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Broadcom Inc.

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2789
SEC CIK
0001730168
Parsed reports
484

Last 12 months

Inside the activity.

2 purchase rows · 280 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 20251110
Jan 202605
Feb 202600
Mar 2026089
Apr 202606
May 202600
Jun 2026150
Jul 202603
Aug 202600
Sep 2026016
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 63 $472.80 $29,786.59
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,324

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $472.30 to $473.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 123 $471.66 $58,014.43
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $471.20 to $472.02 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:59 UTC SaleCommon Stock, $0.001 par value 30 $469.88 $14,096.40
Disclosure

SEC source: 0001730168-21-000007 · wf-form4_161308074745223.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,510

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 96 $454.30 $43,612.70
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 14

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,540

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F15 · price: Transaction executed in multiple trades at prices ranging from $454.17 to $454.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 61 $452.35 $27,593.17
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 13

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,636

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F14 · price: Transaction executed in multiple trades at prices ranging from $452.25 to $452.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 31 $450.92 $13,978.52
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 12

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 62 $449.84 $27,890.14
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 11

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,728

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F13 · price: Transaction executed in multiple trades at prices ranging from $449.73 to $449.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 72 $448.74 $32,309.35
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 10

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F12 · price: Transaction executed in multiple trades at prices ranging from $448.42 to $448.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 60 $447.37 $26,841.90
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 9

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,862

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F11 · price: Transaction executed in multiple trades at prices ranging from $446.96 to $447.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 38 $445.91 $16,944.73
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 8

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,922

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F10 · price: Transaction executed in multiple trades at prices ranging from $445.74 to $445.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 76 $445.22 $33,837.02
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 7

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,960

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $444.66 to $445.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 7 $444.08 $3,108.55
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 6

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,036

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $443.51 to $444.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 27 $442.99 $11,960.60
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 5

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,043

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $442.45 to $443.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 64 $466.16 $29,833.92
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 4

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $466.15 to $466.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 159 $465.59 $74,028.97
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,134

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $465.00 to $465.87 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 165 $464.22 $76,595.64
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,293

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $463.90 to $464.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 26, 2021 Filed Jan 28, 2021 22:49 UTC SaleCommon Stock, $0.001 par value 142 $463.32 $65,792.01
Disclosure

SEC source: 0001730168-21-000004 · wf-form4_161187415871686.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,458

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Transaction executed in multiple trades at prices ranging from $462.90 to $463.86 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 30 $452.46 $13,573.80
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 9

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,600

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 112 $451.71 $50,591.97
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 8

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,630

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: Transaction executed in multiple trades at prices ranging from $451.32 to $452.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 284 $450.84 $128,038.28
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 7

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,742

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: Transaction executed in multiple trades at prices ranging from $450.31 to $451.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 104 $449.38 $46,735.52
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 6

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,026

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: Transaction executed in multiple trades at prices ranging from $449.19 to $449.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 30 $452.67 $13,580.10
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 5

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,130

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 96 $450.97 $43,293.50
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 4

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,160

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $450.48 to $451.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 222 $449.92 $99,882.68
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 3

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,256

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $449.41 to $450.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 84 $449.01 $37,716.67
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,478

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $448.41 to $449.38 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 21:45 UTC SaleCommon Stock, $0.001 par value 98 $447.72 $43,876.85
Disclosure

SEC source: 0001730168-21-000002 · wf-form4_161066070423711.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,562

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Transaction executed in multiple trades at prices ranging from $447.30 to $448.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F3 · balance_after: Includes 949 restricted stock units.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 16:57 UTC GiftCommon Stock, par value $0.001k 183,600 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-001916 · tm211951-1_4.xml · nonDerivative · entry 2

SAMUELI HENRY · CIK 0001201633 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,444,484

F4 · balance_after: Reflects change in form of beneficial ownership for no consideration in transaction exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934.

F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
December 30, 2020 Filed Dec 31, 2020 21:35 UTC SaleCommon Stock, $0.001 par value 530 $431.67 $228,785.10
Disclosure

SEC source: 0001730168-20-000238 · wf-form4_160945049332677.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,660

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 21:35 UTC SaleCommon Stock, $0.001 par value 530 $435.83 $230,989.90
Disclosure

SEC source: 0001730168-20-000238 · wf-form4_160945049332677.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,190

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes 949 restricted stock units.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 16:40 UTC
Krause Thomas H.President,Infrastructure SW Gp
SaleCommon Stock, $0.001 par value 56 $430.01 $24,080.62
Disclosure

SEC source: 0001730168-20-000240 · wf-form4_160945081819357.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,875

F4 · price: Transaction executed in multiple trades at prices ranging from $430.00 to $430.04 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Represents 45,875 restricted stock units.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 16:40 UTC
Krause Thomas H.President,Infrastructure SW Gp
SaleCommon Stock, $0.001 par value 105 $429.00 $45,044.58
Disclosure

SEC source: 0001730168-20-000240 · wf-form4_160945081819357.xml · nonDerivative · entry 2

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,931

F3 · price: Transaction executed in multiple trades at prices ranging from $428.92 to $429.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Represents 45,875 restricted stock units.

Read SEC document
December 29, 2020 Filed Dec 31, 2020 16:40 UTC
Krause Thomas H.President,Infrastructure SW Gp
SaleCommon Stock, $0.001 par value 300 $427.64 $128,292.90
Disclosure

SEC source: 0001730168-20-000240 · wf-form4_160945081819357.xml · nonDerivative · entry 1

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,036

F1 · price: Transaction executed in multiple trades at prices ranging from $427.37 to $427.96 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Represents 45,875 restricted stock units.

Read SEC document
December 23, 2020 Filed Dec 28, 2020 22:11 UTC
You Harry L.Director
SaleCommon Stock, $0.001 par value 100 $427.57 $42,757.00
Disclosure

SEC source: 0001730168-20-000236 · wf-form4_160919349218883.xml · nonDerivative · entry 1

You Harry L. · CIK 0001432602 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

F1 · balance_after: Includes 949 restricted stock units.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 21:53 UTC
Kawwas Charlie BChief Operating Officer
SaleCommon Stock, $0.001 par value 1,260 $428.70 $540,162.00
Disclosure

SEC source: 0001730168-20-000232 · wf-form4_160919241543336.xml · nonDerivative · entry 1

Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,784

F1 · balance_after: Includes 45,625 restricted stock units.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 78,125 $0.00 Strike: $52.65 $0.00
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · derivative · entry 8

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $0.001 par value · 78,125 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · derivative.exercise_date: Share price performance option granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. This option is fully vested and the exercisability requirements for this option have been met.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 100 $433.45 $43,345.00
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 7

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,832

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 15,318 $432.68 $6,627,822.88
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 6

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,932

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: Transaction executed in multiple trades at prices ranging from $432.42 to $433.39 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 24,091 $431.99 $10,407,167.45
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 5

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,250

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: Transaction executed in multiple trades at prices ranging from $431.42 to $432.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 18,793 $430.98 $8,099,313.18
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 4

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,341

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: Transaction executed in multiple trades at prices ranging from $430.42 to $431.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 11,281 $429.91 $4,849,769.59
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 3

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,134

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: Transaction executed in multiple trades at prices ranging from $429.42 to $430.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 8,542 $429.12 $3,665,560.12
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 2

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,415

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: Transaction executed in multiple trades at prices ranging from $428.42 to $429.41 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

Read SEC document
December 22, 2020 Filed Dec 28, 2020 22:03 UTC
TAN HOCK EDirector · President and CEO
Exercise / conversionCommon Stock, $0.001 par value 78,125 $52.65 $4,113,281.25
Disclosure

SEC source: 0001730168-20-000234 · wf-form4_160919298714100.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,957

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 18, 2020 Filed Dec 22, 2020 21:51 UTC
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
SaleCommon Stock, $0.001 par value 972 $429.19 $417,171.71
Disclosure

SEC source: 0001730168-20-000230 · wf-form4_160867386283018.xml · nonDerivative · entry 1

Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,614

F1 · price: Transaction executed in multiple trades at prices ranging from $429.14 to $429.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.

F2 · balance_after: Includes 41,562 restricted stock units.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:58 UTC
TAN HOCK EDirector · President and CEO
SaleCommon Stock, $0.001 par value 14,025 $424.90 $5,959,222.50
Disclosure

SEC source: 0001730168-20-000228 · wf-form4_160858786829232.xml · nonDerivative · entry 1

TAN HOCK E · CIK 0001211588 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,832

Read SEC document
December 16, 2020 Filed Dec 17, 2020 22:00 UTC SaleCommon Stock, $0.001 par value 530 $418.00 $221,540.00
Disclosure

SEC source: 0001730168-20-000211 · wf-form4_160824221195083.xml · nonDerivative · entry 2

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,720

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 949 Restricted Stock Units.

Read SEC document
December 16, 2020 Filed Dec 17, 2020 17:13 UTC
Krause Thomas H.President,Infrastructure SW Gp
SaleCommon Stock, $0.001 par value 1,260 $418.23 $526,963.50
Disclosure

SEC source: 0001730168-20-000215 · wf-form4_160824317877374.xml · nonDerivative · entry 3

Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,336

F2 · balance_after: Includes 45,875 RSUs.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:44 UTC
Brazeal Mark DavidChief Legal Officer
SaleCommon Stock, $0.001 par value 4,000 $415.46 $1,661,840.00
Disclosure

SEC source: 0001730168-20-000207 · wf-form4_160824144609974.xml · nonDerivative · entry 2

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,705

F2 · balance_after: Includes 35,250 RSUs.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:44 UTC
Brazeal Mark DavidChief Legal Officer
Tax withholdingCommon Stock, $0.001 par value 372 $418.06 $155,518.32
Disclosure

SEC source: 0001730168-20-000207 · wf-form4_160824144609974.xml · nonDerivative · entry 1

Brazeal Mark David · CIK 0001627720 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,705

F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person.

F2 · balance_after: Includes 35,250 RSUs.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 22:00 UTC SaleCommon Stock, $0.001 par value 530 $415.46 $220,193.80
Disclosure

SEC source: 0001730168-20-000211 · wf-form4_160824221195083.xml · nonDerivative · entry 1

HARTENSTEIN EDDY W · CIK 0001142524 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,250

F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · balance_after: Includes shares transferred to the Reporting Person from the Hartenstein family trust for no consideration and 949 Restricted Stock Units.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 21:49 UTC PurchaseCommon Stock, $0.001 par value 120 $416.80 $50,016.00
Disclosure

SEC source: 0001730168-20-000209 · wf-form4_160824176481868.xml · nonDerivative · entry 1

FERNANDEZ RAUL J · CIK 0001106627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,351

F1 · balance_after: Includes 949 restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.