 23, 2023 00:30 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 800 | $1,140.30 | $912,239.20 |
DisclosureSEC source: 0001730168-23-000110 · wk-form4_1703291424.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 810 F1 · price: Transaction executed in multiple trades at prices ranging from $1,140.27 to $1,140.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 397 restricted stock units. Read SEC document |
| November 29, 2023 Filed Nov 30, 2023 21:13 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 288 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010508 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,575 F1 · shares: On November 29, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0266 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, November 7, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 900 | $856.35 | $770,717.70 |
DisclosureSEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,123 F3 · price: Transaction executed in multiple trades at prices ranging from $856.34 to $856.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 12, 2023 Filed Sep 14, 2023 20:45 UTC | Broadcom Inc. AVGO · Entity 2789 | SaleCommon Stock, $0.001 par value | 600 | $854.67 | $512,803.20 |
DisclosureSEC source: 0001730168-23-000081 · wk-form4_1694724292.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 10,023 F1 · price: Transaction executed in multiple trades at prices ranging from $854.27 to $854.88 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:07 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 224 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-008578 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,287 F1 · shares: On August 30, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, August 8, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| June 02, 2023 Filed Jun 5, 2023 20:15 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 48,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006541 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 202,063 F1 · shares: Restricted stock units will vest on June 2, 2024. Read SEC document |
| May 24, 2023 Filed May 25, 2023 20:26 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | GrantCommon Stock | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-006218 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,180 F1 · shares: On May 24, 2023, Sirius XM Holdings Inc. ("Sirius XM") paid a cash dividend of $0.0242 per share on each share of its outstanding common stock. The dividend was payable to all holders of Sirius XM's common stock on the record date, May 5, 2023. Pursuant to the terms of the agreement governing the outstanding restricted stock units held by the filer, the filer received certain additional restricted stock units as a result of this cash dividend. These additional units are subject to the same conditions regarding vesting and settlement as the underlying restricted stock units to which they relate. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:39 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionStock Option (Right to Buy) · Derivative | 49,059 | $3.27 Strike: $3.27 | $160,177.64 |
DisclosureSEC source: 0001225208-23-006174 · doc4.xml · derivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,059 shares Expires 2023-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: The option subject to the transactions reported on this Form 4 expired on May 22, 2023. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:39 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Tax withholdingCommon Stock | 45,121 | $3.55 | $160,179.55 |
DisclosureSEC source: 0001225208-23-006174 · doc4.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,002 F1 · price: Represents the exercise price of the stock option referenced in Table II which was paid by way of the withholding by the Company of shares with a value equal to the exercise price. Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:39 UTC | SIRIUS XM HOLDINGS INC. (SIRI) · Entity 3564 | Exercise / conversionCommon Stock | 49,059 | $3.27 | $160,177.64 |
DisclosureSEC source: 0001225208-23-006174 · doc4.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.