Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2021 Filed Apr 7, 2021 17:21 UTC |
Low Check KianDirector
|
GrantCommon Stock, $0.001 par value | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000081 · wf-form4_161783044133948.xml · nonDerivative · entry 1 Low Check Kian · CIK 0001692615 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,188 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 5, 2021. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 476 RSUs. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:27 UTC |
PAGE JUSTINEDirector
|
GrantCommon Stock, $0.001 par value | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000083 · wf-form4_161783083842761.xml · nonDerivative · entry 1 LIEN JUSTINE · CIK 0001359561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,078 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 5, 2021. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 476 RSUs. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:42 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 17,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000087 · wf-form4_161783171781596.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,600 F1 · date: Award approved on December 8, 2020, subject to stockholder approval of the Broadcom Inc. 2012 Stock Incentive Plan (amended and restated on April 5, 2021) (the "2012 Plan"), with an effective grant date of April 5, 2021. F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the 2012 Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest over a three-year period, with one-third of the RSUs vesting on each anniversary of December 15, 2020, subject to continued service with the Issuer. F3 · balance_after: Includes 53,565 RSUs. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 21:35 UTC |
You Harry L.Director
|
GrantCommon Stock, $0.001 par value | 476 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000085 · wf-form4_161783131042435.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 F1 · shares: Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 5, 2021. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. F2 · balance_after: Includes 476 RSUs. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
GrantCommon Stock, $0.001 par value | 17,940 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000089 · wf-form4_161783215879895.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,690 F1 · date: Award approved on December 8, 2020, subject to stockholder approval of the Broadcom Inc. 2012 Stock Incentive Plan (amended and restated on April 5, 2021) (the "2012 Plan"), with an effective grant date of April 5, 2021. F2 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the 2012 Plan. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest over a three-year period, with one-third of the RSUs vesting on each anniversary of December 15, 2020, subject to continued service with the Issuer. F3 · balance_after: Represents 53,690 RSUs. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 20:27 UTC |
You Harry L.Director
|
SaleCommon Stock, $0.001 par value | 100 | $474.23 | $47,423.20 |
DisclosureSEC source: 0001730168-21-000069 · wf-form4_161722242421822.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,649 F1 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 20:50 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 1,890 | $469.29 | $886,948.65 |
DisclosureSEC source: 0001730168-21-000065 · wf-form4_161713726613970.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,660 F1 · balance_after: Includes 35,625 restricted stock units. Read SEC document |
| March 26, 2021 Filed Mar 30, 2021 21:03 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
SaleCommon Stock, $0.001 par value | 4,000 | $470.00 | $1,880,000.00 |
DisclosureSEC source: 0001730168-21-000067 · wf-form4_161713820002994.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,032 F1 · balance_after: Includes 38,561 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 92 | $467.27 | $42,989.02 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 14 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,300 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F16 · price: Transaction executed in multiple trades at prices ranging from $467.04 to $467.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 128 | $465.16 | $59,540.10 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 13 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,392 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F15 · price: Transaction executed in multiple trades at prices ranging from $464.78 to $465.64 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 90 | $463.68 | $41,730.93 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 12 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,520 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F14 · price: Transaction executed in multiple trades at prices ranging from $463.40 to $464.00 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 32 | $463.15 | $14,820.64 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 11 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,610 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F13 · price: Transaction executed in multiple trades at prices ranging from $462.38 to $463.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 69 | $461.72 | $31,858.34 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 10 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,642 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F12 · price: Transaction executed in multiple trades at prices ranging from $461.23 to $462.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 70 | $460.28 | $32,219.25 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 9 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,711 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F11 · price: Transaction executed in multiple trades at prices ranging from $459.73 to $460.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 15 | $459.30 | $6,889.55 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 8 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,781 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F10 · price: Transaction executed in multiple trades at prices ranging from $458.72 to $459.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 34 | $457.86 | $15,567.34 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 7 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,796 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $457.69 to $458.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 20:28 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
SaleCommon Stock, $0.001 par value | 6,000 | $464.83 | $2,788,974.00 |
DisclosureSEC source: 0001730168-21-000063 · wf-form4_161679050948742.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,032 F1 · price: Transaction executed in multiple trades at prices ranging from $464.77 to $465.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 38,561 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:24 UTC |
Brazeal Mark DavidChief Legal Officer
|
SaleCommon Stock, $0.001 par value | 7,037 | $473.78 | $3,333,989.86 |
DisclosureSEC source: 0001730168-21-000059 · wf-form4_161670386597091.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,650 F1 · balance_after: Includes 45,500 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 84 | $473.24 | $39,752.33 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,830 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $472.96 to $473.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 154 | $472.24 | $72,724.50 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,914 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $471.80 to $472.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 91 | $470.23 | $42,790.75 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,068 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $469.90 to $470.78 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 63 | $468.45 | $29,512.04 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,159 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $468.00 to $468.85 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 100 | $464.33 | $46,433.30 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,222 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $464.17 to $464.44 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 23, 2021 Filed Mar 25, 2021 20:29 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 38 | $463.78 | $17,623.68 |
DisclosureSEC source: 0001730168-21-000061 · wf-form4_161670414399795.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,322 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Transaction executed in multiple trades at prices ranging from $463.16 to $463.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 200 | $483.67 | $96,734.00 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 16 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,750 F17 · price: Transaction executed in multiple trades at prices ranging from $483.54 to $483.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 2,132 | $482.57 | $1,028,847.77 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 15 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,950 F16 · price: Transaction executed in multiple trades at prices ranging from $482.42 to $483.35 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 3,026 | $481.85 | $1,458,078.10 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 14 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,082 F15 · price: Transaction executed in multiple trades at prices ranging from $481.35 to $482.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 1,600 | $480.70 | $769,120.00 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 13 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,108 F14 · price: Transaction executed in multiple trades at prices ranging from $480.30 to $481.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 2,170 | $479.96 | $1,041,521.88 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 12 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,708 F13 · price: Transaction executed in multiple trades at prices ranging from $479.27 to $480.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 1,711 | $478.66 | $818,983.84 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 11 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,878 F12 · price: Transaction executed in multiple trades at prices ranging from $478.26 to $479.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 1,354 | $477.73 | $646,846.42 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 10 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,589 F11 · price: Transaction executed in multiple trades at prices ranging from $477.25 to $478.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 1,226 | $476.80 | $584,559.25 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 9 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,943 F10 · price: Transaction executed in multiple trades at prices ranging from $476.25 to $477.24 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 646 | $474.35 | $306,428.81 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 8 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,169 F9 · price: Transaction executed in multiple trades at prices ranging from $473.84 to $474.82 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 776 | $473.06 | $367,093.01 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 7 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,815 F8 · price: Transaction executed in multiple trades at prices ranging from $472.76 to $473.66 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 902 | $472.04 | $425,776.47 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 6 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,591 F7 · price: Transaction executed in multiple trades at prices ranging from $471.71 to $472.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 654 | $471.20 | $308,164.15 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 5 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,493 F6 · price: Transaction executed in multiple trades at prices ranging from $470.70 to $471.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 30 | $469.35 | $14,080.50 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 4 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,147 F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 16, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
SaleCommon Stock, $0.001 par value | 400 | $468.23 | $187,293.60 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 3 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,177 F5 · price: Transaction executed in multiple trades at prices ranging from $467.98 to $468.83 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:41 UTC |
Brazeal Mark DavidChief Legal Officer
|
Tax withholdingCommon Stock, $0.001 par value | 5,018 | $470.77 | $2,362,323.86 |
DisclosureSEC source: 0001730168-21-000049 · wf-form4_161601724477742.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,687 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 45,500 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:41 UTC |
Brazeal Mark DavidChief Legal Officer
|
GrantCommon Stock, $0.001 par value | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000049 · wf-form4_161601724477742.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,705 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that will vest with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on April 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and will vest in full on April 15, 2021, subject to the Reporting Person's continued service through such date. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. F2 · balance_after: Includes 56,250 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC |
Kawwas Charlie BChief Operating Officer
|
Tax withholdingCommon Stock, $0.001 par value | 15,799 | $470.77 | $7,437,695.23 |
DisclosureSEC source: 0001730168-21-000051 · wf-form4_161601751295281.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,550 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 35,625 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:45 UTC |
Kawwas Charlie BChief Operating Officer
|
GrantCommon Stock, $0.001 par value | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000051 · wf-form4_161601751295281.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,349 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 68,125 RSUs and 65 shares acquired under the Issuer's Employee Stock Purchase Plan on March 12, 2021. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:53 UTC |
SAMUELI HENRYDirector
|
GrantCommon Stock, $0.001 par value | 3,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000055 · wf-form4_161601798428965.xml · nonDerivative · entry 1 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,707 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award granted on March 15, 2017 under the Broadcom Corporation 2012 Stock Incentive Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 500 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
Tax withholdingCommon Stock, $0.001 par value | 15,923 | $470.77 | $7,496,070.71 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 2 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,577 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 35,750 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:49 UTC |
Krause Thomas H.President,Infrastructure SW Gp
|
GrantCommon Stock, $0.001 par value | 15,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000053 · wf-form4_161601775080879.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · President,Infrastructure SW Gp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,500 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Represents 68,500 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:57 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
Tax withholdingCommon Stock, $0.001 par value | 9,607 | $470.77 | $4,522,687.39 |
DisclosureSEC source: 0001730168-21-000057 · wf-form4_161601825168091.xml · nonDerivative · entry 2 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,032 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs, including PSU awards, previously granted to the Reporting Person. F4 · balance_after: Includes 38,561 RSUs. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 21:57 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
GrantCommon Stock, $0.001 par value | 9,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000057 · wf-form4_161601825168091.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,639 F1 · shares: On March 15, 2021, the Compensation Committee of the Issuer determined the achievement of certain performance criteria, based on the Issuer's compound annual total stockholder return relative to the S&P 500 Index, and the number of restricted stock units ("RSUs") that vests with respect to the fourth and final performance period pursuant to the terms of a performance stock unit award ("PSU award") granted on March 15, 2017 under the Avago Technologies Limited 2009 Equity Incentive Award Plan. The RSUs are subject to time-based vesting conditions and fully vested on March 15, 2021, subject to the Reporting Person's continued service through such date. The Reporting Person is entitled to one (1) share of common stock of the Issuer for each one (1) RSU. F2 · balance_after: Includes 58,561 RSUs and 26 shares acquired under the Issuer's Employee Stock Purchase Plan on March 12, 2021. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:11 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 31 | $453.50 | $14,058.50 |
DisclosureSEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 20 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,360 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:11 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 32 | $449.83 | $14,394.56 |
DisclosureSEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 19 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,391 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 949 restricted stock units. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:11 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 31 | $448.17 | $13,893.27 |
DisclosureSEC source: 0001730168-21-000039 · wf-form4_161550065392462.xml · nonDerivative · entry 18 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,423 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · balance_after: Includes 949 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.