Last 12 months
Inside the activity.
2 purchase rows · 280 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 1 | 110 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 89 |
| Apr 2026 | 0 | 6 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 50 |
| Jul 2026 | 0 | 3 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 16 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2022 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 22,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 7 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,209,467 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2021 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 39,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 6 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,231,933 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 29, 2021 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 43,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 5 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,271,170 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 28, 2021 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 40,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 4 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,315,020 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 27, 2021 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 44,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 3 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,355,990 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 23, 2021 Filed Jan 11, 2022 22:44 UTC |
SAMUELI HENRYDirector
|
GiftCommon Stock, $0.001 par value | 44,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-003265 · tm222534-1_4seq1.xml · nonDerivative · entry 2 SAMUELI HENRY · CIK 0001201633 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,400,239 F2 · ownership.nature: Directly held by D95GT LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2021 Filed Dec 27, 2021 21:03 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 2,000 | $645.53 | $1,291,066.00 |
DisclosureSEC source: 0001730168-21-000169 · wf-form4_164063900044610.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,017 F1 · price: Transaction executed in multiple trades at prices ranging from $645.52 to $645.57 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Includes 46,335 restricted stock units. Read SEC document |
| December 21, 2021 Filed Dec 23, 2021 21:17 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
SaleCommon Stock, $0.001 par value | 2,000 | $648.10 | $1,296,200.00 |
DisclosureSEC source: 0001730168-21-000167 · wf-form4_164029422326607.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,460 F1 · balance_after: Includes 31,311 restricted stock units. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 17:15 UTC |
Krause Thomas H.President of Broadcom SW Group
|
SaleCommon Stock, $0.001 par value | 3,645 | $632.84 | $2,306,701.80 |
DisclosureSEC source: 0001730168-21-000159 · wf-form4_163977931455988.xml · nonDerivative · entry 2 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,460 F3 · balance_after: Represents 46,460 RSUs. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 23:05 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 79 | $629.00 | $49,691.00 |
DisclosureSEC source: 0001730168-21-000163 · wf-form4_163978233114429.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,542 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 23:05 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 80 | $625.00 | $50,000.00 |
DisclosureSEC source: 0001730168-21-000163 · wf-form4_163978233114429.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,463 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 16, 2021 22:13 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 81 | $615.00 | $49,815.00 |
DisclosureSEC source: 0001730168-21-000150 · wf-form4_163969276263361.xml · nonDerivative · entry 2 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,383 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:04 UTC |
You Harry L.Director
|
SaleCommon Stock, $0.001 par value | 276 | $621.53 | $171,540.90 |
DisclosureSEC source: 0001730168-21-000155 · wf-form4_163977864198753.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,700 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:08 UTC |
Spears Kirsten M.VP CFO & Chief Accounting Ofcr
|
Tax withholdingCommon Stock, $0.001 par value | 3,596 | $639.86 | $2,300,936.56 |
DisclosureSEC source: 0001730168-21-000157 · wf-form4_163977891930510.xml · nonDerivative · entry 1 Spears Kirsten M. · CIK 0001670725 · VP CFO & Chief Accounting Ofcr 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,460 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person. F2 · balance_after: Includes 31,311 RSUs and 24 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2021. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 17:15 UTC |
Krause Thomas H.President of Broadcom SW Group
|
Tax withholdingCommon Stock, $0.001 par value | 3,585 | $639.86 | $2,293,898.10 |
DisclosureSEC source: 0001730168-21-000159 · wf-form4_163977931455988.xml · nonDerivative · entry 1 Krause Thomas H. · CIK 0001670643 · President of Broadcom SW Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,105 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 46,460 RSUs. Read SEC document |
| December 15, 2021 Filed Dec 17, 2021 22:20 UTC |
Kawwas Charlie BChief Operating Officer
|
Tax withholdingCommon Stock, $0.001 par value | 3,585 | $639.86 | $2,293,898.10 |
DisclosureSEC source: 0001730168-21-000161 · wf-form4_163977962027712.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,017 F1 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs") previously granted to the Reporting Person. F2 · balance_after: Includes 46,335 RSUs and 2 shares acquired under the Issuer's Employee Stock Purchase Plan on September 14, 2021. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:18 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
Tax withholdingCommon Stock, $0.001 par value | 372 | $639.86 | $238,027.92 |
DisclosureSEC source: 0001730168-21-000165 · wf-form4_163979392592230.xml · nonDerivative · entry 2 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,378 F3 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant RSUs previously granted to the Reporting Person. F4 · balance_after: Includes 34,000 RSUs. Read SEC document |
| December 15, 2021 Filed Dec 18, 2021 02:18 UTC |
Brazeal Mark DavidChief Legal & Corp Affairs Ofc
|
GrantCommon Stock, $0.001 par value | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000165 · wf-form4_163979392592230.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal & Corp Affairs Ofc 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,750 F1 · shares: Award of Restricted Stock Units ("RSUs") granted pursuant to the Broadcom Inc. 2012 Stock Incentive Plan, as amended and restated. Upon vesting thereof, the Reporting Person is entitled to one (1) share of common stock for each one (1) RSU. The RSUs vest as to 25% of the shares subject thereto on each annual anniversary of December 15, 2021, subject to continued service with the Issuer. F2 · balance_after: Represents 34,750 RSUs. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 22:13 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 81 | $612.61 | $49,621.41 |
DisclosureSEC source: 0001730168-21-000150 · wf-form4_163969276263361.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,302 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| October 07, 2021 Filed Nov 12, 2021 21:28 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000145 · wf-form5_163675249004206.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,677 F1 · kind: Charitable gift. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 20:45 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 152 | $489.54 | $74,409.32 |
DisclosureSEC source: 0001730168-21-000143 · wf-form4_163312113471878.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,221 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 20:23 UTC |
Brazeal Mark DavidChief Legal Officer
|
SaleCommon Stock, $0.001 par value | 3,150 | $504.09 | $1,587,889.80 |
DisclosureSEC source: 0001730168-21-000141 · wf-form4_163294696777783.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,750 F1 · price: Transaction executed in multiple trades at prices ranging from $504.04 to $504.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · balance_after: Represents 26,750 restricted stock units. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:49 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 1,300 | $505.67 | $657,373.60 |
DisclosureSEC source: 0001730168-21-000139 · wf-form4_163277577094696.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 13,564 F3 · price: Transaction executed in multiple trades at prices ranging from $505.27 to $506.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 23, 2021 Filed Sep 27, 2021 20:49 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 3,217 | $504.61 | $1,623,330.37 |
DisclosureSEC source: 0001730168-21-000139 · wf-form4_163277577094696.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 14,864 F1 · price: Transaction executed in multiple trades at prices ranging from $504.26 to $505.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 21, 2021 Filed Sep 23, 2021 20:30 UTC |
FERNANDEZ RAUL JDirector
|
PurchaseCommon Stock, $0.001 par value | 151 | $493.49 | $74,516.99 |
DisclosureSEC source: 0001730168-21-000137 · wf-form4_163242900206953.xml · nonDerivative · entry 1 FERNANDEZ RAUL J · CIK 0001106627 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,069 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| September 15, 2021 Filed Sep 17, 2021 20:16 UTC |
You Harry L.Director
|
SaleCommon Stock, $0.001 par value | 149 | $500.82 | $74,621.44 |
DisclosureSEC source: 0001730168-21-000135 · wf-form4_163190974981923.xml · nonDerivative · entry 1 You Harry L. · CIK 0001432602 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,976 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| September 13, 2021 Filed Sep 15, 2021 20:53 UTC |
PAGE JUSTINEDirector
|
SaleCommon Stock, $0.001 par value | 340 | $502.00 | $170,680.00 |
DisclosureSEC source: 0001730168-21-000133 · wf-form4_163173917379680.xml · nonDerivative · entry 1 LIEN JUSTINE · CIK 0001359561 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,738 F1 · balance_after: Includes 476 restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:04 UTC |
Brazeal Mark DavidChief Legal Officer
|
SaleCommon Stock, $0.001 par value | 9,453 | $502.38 | $4,748,998.14 |
DisclosureSEC source: 0001730168-21-000127 · wf-form4_163165345981342.xml · nonDerivative · entry 1 Brazeal Mark David · CIK 0001627720 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,900 F1 · balance_after: Includes 26,750 restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 2,400 | $500.31 | $1,200,753.60 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 18,081 F5 · price: Transaction executed in multiple trades at prices ranging from $499.81 to $500.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 805 | $499.08 | $401,755.38 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 20,481 F4 · price: Transaction executed in multiple trades at prices ranging from $498.78 to $499.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 495 | $498.27 | $246,643.65 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,286 F3 · price: Transaction executed in multiple trades at prices ranging from $497.78 to $498.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:09 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 1,111 | $496.96 | $552,124.78 |
DisclosureSEC source: 0001730168-21-000129 · wf-form4_163165375919206.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 21,781 F1 · price: Transaction executed in multiple trades at prices ranging from $496.68 to $497.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F2 · ownership.nature: Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:13 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 1,000 | $503.59 | $503,591.00 |
DisclosureSEC source: 0001730168-21-000131 · wf-form4_163165401721077.xml · nonDerivative · entry 2 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 21:13 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 2,000 | $499.45 | $998,900.00 |
DisclosureSEC source: 0001730168-21-000131 · wf-form4_163165401721077.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| September 08, 2021 Filed Sep 10, 2021 20:45 UTC |
Kawwas Charlie BChief Operating Officer
|
SaleCommon Stock, $0.001 par value | 1,000 | $495.10 | $495,100.00 |
DisclosureSEC source: 0001730168-21-000125 · wf-form4_163130672604825.xml · nonDerivative · entry 1 Kawwas Charlie B · CIK 0001608425 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,600 F1 · balance_after: Includes 53,565 restricted stock units. Read SEC document |
| June 24, 2021 Filed Nov 12, 2021 21:28 UTC |
TAN HOCK EDirector · President and CEO
|
GiftCommon Stock, $0.001 par value | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000145 · wf-form5_163675249004206.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,677 F1 · kind: Charitable gift. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
Tax withholdingCommon Stock, $0.001 par value | 180,151 | $471.17 | $84,881,746.67 |
DisclosureSEC source: 0001730168-21-000118 · wf-form4_162430986932124.xml · nonDerivative · entry 2 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,677 F2 · shares: Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the 2017 Award. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:11 UTC |
TAN HOCK EDirector · President and CEO
|
GrantCommon Stock, $0.001 par value | 363,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001730168-21-000118 · wf-form4_162430986932124.xml · nonDerivative · entry 1 TAN HOCK E · CIK 0001211588 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,828 F1 · shares: On June 17, 2021, the independent members of the Issuer's Board of Directors determined the achievement of certain performance criteria, based on the Issuer's total stockholder return ("TSR") performance as compared to the S&P 500 Index and the Issuer's absolute TSR, over a four year performance period ending on June 14, 2021, and the number of shares of common stock earned and issuable pursuant to the terms of a performance stock unit award granted on June 15, 2017 (the "2017 Award") under the Avago Technologies Limited 2009 Equity Incentive Award Plan. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 30 | $465.89 | $13,976.70 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 8 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 136 | $465.11 | $63,254.69 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 7 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F9 · price: Transaction executed in multiple trades at prices ranging from $464.85 to $465.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 304 | $464.44 | $141,188.85 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 6 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 642 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F8 · price: Transaction executed in multiple trades at prices ranging from $463.82 to $464.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 60 | $462.59 | $27,755.10 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 5 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 946 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F7 · price: Transaction executed in multiple trades at prices ranging from $462.36 to $462.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 61 | $470.69 | $28,712.27 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 4 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,006 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F6 · price: Transaction executed in multiple trades at prices ranging from $470.48 to $470.90 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 90 | $467.02 | $42,032.07 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 3 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,067 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F5 · price: Transaction executed in multiple trades at prices ranging from $466.64 to $467.52 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 98 | $465.58 | $45,627.13 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 2 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,157 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F4 · price: Transaction executed in multiple trades at prices ranging from $465.24 to $465.81 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 20:52 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 281 | $464.30 | $130,468.30 |
DisclosureSEC source: 0001730168-21-000114 · wf-form4_162335832471922.xml · nonDerivative · entry 1 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,255 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: Transaction executed in multiple trades at prices ranging from $463.74 to $464.65 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 35 | $441.14 | $15,439.90 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 17 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,536 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F16 · price: Transaction executed in multiple trades at prices ranging from $441.05 to $441.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 84 | $439.72 | $36,936.14 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 16 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,571 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F15 · price: Transaction executed in multiple trades at prices ranging from $439.64 to $439.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 98 | $438.34 | $42,957.61 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 15 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,655 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F14 · price: Transaction executed in multiple trades at prices ranging from $438.07 to $438.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
| May 19, 2021 Filed May 20, 2021 21:24 UTC |
HARTENSTEIN EDDY WDirector
|
SaleCommon Stock, $0.001 par value | 56 | $437.21 | $24,483.76 |
DisclosureSEC source: 0001730168-21-000099 · wf-form4_162154583061583.xml · nonDerivative · entry 14 HARTENSTEIN EDDY W · CIK 0001142524 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,753 F1 · kind: Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F13 · price: Transaction executed in multiple trades at prices ranging from $436.76 to $437.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. F3 · balance_after: Includes 476 restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.